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Mountain Capital Investment Advisors Inc. — 13F Holdings & Portfolio

CIK 1714506 · latest 13F-HR filed 2026-07-14

Backtest portfolio

Mountain Capital Investment Advisors Inc. manages $702.2M in 13F-reported U.S. long-equity assets across 95 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are FNDF (21.95%), VTV (19.62%), VUG (17.84%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions and exited 8; 27 existing positions rose in reported value and 23 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$702.2M

Long-equity book

Holdings
95

Distinct positions

Period
2026-06-30

Filed 2026-07-14

Q/Q Activity
+15 / −8 / ↑27 / ↓23

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
FNDF21.9% · +0%VTV19.6% · +1%VUG17.8% · -7%SCHE7.5% · +1%HTRB6.4% · +7%VB6.3% · +2%ATFV6.2% · -4%JEPI2.2% · +1%JEPQ1.6% · -6%VYMI1.5% · -2%TSLA1.0% · -2%AAPL0.9% · -3%JPST0.8% · +18%NVDA0.4% · +7%CVLC0.3% · newCVIE0.3% · newBRK.B0.2% · -0%MSFT0.2% · +6%AMZN0.2% · -4%V0.2% · -2%ESGU0.2% · newVOO0.1% · +5%FFC0.1% · -0%SLVP0.1% · +2%QQQ0.1% · -0%ULCC0.1% · -22%IBIT0.1% · +0%HELO0.1% · 0%AOA0.1% · -4%VTI0.1% · +9%ESGE0.1% · newIVV0.1% · +23%BIL0.1% · +4%SPY0.1% · +6%GOOGL0.1% · +16%VEA0.1% · +6%AOR0.1% · -1%JTEK0.1% · -10%VBIL0.1% · -1%GPIX0.1% · newSTIP0.1% · +6%IVW0.1% · +1%XLK0.1% · -13%GLD0.1% · -9%COST0.1% · -5%GOOG0.1% · -4%LLY0.1% · +4%PLTR0.1% · +10%PSLV0.1% · +1%WMT0.1% · +1%CVX0.1% · -0%XOM0.1% · +4%VXUS0.1% · +12%RSP0.1% · -1%GPIQ0.1% · newTSM0.1% · -15%CRWD0.0% · -10%SPCX0.0% · newHYMC0.0% · +10%PG0.0% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 91%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$1.37B
Discretionary
$1.37B
Employees
8
Accounts
12
Address
811 LOUISIANA STREET
SUITE 2600
HOUSTON, TX 77002
Phone
(713) 357-9660
Website
Name Title / Status Ownership Type
OH, SAMUEL, WOONG ControlPRESIDENT, CHIEF INVESTMENT OFFICER, MEMBER
since Sep 2015
75% or moreIndividual
SPARKS, STEPHEN, EDWARD ControlCCO & VP OF ACCOUNTING
since Apr 2025
Less than 5%Individual
Ownership & leadership changes · 11 filings with changes since Oct 6, 2015

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • ChangedOH, SAMUEL, WOONG · title PRESIDENT AND CHIEF INVESTMENT OFFICER → PRESIDENT, CHIEF INVESTMENT OFFICER, MEMBER
Apr 25, 2025 filing
  • No longer listedSELLNER, MICHAEL, RAYMOND · GENERAL COUNSEL, CCO & SVP · Less than 5% · control person · listed since Sep 2023
  • AddedSPARKS, STEPHEN, EDWARD · CCO & VP OF ACCOUNTING · Less than 5% · control person
Apr 3, 2024 filing
  • ChangedSELLNER, MICHAEL, RAYMOND · now a control person
Mar 28, 2024 filing
  • No longer listedHARLING, KARA, GOODLOE · CHIEF COMPLIANCE OFFICER AND SENIOR MANAGING DIRECTOR · Less than 5% · control person · listed since Jan 2016
  • ChangedSELLNER, MICHAEL, RAYMOND · title SVP AND GENERAL COUNSEL → GENERAL COUNSEL, CCO & SVP
Oct 13, 2023 filing
  • AddedSELLNER, MICHAEL, RAYMOND · SVP AND GENERAL COUNSEL · Less than 5%
Mar 31, 2023 filing
  • No longer listedWEHRLE, JOHN, DREW · SENIOR MANAGING DIRECTOR · Less than 5% · control person · listed since Sep 2015
Mar 29, 2021 filing
  • ChangedHARLING, KARA, GOODLOE · title CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER → CHIEF COMPLIANCE OFFICER AND SENIOR MANAGING DIRECTOR
  • ChangedOH, SAMUEL, WOONG · title CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR → PRESIDENT AND CHIEF INVESTMENT OFFICER
  • ChangedWEHRLE, JOHN, DREW · title MANAGING DIRECTOR → SENIOR MANAGING DIRECTOR
Mar 20, 2019 filing
  • ChangedHARLING, KARA, GOODLOE · title CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING AND ACCOUNTING OFFICER → CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER
Mar 21, 2018 filing
  • ChangedOH, SAMUEL, WOONG · title CHIEF EXECUTIVE OFFICER, MANAGING MEMBER → CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR
Apr 11, 2016 filing
  • ChangedHARLING, KARA, GOODLOE · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING AND ACCOUNTING OFFICER
Older changes (2 more filings)
Feb 16, 2016 filing
  • AddedHARLING, KARA, GOODLOE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedWEHRLE, JOHN, DREW · title CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR
Oct 6, 2015 filing (earliest on record)
  • ListedOH, SAMUEL, WOONG · CHIEF EXECUTIVE OFFICER, MANAGING MEMBER · 75% or more · control person
  • ListedWEHRLE, JOHN, DREW · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Mountain Capital Investment Advisors Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR FNDF 808524755 $154.1M 21.95% 2,921,147 SH
2 VANGUARD INDEX FDS VTV 922908744 $137.8M 19.62% 632,277 SH
3 VANGUARD INDEX FDS VUG 922908736 $125.3M 17.84% 1,454,679 SH
4 SCHWAB STRATEGIC TR SCHE 808524706 $52.4M 7.46% 1,444,034 SH
5 HARTFORD FDS EXCHANGE TRADED HTRB 41653L305 $44.6M 6.35% 1,322,766 SH
6 VANGUARD INDEX FDS VB 922908751 $44.3M 6.31% 146,186 SH
7 THE ALGER ETF TRUST ATFV 015564206 $43.5M 6.19% 1,050,207 SH
8 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $15.6M 2.22% 275,402 SH
9 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $11.5M 1.64% 187,021 SH
10 VANGUARD WHITEHALL FDS VYMI 921946794 $10.3M 1.46% 104,627 SH
11 TESLA INC TSLA 88160R101 $7.2M 1.03% 17,130 SH
12 APPLE INC AAPL 037833100 $6.6M 0.94% 22,730 SH
13 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $5.8M 0.82% 114,051 SH
14 NVIDIA CORPORATION NVDA 67066G104 $2.6M 0.37% 12,825 SH
15 MORGAN STANLEY ETF TRUST CVLC 61774R205 $1.9M 0.27% 20,289 SH
16 MORGAN STANLEY ETF TRUST CVIE 61774R106 $1.9M 0.27% 22,323 SH
17 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.6M 0.23% 3,218 SH
18 MICROSOFT CORP MSFT 594918104 $1.6M 0.22% 4,219 SH
19 AMAZON COM INC AMZN 023135106 $1.6M 0.22% 6,595 SH
20 VISA INC V 92826C839 $1.5M 0.22% 4,502 SH
21 ISHARES TR ESGU 46435G425 $1.5M 0.21% 42,927 SH
22 VANGUARD INDEX FDS VOO 922908363 $1.1M 0.15% 1,533 SH
23 FLAHERTY & CRUMRIN PFD & INM FFC 338478100 $1.0M 0.15% 64,483 SH
24 ISHARES INC SLVP 464286327 $1.0M 0.15% 33,262 SH
25 INVESCO QQQ TR QQQ 46090E103 $973.7K 0.14% 1,322 SH
26 FRONTIER GROUP HLDGS INC ULCC 35909R108 $866.4K 0.12% 109,529 SH
27 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $767.2K 0.11% 23,046 SH
28 J P MORGAN EXCHANGE TRADED F HELO 46654Q724 $756.5K 0.11% 11,194 SH
29 ISHARES TR AOA 464289859 $750.9K 0.11% 7,693 SH
30 VANGUARD INDEX FDS VTI 922908769 $719.1K 0.10% 1,943 SH
31 ISHARES INC ESGE 46434G863 $654.7K 0.09% 11,971 SH
32 ISHARES TR IVV 464287200 $626.2K 0.09% 836 SH
33 SPDR SERIES TRUST BIL 78468R663 $584.8K 0.08% 6,381 SH
34 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $577.8K 0.08% 774 SH
35 ALPHABET INC GOOGL 02079K305 $572.0K 0.08% 1,601 SH
36 VANGUARD TAX-MANAGED FDS VEA 921943858 $546.4K 0.08% 7,669 SH
37 ISHARES TR AOR 464289867 $545.0K 0.08% 7,842 SH
38 J P MORGAN EXCHANGE TRADED F JTEK 46654Q732 $500.7K 0.07% 4,488 SH
39 VANGUARD INSTL INDEX FD VBIL 922040845 $496.4K 0.07% 6,559 SH
40 GOLDMAN SACHS ETF TR GPIX 38149W622 $494.9K 0.07% 8,905 SH
41 ISHARES TR STIP 46429B747 $471.6K 0.07% 4,616 SH
42 ISHARES TR IVW 464287309 $466.7K 0.07% 3,393 SH
43 SELECT SECTOR SPDR TR XLK 81369Y803 $440.9K 0.06% 2,314 SH
44 SPDR GOLD TR GLD 78463V107 $440.6K 0.06% 1,196 SH
45 COSTCO WHOLESALE CORPORATION COST 22160K105 $428.8K 0.06% 458 SH
46 ALPHABET INC GOOG 02079K107 $417.1K 0.06% 1,180 SH
47 ELI LILLY & CO LLY 532457108 $413.7K 0.06% 345 SH
48 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $406.4K 0.06% 3,483 SH
49 SPROTT ASSET MANAGEMENT LP PSLV 85207K107 $405.8K 0.06% 21,504 SH
50 WALMART INC WMT 931142103 $394.3K 0.06% 3,482 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-14 $702.2M 95 0001951757-26-001003
2026-03-31 2026-05-11 $673.9M 88 0001951757-26-000819
2025-12-31 2026-01-28 $620.0M 93 0001951757-26-000326
2025-09-30 2025-11-12 $567.8M 84 0001951757-25-001387
Filer Information
Address
12235 PECOS ST, SUITE 100
WESTMINSTER, CO 80234
Phone
(720) 500-0050
Filing Manager
Mountain Capital Investment Advisors Inc.
WESTMINSTER, CO
Signatory
Jeremy Sanchez
Chief Compliance Officer