Altium Capital Management LLC — 13F Holdings & Portfolio
CIK 1746382 · latest 13F-HR filed 2026-05-01
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$42.0M
Long-equity book
19
Distinct positions
2026-03-31
Filed 2026-05-01
+2 / −1 / ↑14 / ↓0
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ROYCE MICRO-CAP TR INC$1.8M +202.7%
- MEXICO FD INC$1.7M +175.9%
- GENERAL AMERN INVS CO INC$1.6M +132.9%
- CALAMOS GBL DYN INCOME FUND$1.4M +144.5%
- ALLIANCEBERNSTEIN NATL MUN I$1.3M +126.7%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PIMCO DYNAMIC INCOME STRATEG | PDX | 69346N107 | $3.5M | 8.28% | 157,700 | SH |
| 2 | ASA GOLD AND PRECIOUS MTLS L | ASA | G3156P103 | $3.2M | 7.71% | 52,219 | SH |
| 3 | ROYCE SMALL CAP TRUST INC | RVT | 780910105 | $3.2M | 7.61% | 192,509 | SH |
| 4 | PIMCO CALIF MUN INCOME FD | PCQ | 72200N106 | $2.9M | 6.80% | 333,093 | SH |
| 5 | GENERAL AMERN INVS CO INC | GAM | 368802104 | $2.9M | 6.78% | 48,755 | SH |
| 6 | BNY MELLON STRATEGIC MUNS IN | LEO | 05588W108 | $2.8M | 6.57% | 438,676 | SH |
| 7 | ROYCE MICRO-CAP TR INC | RMT | 780915104 | $2.7M | 6.54% | 243,050 | SH |
| 8 | MEXICO FD INC | MXF | 592835102 | $2.7M | 6.38% | 128,185 | SH |
| 9 | NEUBERGER NEXT GENERATION | NBXG | 64133Q108 | $2.6M | 6.27% | 204,562 | SH |
| 10 | NUVEEN S&P 500 DYNAMIC OVERW | SPXX | 6706EW100 | $2.5M | 6.02% | 157,395 | SH |
| 11 | TRI CONTL CORP | TY | 895436103 | $2.5M | 5.93% | 78,920 | SH |
| 12 | CALAMOS GBL DYN INCOME FUND | CHW | 12811L107 | $2.4M | 5.68% | 328,901 | SH |
| 13 | ALLIANCEBERNSTEIN NATL MUN I | AFB | 01864U106 | $2.4M | 5.65% | 222,264 | SH |
| 14 | JAPAN SMALLER CAPITALIZATION | JOF | 47109U104 | $1.6M | 3.90% | 150,412 | SH |
| 15 | MORGAN STANLEY INDIA INVT FD | IIF | 61745C105 | $1.6M | 3.87% | 79,031 | SH |
| 16 | HIGHLAND OPPS & INCOME FD | HFRO | 43010E404 | $1.6M | 3.76% | 277,068 | SH |
| 17 | DESTRA MULTI-ALTERNATIVE FD | DMA | 25065A502 | $443.8K | 1.06% | 54,723 | SH |
| 18 | NEW GERMANY FD INC | GF | 644465106 | $254.7K | 0.61% | 24,920 | SH |
| 19 | ENDRA LIFE SCIENCES INC | NDRA | 29273B500 | $241.3K | 0.57% | 51,900 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-01 | $42.0M | 19 | 0001420506-26-000780 |
| 2025-12-31 | 2026-02-06 | $25.3M | 18 | 0001420506-26-000197 |