Stratos Investment Management, LLC — 13F Holdings & Portfolio
CIK 1707206 · latest 13F-HR filed 2026-04-28
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$2.49B
Long-equity book
Holdings
371
Distinct positions
Period
2026-03-31
Filed 2026-04-28
Q/Q Activity
+40 / −19 / ↑144 / ↓94
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD TAX-MANAGED FDS$8.8M +120.4%
- AMPHENOL CORP$5.8M +2795.0%
- PUTNAM ETF TRUST$4.6M +56.7%
- INVESCO EXCHANGE TRADED FD T$4.6M +44.8%
- PIMCO ETF TR$4.3M +9.5%
Top Trims
- AMERICAN CENTY ETF TR-$12.2M -96.1%
- PACER FDS TR-$11.6M -94.0%
- MICROSOFT CORP-$9.6M -21.2%
- VANGUARD WORLD FD-$9.4M -44.7%
- ALPHABET INC-$8.4M -21.7%
New Positions
- CAMBRIA ETF TR$13.5M
- FIDELITY COVINGTON TRUST$12.5M
- SSGA ACTIVE TR$5.7M
- ISHARES TR$5.3M
- S & T BANCORP INC$3.0M
Exited Positions
- LULULEMON ATHLETICA INC$3.6M
- CAPITAL GROUP DIVIDEND VALUE$1.4M
- MIDDLEFIELD BANC CORP$1.4M
- PACER FDS TR$847.8K
- BONDBLOXX ETF TRUST$572.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $162.5M | 6.52% | 4,182,010 | SH |
| 2 | ISHARES TR | ITOT | 464287150 | $146.6M | 5.88% | 1,029,397 | SH |
| 3 | ALPS ETF TR | SMTH | 00162Q346 | $88.3M | 3.54% | 3,427,061 | SH |
| 4 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $84.4M | 3.38% | 1,998,392 | SH |
| 5 | WISDOMTREE TR | DGRW | 97717X669 | $82.6M | 3.31% | 940,629 | SH |
| 6 | COLUMBIA ETF TR I | RECS | 19761L706 | $81.9M | 3.29% | 2,102,304 | SH |
| 7 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $63.2M | 2.53% | 1,086,023 | SH |
| 8 | SPDR SERIES TRUST | SPAB | 78464A649 | $58.2M | 2.33% | 2,269,728 | SH |
| 9 | ISHARES TR | IGEB | 46435G219 | $53.1M | 2.13% | 1,179,255 | SH |
| 10 | PIMCO EQUITY SER | MFDX | 72202L371 | $51.5M | 2.06% | 1,292,905 | SH |
| 11 | ISHARES TR | IVV | 464287200 | $50.5M | 2.02% | 77,244 | SH |
| 12 | ISHARES TR | IAGG | 46435G672 | $49.7M | 1.99% | 993,350 | SH |
| 13 | PIMCO ETF TR | PYLD | 72201R585 | $49.2M | 1.97% | 1,879,439 | SH |
| 14 | DIMENSIONAL ETF TRUST | DCOR | 25434V625 | $46.2M | 1.85% | 640,939 | SH |
| 15 | NVIDIA CORPORATION | NVDA | 67066G104 | $41.3M | 1.66% | 236,671 | SH |
| 16 | ISHARES TR | LQD | 464287242 | $37.1M | 1.49% | 340,111 | SH |
| 17 | MICROSOFT CORP | MSFT | 594918104 | $35.6M | 1.43% | 96,289 | SH |
| 18 | VANGUARD INDEX FDS | VUG | 922908736 | $35.4M | 1.42% | 81,052 | SH |
| 19 | APPLE INC | AAPL | 037833100 | $32.8M | 1.32% | 129,412 | SH |
| 20 | AMPLIFY ETF TR | DIVO | 032108409 | $32.3M | 1.30% | 721,224 | SH |
| 21 | VANGUARD MALVERN FDS | VTIP | 922020805 | $30.4M | 1.22% | 608,256 | SH |
| 22 | ALPHABET INC | GOOGL | 02079K305 | $30.3M | 1.22% | 105,406 | SH |
| 23 | SPDR SERIES TRUST | FLRN | 78468R200 | $29.6M | 1.19% | 960,740 | SH |
| 24 | BROADCOM INC | AVGO | 11135F101 | $29.2M | 1.17% | 94,255 | SH |
| 25 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $27.8M | 1.11% | 369,852 | SH |
| 26 | WISDOMTREE TR | DDWM | 97717X263 | $26.2M | 1.05% | 593,549 | SH |
| 27 | AMAZON COM INC | AMZN | 023135106 | $25.1M | 1.01% | 120,535 | SH |
| 28 | AMERICAN CENTY ETF TR | AVDV | 025072802 | $24.9M | 1.00% | 249,014 | SH |
| 29 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $24.8M | 0.99% | 717,137 | SH |
| 30 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $24.5M | 0.98% | 127,692 | SH |
| 31 | ISHARES TR | IWD | 464287598 | $23.6M | 0.95% | 110,516 | SH |
| 32 | FIRST TR EXCHANGE-TRADED FD | LGOV | 33738D606 | $20.2M | 0.81% | 936,203 | SH |
| 33 | DIMENSIONAL ETF TRUST | DFIP | 25434V856 | $19.4M | 0.78% | 466,060 | SH |
| 34 | MERCK & CO INC | MRK | 58933Y105 | $17.4M | 0.70% | 144,783 | SH |
| 35 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $16.8M | 0.68% | 304,862 | SH |
| 36 | JPMORGAN CHASE & CO | JPM | 46625H100 | $16.4M | 0.66% | 55,765 | SH |
| 37 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $16.1M | 0.64% | 250,611 | SH |
| 38 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $15.9M | 0.64% | 33,270 | SH |
| 39 | VANGUARD INDEX FDS | VTI | 922908769 | $15.7M | 0.63% | 49,010 | SH |
| 40 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $15.5M | 0.62% | 273,291 | SH |
| 41 | META PLATFORMS INC | META | 30303M102 | $15.5M | 0.62% | 27,072 | SH |
| 42 | ELI LILLY & CO | LLY | 532457108 | $15.3M | 0.61% | 16,610 | SH |
| 43 | INVESCO EXCHANGE TRADED FD T | PWV | 46137V738 | $14.7M | 0.59% | 210,881 | SH |
| 44 | ISHARES TR | DGRO | 46434V621 | $14.4M | 0.58% | 205,655 | SH |
| 45 | CAMBRIA ETF TR | GVAL | 132061409 | $13.5M | 0.54% | 408,299 | SH |
| 46 | WALMART INC | WMT | 931142103 | $13.3M | 0.53% | 107,159 | SH |
| 47 | DIMENSIONAL ETF TRUST | DFSD | 25434V864 | $12.8M | 0.51% | 267,886 | SH |
| 48 | PUTNAM ETF TRUST | PVAL | 746729300 | $12.6M | 0.51% | 272,146 | SH |
| 49 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $12.5M | 0.50% | 335,992 | SH |
| 50 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $12.4M | 0.50% | 349,202 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-28 | $2.49B | 371 | 0001707206-26-000002 |
| 2025-12-31 | 2026-01-20 | $2.50B | 350 | 0001707206-26-000001 |