Altium Capital Management LLC — 13F Holdings & Portfolio
CIK 1746382 · latest 13F-HR filed 2026-08-12
Altium Capital Management LLC manages $47.5M in 13F-reported U.S. long-equity assets across 19 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are RMT (8.58%), ASA (7.72%), RVT (7.49%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 0 new positions, exited 0, added to 13, and trimmed 3.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
NEW YORK, NY 10019
$47.5M
Long-equity book
19
Distinct positions
2026-06-30
Filed 2026-08-12
+0 / −0 / ↑13 / ↓3
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ROYCE MICRO-CAP TR INC$1.3M +48.1%
- NEUBERGER NEXT GENERATION$750.7K +28.5%
- HIGHLAND OPPS & INCOME FD$678.5K +42.9%
- CALAMOS GBL DYN INCOME FUND$542.7K +22.7%
- TRI CONTL CORP$482.8K +19.4%
Top Trims
- ALLIANCEBERNSTEIN NATL MUN I-$377.1K -15.9%
- PIMCO DYNAMIC INCOME STRATEG-$195.5K -5.6%
- DESTRA MULTI-ALTERNATIVE FD-$34.5K -7.8%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ROYCE MICRO-CAP TR INC | RMT | 780915104 | $4.1M | 8.58% | 278,051 | SH |
| 2 | ASA GOLD AND PRECIOUS MTLS L | ASA | G3156P103 | $3.7M | 7.72% | 70,390 | SH |
| 3 | ROYCE SMALL CAP TRUST INC | RVT | 780910105 | $3.6M | 7.49% | 192,509 | SH |
| 4 | NEUBERGER NEXT GENERATION | NBXG | 64133Q108 | $3.4M | 7.13% | 204,562 | SH |
| 5 | PIMCO DYNAMIC INCOME STRATEG | PDX | 69346N107 | $3.3M | 6.92% | 157,700 | SH |
| 6 | GENERAL AMERN INVS CO INC | GAM | 368802104 | $3.1M | 6.55% | 48,755 | SH |
| 7 | PIMCO CALIF MUN INCOME FD | PCQ | 72200N106 | $3.0M | 6.29% | 333,093 | SH |
| 8 | TRI CONTL CORP | TY | 895436103 | $3.0M | 6.27% | 86,458 | SH |
| 9 | NUVEEN S&P 500 DYNAMIC OVERW | SPXX | 6706EW100 | $2.9M | 6.18% | 157,395 | SH |
| 10 | CALAMOS GBL DYN INCOME FUND | CHW | 12811L107 | $2.9M | 6.17% | 328,901 | SH |
| 11 | BNY MELLON STRATEGIC MUNS IN | LEO | 05588W108 | $2.8M | 5.97% | 438,676 | SH |
| 12 | MEXICO FD INC | MXF | 592835102 | $2.8M | 5.91% | 128,185 | SH |
| 13 | HIGHLAND OPPS & INCOME FD | HFRO | 43010E404 | $2.3M | 4.76% | 317,055 | SH |
| 14 | ALLIANCEBERNSTEIN NATL MUN I | AFB | 01864U106 | $2.0M | 4.21% | 175,187 | SH |
| 15 | MORGAN STANLEY INDIA INVT FD | IIF | 61745C105 | $1.8M | 3.80% | 79,031 | SH |
| 16 | JAPAN SMALLER CAPITALIZATION | JOF | 47109U104 | $1.8M | 3.73% | 150,412 | SH |
| 17 | DESTRA MULTI-ALTERNATIVE FD | DMA | 25065A502 | $409.3K | 0.86% | 54,723 | SH |
| 18 | NEW GERMANY FD INC | GF | 644465106 | $379.3K | 0.80% | 33,098 | SH |
| 19 | ENDRA LIFE SCIENCES INC | NDRA | 29273B500 | $315.9K | 0.67% | 59,272 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $47.5M | 19 | 0001420506-26-001532 |
| 2026-03-31 | 2026-05-01 | $42.0M | 19 | 0001420506-26-000780 |
| 2025-12-31 | 2026-02-06 | $25.3M | 18 | 0001420506-26-000197 |