TRI-Continental Corporation (TY) Stock Quote & Options Analysis

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About

Exchange: XNYS
Market Cap: $1.8B
List Date: 1972-01-03
CIK: 0000099614
Homepage: https://www.columbiathreadneedleus.com

Tri-Continental Corp is a closed-end management investment company. It invests to produce future growth of both capital and income while providing reasonable current income. The fund is divided into two equal segments namely, the equity segment uses quantitative models to select individual stocks whereas the Flexible capital income segment invests across a company's investable capital structure, including stocks, bonds, and convertible securities. The Fund invests in a range of sectors, which include consumer discretionary, consumer staples, energy, financials, healthcare, industrials, informa…

ETF Profile

Asset Allocation

Top Holdings

Symbol	Name	Weight %	Asset Class	Country

Geographic Breakdown

Summary

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composite

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Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.

Chart

Seasonality

Month	'21	'22	'23	'24	'25	'26	Avg
Jan	1.96%	-5.99%	6.40%	0.98%	4.44%	1.93%	1.62%
Feb	2.49%	-3.01%	-2.67%	1.61%	-0.90%	-0.81%	-0.55%
Mar	3.74%	1.55%	-0.97%	3.15%	-3.22%	-4.88%	-0.10%
Apr	3.40%	-5.95%	0.56%	-3.33%	-2.90%	6.82%	-0.23%
May	0.91%	0.52%	-3.09%	4.30%	3.90%	2.92%	1.58%
Jun	-0.58%	-10.22%	4.82%	0.75%	1.25%	-2.30%	-1.05%
Jul	-0.15%	7.26%	3.22%	3.37%	2.90%	0.43%	2.84%
Aug	2.37%	-2.30%	-2.57%	2.12%	4.03%	1.17%	0.80%
Sep	-4.16%	-7.69%	-4.39%	4.00%	1.61%	-2.77%	-2.23%
Oct	3.30%	4.96%	-3.25%	-0.46%	1.12%	0.99%*	1.11%
Nov	-0.34%	3.24%	7.41%	4.87%	0.44%	--	3.12%
Dec	-3.96%	-9.24%	2.74%	-8.04%	-5.09%	--	-4.72%
Total	8.92%	-25.23%	7.54%	13.30%	7.28%	3.06%	2.48%

Technical Indicators

? Indicator Guide

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators

SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
+DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.

Momentum Oscillators

RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility

Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
ATR / True Range — average daily $ move; sizing and stop-loss reference.
HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $34.49

SMA 50: $34.97

SMA 200: $34.12

Current: $34.54

EMA 12: $34.55

EMA 26: $34.63

MACD: -0.0809 | Signal: 0.0317

BEARISH

ADX (14): 12.09

RANGE

+DI: 18.37

−DI: 15.73

Momentum Oscillators

RSI (14): 47.16

NEUTRAL

Stoch %K: 41.87

Stoch %D: 42.84

Williams %R: -56.80

Volume & Volatility

BB Upper: $34.82

BB Lower: $34.16

NEUTRAL

OBV: 1,568,825

Vol SMA 20: 26,888

Vol ROC: -64.46%

ATR: $0.48

True Range: $0.34

HV 20: 7.3%

HV 30: 9.6%

HV 60: 10.4%

Data Summary

Data Points: 500

Last Updated: Oct 21, 5:15 PM ET

Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00

AI Analysis

LLM Stock Analysis Report: TY

Executive Summary

BULLISH (Confidence Level: 6/10)

Key drivers:

Bullish momentum signals from MACD
Strong technical support from Bollinger Bands
Low volatility, indicating reduced risk

Primary risks:

Potential overbought condition due to RSI reading
Lack of earnings data may hinder fundamental analysis

Investment thesis:

TY is a low-volatility stock with bullish momentum, supported by its technical indicators. While it's not entirely immune to market fluctuations, its relatively stable price action suggests a moderate investment opportunity.

Technical Analysis

Trend Direction: Short-term: Bullish (1-4 weeks), Medium-term: Bullish (1-3 months), Long-term: Neutral (3-12 months)

Support/Resistance Levels:

Upper Bollinger Band: $35.62
Middle Line: $34.96
Lower Bollinger Band: $34.30

Momentum Signals:

RSI: 51.67 (neutral)
MACD signal line crossover above the signal line = bullish momentum
Bollinger Bands: Price touching upper band = overbought, but currently neutral

Volume Analysis: Volume trends suggest a gradual increase in trading activity, while institutional interest signals are mixed.

News & Sentiment Analysis

Recent Headlines Summary: Neutral news headlines with no significant market-moving events or company-specific news.

Sentiment Assessment: Neutral sentiment overall, reflecting the lack of major news events.

Catalyst Identification: No imminent catalysts identified; focus on technical and fundamental analysis for potential investment opportunities.

Risk & Volatility Assessment

Beta Interpretation: Low risk relative to SPY (beta = 0.69).

Volatility Regime: Current volatility is low compared to historical levels.

Options Market Signals: No options data available; unable to analyze IV rank, put/call ratios, or unusual activity.

Downside Protection: Support levels and risk management considerations are essential for investors considering TY as an investment opportunity.

Market Context & Positioning

Sector Performance: Neutral sector performance, with no significant trends or correlations influencing the stock's price action.

Institutional Activity: Mixed institutional interest signals; some institutions may be buying while others sell.

Correlation Analysis: TY moves relatively independently of the market (R-squared interpretation).

Relative Valuation: TY is positioned within a trading range, making it an attractive opportunity for investors willing to take calculated risks.

Key Levels & Action Items

Critical Price Levels:

Support: $34.30 (lower Bollinger Band)
Resistance: $35.62 (upper Bollinger Band)

Breakout/Breakdown Levels: None identified; focus on technical signals and fundamental analysis for potential investment opportunities.

Time-Sensitive Catalysts: No imminent catalysts identified; focus on technical and fundamental analysis for potential investment opportunities.

Risk Management: Stop-loss levels should be set based on individual risk tolerance, with price action monitoring and adjustments as needed.

This comprehensive analysis provides a structured framework for evaluating TY's stock performance. By combining technical indicators, news sentiment, and risk metrics, investors can make informed decisions about this low-volatility stock with bullish momentum.

Generated Jul 13, 12:43 PM ET

News

All TY news →

Filter Publishers:

MarketWatchT3·36mo ago

There's a historic sale in mutual funds, thanks to stock-market turmoil

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BenzingaT3·66mo ago

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General

Earnings History

Earnings calendar: this week’s reports with expected vs actual moves →

TY Options Activity & IV Rank

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Options Chain

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Spread Scanner GPU

Auto Refresh

? Score Guide Full Algorithm Docs ↗

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)

Group 1 · Directional Bias (±0.25)

RSI <40 bullish / >60 bearish
MACD crossover + histogram trend
Price vs SMA 50 & SMA 200

Group 2 · Momentum (±0.10)

Stochastic %K <20 / >80
Williams %R <−80 / >−20

Group 3 · Volatility (up to −0.25 / +0.15)

Blended ATR + straddle expected-move penalty
Bollinger Band signal (+ counter-trend penalty)
BB width — vol contraction boost for ICs

Group 4 · IV Regime (±0.15)

IV rank ≥ 75 → strong boost for credit spreads
IV rank < 25 → penalty (selling cheap vol)

Group 5 · Liquidity (penalty up to −0.10)

Min open interest across all legs
OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Dealer Positioning

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Loading dealer positioning…

Skew (Wing IV − ATM IV)

DTE:

Wing Δ:

Metric:

? What do these mean

Wing vs ATM

IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.

Risk Reversal

IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.

Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.

14 DTE / 10d —

— pts

ATM — / Wing —

30 DTE / 10d —

— pts

ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Skew Metrics per Expiry ? Guide

Risk Reversal (RR)

IV(10% OTM call) − IV(10% OTM put)

Measures the direction of skew — which side the market is paying up for. Expressed as a vol difference in percentage points.

−3% to −10% → mild to moderate put skew. Normal for most large-cap stocks — puts always carry some premium from portfolio hedging demand.
−10% to −20% → strong put skew. Elevated fear, heavy hedging, or an upcoming catalyst (earnings, macro event). Worth noting.
Below −20% → extreme put skew. Stress signal — market aggressively buying downside protection.
−3% to 0% → nearly symmetric. Rare for equities; means the market sees roughly equal up/down risk.
Positive → calls more expensive than puts. Unusual — signals strong upside momentum, short squeeze risk, or takeover speculation.

Butterfly (BF)

½ × (IV call + IV put) − IV ATM

Measures curvature — how much the wings are bid up relative to ATM. Always expressed as a positive number (wing premium). Think of it as the cost of a tail hedge above and beyond the ATM vol.

0% to 2% → flat smile. Market pricing near-normal return distribution, low tail risk.
2% to 5% → moderate wing premium. Some tail risk priced in — typical in earnings cycles or elevated VIX environments.
Above 5% → high curvature. Fat tails aggressively priced — market expects a large move but is uncertain of direction. Very common right before earnings.

Reading them together

RR	BF	Interpretation
-15%	+5%	Strong put skew + fat tails — fear or upcoming catalyst (earnings, FDA)
-5%	+1%	Normal mild put skew, calm market
-20%	+8%	Extreme fear — heavy hedging, major event risk
~0%	+2%	Balanced market, no strong directional bias
+5%	+3%	Call skew — bullish momentum or short squeeze risk

Expiry	DTE	ATM IV	25d Put IV	25d Call IV	Risk Reversal	Butterfly	Interpretation	Strategy Suggestions (hover for rationale)

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)

IV Rank (30 DTE)

Straddle Price (30 DTE)

Beta Analysis

Risk Metrics

Beta: 0.7077

Alpha: -8.17%

Correlation: 0.6822

R-Squared: 46.5%

Stock Volatility: 13.2%

Market Volatility: 12.7%

Analysis Details

Benchmark: SPY
Data Points: 251
Period: 252 trading days

Interpretation:
Low volatility - stock moves less than market

Beta & Alpha Over Time

Notable investors who own TY

2 of 37 tracked investors

Investor	Value	Share of their portfolio	Rank	Q/Q shares	Source
Rockefeller Capital Management Family office Rockefeller family	$535K	0.00%	#2050 of 4729	+0.1%	13F
Citadel Hedge fund Ken Griffin	$439K	0.00%	#4627 of 6285	-18.6%	13F

Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions

TY Institutional Ownership (13F)

Latest filings — 2026-09-30

? 13F Guide

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

Shares — long equity positions in this name, aggregated across share classes.
Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
% of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

162 filers7,521,147 shares$258.63M value

#	Filer	Shares	Value	% of Total	% of Float	Period
1	Saba Capital Management, L.P.	689,725	$23.74M	9.18%	—	2026-06-30
2	LAZARD ASSET MANAGEMENT LLC	671,046	$23.10M	8.93%	—	2026-06-30
3	Morgan Stanley Custodian	543,357	$18.70M	7.23%	—	2026-06-30
4	Allspring Global Investments Holdings, LLC	445,614	$15.34M	5.93%	—	2026-06-30
5	Bard Financial Services, Inc.	444,956	$15.13M	5.85%	—	2025-09-30
6	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	429,902	$14.80M	5.72%	—	2026-06-30
7	Raymond James Financial, Inc. Custodian	249,337	$8.58M	3.32%	—	2026-06-30
8	UBS Group AG Custodian	226,335	$7.79M	3.01%	—	2026-06-30
9	Focus Partners Wealth	187,432	$6.45M	2.49%	—	2026-06-30
10	UMB Bank, n.a.	163,808	$5.64M	2.18%	—	2026-06-30
11	Uncommon Cents Investing LLC	159,026	$5.47M	2.12%	—	2026-06-30
12	Hennion & Walsh Asset Management, Inc.	159,167	$5.47M	2.11%	—	2026-09-30
13	Cornerstone Advisory, LLC	155,211	$5.34M	2.07%	—	2026-06-30
14	Wells Fargo & Company Custodian	147,471	$5.08M	1.96%	—	2026-06-30
15	OSAIC HOLDINGS, INC. Custodian	127,904	$4.40M	1.70%	—	2026-06-30
16	Mariner, LLC	111,679	$3.84M	1.49%	—	2026-06-30
17	Stifel Financial Corp Custodian	103,544	$3.56M	1.38%	—	2026-06-30
18	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	91,686	$3.16M	1.22%	—	2026-09-30
19	LPL Financial LLC Custodian	91,759	$3.16M	1.22%	—	2026-06-30
20	1620 INVESTMENT ADVISORS, INC.	90,360	$3.11M	1.20%	—	2026-06-30
21	Shaker Financial Services, LLC	86,983	$2.99M	1.15%	—	2026-09-30
22	Altium Capital Management LLC	86,458	$2.98M	1.15%	—	2026-06-30
23	First Trust Advisors LP	83,694	$2.88M	1.11%	—	2026-06-30
24	Capstone Financial Advisors, Inc.	75,513	$2.60M	1.00%	—	2026-06-30
25	EP Wealth Advisors, LLC	75,065	$2.58M	1.00%	—	2026-06-30

#	Filer	Notional Value	% of Total	Period

#	Filer	Notional Value	% of Total	Period

TY Insider Trading (Form 4)

Latest: 2026-05-28

Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.

Filed	Reporter	Role	Action	Shares	Avg Price	Net $	Link
2026-05-28	Yan Jin		Sell (S)	−2,500	$34.87	-$87.2K	EDGAR
2025-09-08	Christopher O. Petersen	SVP & Asst Secretary	Sell (S)	−151	$33.56	-$5.1K	EDGAR
2025-08-21	Ryan Collins Larrenaga	See Remarks	Buy (P)	+100	$33.04	$3.3K	EDGAR
2025-03-11	Pamela G Carlton	Director	Sell (S)	−1,815	$31.23	-$56.7K	EDGAR
2024-11-19	William F Truscott	Senior Vice President	Buy (P)	+4,000	$33.60	$134.4K	EDGAR
2024-11-13	William F Truscott	Senior Vice President	Gift (G)	−2,000		—	EDGAR
2024-01-18	Janet Carrig	Director	Sell (S)	−27	$27.71	-$748	EDGAR
2023-07-07	Raghavendran Sivaraman		Buy (P)	+3,000	$27.07	$81.2K	EDGAR
2022-03-14	Grace Lee		Buy (P)	+2,000	$29.15	$58.3K	EDGAR
2021-05-14	Daniel Beckman	Senior Vice President	Buy (P)	+325	$34.00	$11.1K	EDGAR
2020-11-19	Christopher O. Petersen	President & Prin Exec Off	Buy (P)	+100	$28.40	$2.8K	EDGAR
2020-03-03	David L King		Buy (P)	+4,363	$26.28	$114.6K	EDGAR
2020-03-03	David L King		Buy (P)	+5,637	$25.96	$146.3K	EDGAR
2020-02-04	Pamela G Carlton	Director	Sell (S)	−1,000	$28.35	-$28.4K	EDGAR
2019-01-02	Yan Jin		Buy (P)	+5,000	$23.40	$117.0K	EDGAR

Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.

TY Insider Holdings

4 insiders · @ $34.54

Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.

#	Insider	Role	Shares	Disclosed Exposure	Lifetime OM Net	Filings	Last Filed
1	Yan Jin		20,419	$705.3K	$162.5K	9	2026-05-28
2	William F Truscott	Senior Vice President	6,000	$207.2K	$156.5K	3	2024-11-19
3	Pamela G Carlton	Director	1,583	$54.7K	-$54.0K	3	2025-03-11
4	Ryan Collins Larrenaga	See Remarks	100	$3.5K	$3.3K	1	2025-08-21

Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.

TY Board & Officers

As of SEC filings through May 28, 2026

Directors 1

Nancy Therese Lukitsh · since Jan 1, 2026

Officers 5

Christopher O. Petersen · Vice President and Secretary · since Apr 14, 2011
Ryan Collins Larrenaga · Vice President and Secretary · since Jan 1, 2015
Victoria K Bender · Vice President · since Feb 1, 2026
Christie M Wiley · Vice President · since Apr 1, 2026
Joseph D'Alessandro · VP and Assistant Secretary · since Feb 1, 2026

Changes in the last 10 years (18)

Apr 1, 2026	Christie M Wiley became Vice President
Feb 1, 2026	Victoria K Bender became Vice President
Feb 1, 2026	Joseph D'Alessandro became VP and Assistant Secretary
Jan 1, 2026	Nancy Therese Lukitsh became a director
Nov 13, 2024	William F Truscott no longer listed as a director in SEC filings
Nov 13, 2024	William F Truscott listed as Senior Vice President (previously Vice President) in SEC filings
Sep 30, 2024	Veronica A Seaman became Vice President
Jul 1, 2024	Charles H Chiesa became (title in explanation below)
Jan 1, 2024	David M Moffett became a director
Jan 1, 2023	Janet Carrig became a director
Jan 1, 2022	Douglas A Hacker became a director
Jun 15, 2020	Sandra Yeager became a director
Jan 1, 2020	Daniel Beckman became Senior Vice President
Jan 1, 2020	Brian J Gallagher became a director
Apr 16, 2019	Anthony M Santomero became a director
Feb 1, 2019	Joseph Beranek became Treasurer of Issuer
Jan 1, 2018	George S Batejan became a director
Jan 1, 2018	Edward J Boudreau Jr. became a director

Not reported recently (14)

Pamela G Carlton · Last reported as a director in an SEC filing dated Mar 11, 2025
William F Truscott · Last reported as Senior Vice President in an SEC filing dated Nov 19, 2024
Veronica A Seaman · Last reported as Vice President in an SEC filing dated Oct 8, 2024
Charles H Chiesa · Last reported as (title in explanation below) in an SEC filing dated Jul 1, 2024
Janet Carrig · Last reported as a director in an SEC filing dated Jan 18, 2024
David M Moffett · Last reported as a director in an SEC filing dated Jan 2, 2024
Douglas A Hacker · Last reported as a director in an SEC filing dated Jan 4, 2022
Daniel Beckman · Last reported as Senior Vice President in an SEC filing dated May 14, 2021
Sandra Yeager · Last reported as a director in an SEC filing dated Jun 15, 2020
Brian J Gallagher · Last reported as a director in an SEC filing dated Jan 6, 2020
Anthony M Santomero · Last reported as a director in an SEC filing dated Apr 17, 2019
Joseph Beranek · Last reported as Treasurer of Issuer in an SEC filing dated Feb 5, 2019
Edward J Boudreau Jr. · Last reported as a director in an SEC filing dated Jan 5, 2018
George S Batejan · Last reported as a director in an SEC filing dated Jan 5, 2018

Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.

TY Proposed Insider Sales (Form 144)

Recent SEC Filings

Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).

Filing Date	Accession	Link

Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.

Filing Date	Accession	Link

Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.

Filing Date	Accession	Link

ETF Holders

2 ETFs hold TY

2 shown · $11.73M total exposure · 2.81% AUM-weighted avg weight

#	ETF	Provider	Weight	$ Exposure	ETF AUM	As Of
1	CEFS Saba Closed-End Funds ETF	Nport	2.25%	$9.5M	—	2026-05-31
2	FCEF First Trust Income Opportunities ETF	First Trust	2.81%	$2.2M	$79.6M	2026-10-20

Fundamentals

? Fundamentals Guide

Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.

Metrics

Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.

How to read the bars

Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
YoY growth — compare to the same quarter a year earlier to remove seasonality.
Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.

TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.

Valuation

? Valuation Guide

Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.

Price Multiples

P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
EV/Sales — like P/S but accounts for debt + cash. Compare within sector.

Profitability & Yields

ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.

Balance Sheet

Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.

Reading the history chart

Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
Multiples expanding while earnings are flat = sentiment-driven rally.
Multiples compressing while earnings grow = value coming from fundamentals.

Metric:

Short Interest & Float

? Short Interest Guide

Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.

Metric definitions

Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
SI % of Float — short interest / free float. The key crowding metric.
Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
Free Float — shares available for public trading (total shares minus insider / restricted).
Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.

How to read the signals

SI % of Float < 5% — typical, no particular signal.
5–15% — elevated; watch for catalysts (earnings, guidance, macro).
15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
>30% — extreme; borrow is likely expensive and squeeze risk is material.
Days to Cover > 5 combined with high SI% amplifies squeeze potential.

History chart

Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
A sudden drop in SI after a rally may indicate a squeeze in progress.

Short interest is reported mid-month and end-of-month; short volume is daily.

Metric:

Constituent Performance

Select Timeframe:

Click any bar to view the full quote for that stock.

Constituents

Symbol	Name	Weight %	Price	1 Day	1 Week	1 Month

TY TRI-Continental Corporation

Trend Indicators

Momentum Oscillators

Volume & Volatility

Data Summary

Executive Summary

Technical Analysis

News & Sentiment Analysis

Risk & Volatility Assessment

Market Context & Positioning

Key Levels & Action Items

TY Options Activity & IV Rank

Risk Metrics

Analysis Details

TY Institutional Ownership (13F)

TY Insider Trading (Form 4)

TY Insider Holdings

TY Board & Officers

Directors 1

Officers 5

TY Proposed Insider Sales (Form 144)