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Hennion & Walsh Asset Management, Inc. — 13F Holdings & Portfolio

CIK 1861642 · latest 13F-HR filed 2026-05-13

Backtest portfolio

Hennion & Walsh Asset Management, Inc. manages $2.97B in 13F-reported U.S. long-equity assets across 934 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are IVV (3.90%), GSLC (2.37%), DDWM (1.98%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 69 new positions, exited 67, added to 409, and trimmed 302.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$2.97B

Long-equity book

Holdings

934

Distinct positions

Period

2026-03-31

Filed 2026-05-13

Q/Q Activity

+69 / −67 / ↑409 / ↓302

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • BLACKROCK MUNIYILD QULT FD I$34.4M +213.2%
  • BLACKROCK MUNIHOLDINGS FD IN$19.1M +170.4%
  • COLUMBIA ETF TR II$13.5M +52.8%
  • NUVEEN MUN HIGH INCOME OPPOR$5.4M +46.4%
  • DAY ONE BIOPHARMACEUTICALS I$4.9M +169.4%
Show all 409 →

Top Trims

  • INVESCO EXCHANGE TRADED FD T-$12.5M -36.1%
  • GOLDMAN SACHS ETF TR-$10.4M -18.9%
  • J P MORGAN EXCHANGE TRADED F-$6.2M -31.9%
  • ISHARES TR-$5.4M -13.3%
  • BROADCOM INC-$5.1M -20.6%
Show all 302 →

New Positions

  • JANUS DETROIT STR TR$32.9M
  • INDIVIOR PHARMACEUTICALS INC$10.1M
  • PROSHARES TR$8.4M
  • ARGAN INC$2.9M
  • INVESCO MUNICIPAL TRUST$2.7M
Show all 69 →

Exited Positions

  • ISHARES TR$21.7M
  • BLACKROCK MUNIYIELD QUALITY$16.9M
  • INDIVIOR PLC$11.4M
  • BLACKROCK MUN INCOME TR$8.3M
  • BLACKROCK MUN INCOME QUALITY$6.7M
Show all 67 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $115.9M 3.90% 177,483 SH
2 GOLDMAN SACHS ETF TR GSLC 381430503 $70.5M 2.37% 563,097 SH
3 WISDOMTREE TR DDWM 97717X263 $58.7M 1.98% 1,331,088 SH
4 VANGUARD INDEX FDS VTV 922908744 $46.3M 1.56% 236,087 SH
5 GOLDMAN SACHS ETF TR GSIE 381430107 $44.7M 1.50% 1,036,569 SH
6 PROSHARES TR ISPY 74347G242 $43.6M 1.47% 1,005,484 SH
7 COLUMBIA ETF TR II XCEM 19762B202 $39.2M 1.32% 959,842 SH
8 ISHARES TR IGEB 46435G219 $35.3M 1.19% 782,966 SH
9 JANUS DETROIT STR TR JSML 47103U100 $32.9M 1.11% 469,624 SH
10 BLACKROCK MUNIHOLDINGS FD IN MHD 09253N104 $30.4M 1.02% 2,692,857 SH
11 BLACKROCK MUNIYILD QULT FD I MQY 09254F100 $27.8M 0.94% 2,531,630 SH
12 ALPHABET INC GOOGL 02079K305 $26.5M 0.89% 92,174 SH
13 ISHARES TR PFF 464288687 $24.9M 0.84% 821,917 SH
14 NVIDIA CORPORATION NVDA 67066G104 $23.7M 0.80% 135,923 SH
15 NUVEEN AMT FREE MUN CR INC F NVG 67071L106 $23.6M 0.80% 1,918,023 SH
16 BLACKROCK MUNIYIELD QUALITY MQY 09254F100 $22.8M 0.77% 2,165,057 SH
17 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $22.1M 0.74% 115,064 SH
18 NUVEEN MUN VALUE FD INC NUV 670928100 $21.9M 0.74% 2,440,081 SH
19 CELCUITY INC CELC 15102K100 $20.8M 0.70% 182,601 SH
20 ISHARES TR HYGW 46436E320 $19.9M 0.67% 674,072 SH
21 NUVEEN AMT FREE QLTY MUN INC NEA 670657105 $19.8M 0.66% 1,758,842 SH
22 PIMCO MUN INCOME FD II PML 72200W106 $19.7M 0.66% 2,602,156 SH
23 BROADCOM INC AVGO 11135F101 $19.6M 0.66% 63,241 SH
24 AMAZON COM INC AMZN 023135106 $18.0M 0.61% 86,647 SH
25 APPLIED MATLS INC AMAT 038222105 $18.0M 0.61% 52,730 SH
26 ANALOG DEVICES INC ADI 032654105 $17.6M 0.59% 55,467 SH
27 NUVEEN MUN HIGH INCOME OPPOR NMZ 670682103 $17.0M 0.57% 1,639,102 SH
28 NUVEEN MUN CR INCOME FD NZF 67070X101 $16.5M 0.56% 1,355,685 SH
29 LAM RESEARCH CORP LRCX 512807306 $16.4M 0.55% 76,867 SH
30 APPLE INC AAPL 037833100 $15.6M 0.53% 61,559 SH
31 KLA CORP KLAC 482480100 $15.4M 0.52% 10,431 SH
32 VISA INC V 92826C839 $14.2M 0.48% 46,963 SH
33 BLACKROCK MUN TARGET TERM TR BTT 09257P105 $14.0M 0.47% 617,560 SH
34 MICROSOFT CORP MSFT 594918104 $13.6M 0.46% 36,656 SH
35 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $13.6M 0.46% 244,262 SH
36 J P MORGAN EXCHANGE TRADED F JSCP 46641Q274 $13.2M 0.45% 279,897 SH
37 ELI LILLY & CO LLY 532457108 $13.2M 0.44% 14,325 SH
38 GE AEROSPACE GE 369604301 $13.1M 0.44% 45,998 SH
39 BLACKROCK MUNIASSETS FD INC MUA 09254J102 $13.0M 0.44% 1,224,966 SH
40 JPMORGAN CHASE & CO JPM 46625H100 $12.9M 0.43% 43,700 SH
41 EATON VANCE MUN BD FD EIM 27827X101 $12.7M 0.43% 1,303,983 SH
42 COGENT BIOSCIENCES INC COGT 19240Q201 $12.6M 0.42% 326,472 SH
43 ISHARES TR IDV 464288448 $12.3M 0.41% 289,624 SH
44 WALMART INC WMT 931142103 $12.2M 0.41% 98,299 SH
45 NUVEEN SELECT TAX-FREE INCOM NXP 67062F100 $11.5M 0.39% 802,072 SH
46 NYLI MACKAY DEFINEDTERM MUNI MMD 56064K100 $10.9M 0.37% 736,048 SH
47 META PLATFORMS INC META 30303M102 $10.9M 0.37% 19,039 SH
48 NUVEEN QUALITY MUNCP INCOME NAD 67066V101 $10.7M 0.36% 927,745 SH
49 LOCKHEED MARTIN CORP LMT 539830109 $10.6M 0.36% 17,525 SH
50 JANUS DETROIT STR TR JAAA 47103U845 $10.5M 0.35% 208,646 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-13 $2.97B 934 0002000324-26-001898
2025-12-31 2026-01-14 $2.90B 930 0002000324-26-000109
2025-09-30 2025-10-22 $2.76B 941 0002000324-25-003954