UHLMANN PRICE SECURITIES, LLC — 13F Holdings & Portfolio
CIK 1035344 · latest 13F-HR filed 2026-04-16
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.49B
Long-equity book
Holdings
254
Distinct positions
Period
2026-03-31
Filed 2026-04-16
Q/Q Activity
+67 / −9 / ↑95 / ↓36
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- KLA CORP$1.22B +269502.9%
- APPLE INC$7.1M +177.7%
- CISCO SYS INC$4.4M +295.8%
- STATE STR SPDR S&P 500 ETF T$3.1M +1006.0%
- NVIDIA CORPORATION$2.9M +531.3%
Top Trims
- INTUIT-$1.7M -26.6%
- WISDOMTREE TR-$1.4M -6.1%
- BLACKSTONE INC-$982.0K -16.0%
- SHOPIFY INC-$709.3K -27.2%
- AMERICAN EAGLE OUTFITTERS IN-$395.8K -37.9%
New Positions
- SOUTHERN CO$10.1M
- VANGUARD INDEX FDS$4.7M
- ELI LILLY & CO$4.2M
- HERSHEY CO$3.2M
- AMERICAN EXPRESS CO$2.8M
Exited Positions
- TORTOISE ENERGY INFRA CORP$700.9K
- ABRDN GLOBAL INFRA INCOME FU$690.4K
- INVITATION HOMES INC$271.1K
- ASTRAZENECA PLC$257.4K
- NUVEEN DOW 30 DYNMC OVERWRT$218.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | KLA CORP | KLAC | 482480100 | $1.22B | 82.15% | 781,072 | SH |
| 2 | WISDOMTREE TR | USFR | 97717Y527 | $22.2M | 1.49% | 438,370 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $11.0M | 0.74% | 43,717 | SH |
| 4 | SOUTHERN CO | SO | 842587107 | $10.1M | 0.68% | 107,523 | SH |
| 5 | CISCO SYS INC | CSCO | 17275R102 | $5.9M | 0.40% | 73,648 | SH |
| 6 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $5.5M | 0.37% | 6,488 | SH |
| 7 | ALPHABET INC | GOOG | 02079K107 | $5.3M | 0.36% | 18,512 | SH |
| 8 | BLACKSTONE INC | BX | 09260D107 | $5.2M | 0.35% | 44,989 | SH |
| 9 | INTUIT | INTU | 461202103 | $4.8M | 0.32% | 11,008 | SH |
| 10 | VANGUARD INDEX FDS | VOO | 922908363 | $4.7M | 0.31% | 7,786 | SH |
| 11 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.5M | 0.30% | 15,328 | SH |
| 12 | ELI LILLY & CO | LLY | 532457108 | $4.2M | 0.29% | 4,701 | SH |
| 13 | MICROSOFT CORP | MSFT | 594918104 | $3.8M | 0.25% | 10,101 | SH |
| 14 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.4M | 0.23% | 19,592 | SH |
| 15 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $3.4M | 0.23% | 5,137 | SH |
| 16 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $3.3M | 0.22% | 6,921 | SH |
| 17 | JOHNSON & JOHNSON | JNJ | 478160104 | $3.3M | 0.22% | 13,846 | SH |
| 18 | HERSHEY CO | HSY | 427866108 | $3.2M | 0.22% | 14,938 | SH |
| 19 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $3.1M | 0.21% | 42,889 | SH |
| 20 | WALMART INC | WMT | 931142103 | $2.8M | 0.19% | 23,051 | SH |
| 21 | AMERICAN EXPRESS CO | AXP | 025816109 | $2.8M | 0.19% | 9,296 | SH |
| 22 | ABBVIE INC | ABBV | 00287Y109 | $2.7M | 0.18% | 12,875 | SH |
| 23 | NEUBERGER ENGY INFRSTR & INC | NML | 64129H104 | $2.5M | 0.17% | 239,902 | SH |
| 24 | ISHARES TR | AGG | 464287226 | $2.5M | 0.17% | 24,927 | SH |
| 25 | MEXICO FD INC | MXF | 592835102 | $2.2M | 0.15% | 107,154 | SH |
| 26 | INVESCO QQQ TR | QQQ | 46090E103 | $2.2M | 0.15% | 3,862 | SH |
| 27 | ALPHABET INC | GOOGL | 02079K305 | $2.2M | 0.15% | 7,646 | SH |
| 28 | COCA COLA CO | KO | 191216100 | $2.1M | 0.14% | 28,486 | SH |
| 29 | SCHWAB CHARLES CORP | SCHW | 808513105 | $2.1M | 0.14% | 22,417 | SH |
| 30 | TARGET CORP | TGT | 87612E106 | $2.1M | 0.14% | 17,328 | SH |
| 31 | INTEL CORP | INTC | 458140100 | $2.1M | 0.14% | 47,503 | SH |
| 32 | WISDOMTREE TR | DLN | 97717W307 | $2.1M | 0.14% | 23,294 | SH |
| 33 | EXPAND ENERGY CORPORATION | EXE | 165167735 | $2.1M | 0.14% | 18,911 | SH |
| 34 | AGNICO EAGLE MINES LTD | AEM | 008474108 | $2.0M | 0.13% | 9,761 | SH |
| 35 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $2.0M | 0.13% | 8,101 | SH |
| 36 | SHOPIFY INC | SHOP | 82509L107 | $1.9M | 0.13% | 16,003 | SH |
| 37 | LOCKHEED MARTIN CORP | LMT | 539830109 | $1.9M | 0.13% | 3,106 | SH |
| 38 | ADAM NAT RES FD INC | PEO | 00548F105 | $1.9M | 0.13% | 67,396 | SH |
| 39 | EXXON MOBIL CORP | XOM | 30231G102 | $1.8M | 0.12% | 10,605 | SH |
| 40 | CHEWY INC | CHWY | 16679L109 | $1.7M | 0.12% | 64,265 | SH |
| 41 | AMAZON COM INC | AMZN | 023135106 | $1.7M | 0.11% | 8,221 | SH |
| 42 | MERCK & CO INC | MRK | 58933Y105 | $1.6M | 0.11% | 13,861 | SH |
| 43 | TORTOISE CAPITAL SERIES TRUS | TPZ | 890930100 | $1.6M | 0.11% | 74,155 | SH |
| 44 | SRH TOTAL RETURN FUND INC | STEW | 101507101 | $1.6M | 0.11% | 89,699 | SH |
| 45 | LAM RESEARCH CORP | LRCX | 512807306 | $1.6M | 0.10% | 6,538 | SH |
| 46 | PHILLIPS 66 | PSX | 718546104 | $1.6M | 0.10% | 8,481 | SH |
| 47 | DISNEY WALT CO | DIS | 254687106 | $1.5M | 0.10% | 15,624 | SH |
| 48 | WISDOMTREE TR | HYIN | 97717Y626 | $1.4M | 0.10% | 98,698 | SH |
| 49 | MATTEL INC | MAT | 577081102 | $1.4M | 0.09% | 96,015 | SH |
| 50 | WISDOMTREE TR | DHS | 97717W208 | $1.3M | 0.09% | 12,320 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-16 | $1.49B | 254 | 0001035344-26-000003 |
| 2025-12-31 | 2026-01-12 | $168.7M | 197 | 0001035344-26-000001 |