TY · Insider Trading
TRI-Continental Corporation
Every open-market purchase and sale reported by TY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-28 | Yan Jin | — | Sell | −2,500 | −$87.17K |
| 2025-09-08 | Christopher O. Petersen | SVP & Asst Secretary | Sell | −151 | −$5.08K |
| 2025-08-21 | Ryan Collins Larrenaga | See Remarks | Buy | +100 | +$3.30K |
| 2025-03-11 | Pamela G Carlton | Director | Sell | −1,815 | −$56.68K |
| 2024-11-19 | William F Truscott | Senior Vice President | Buy | +4,000 | +$134.40K |
| 2024-11-13 | William F Truscott | Senior Vice President | G | −2,000 | — |
| 2024-01-18 | Janet Carrig | Director | Sell | −27 | −$748 |
| 2023-07-07 | Raghavendran Sivaraman | — | Buy | +3,000 | +$81.21K |
| 2022-03-14 | Grace Lee | — | Buy | +2,000 | +$58.30K |
| 2021-05-14 | Daniel Beckman | Senior Vice President | Buy | +325 | +$11.05K |
| 2020-11-19 | Christopher O. Petersen | President & Prin Exec Off | Buy | +100 | +$2.84K |
| 2020-03-03 | David L King | — | Buy | +4,363 | +$114.65K |
| 2020-03-03 | David L King | — | Buy | +5,637 | +$146.33K |
| 2020-02-04 | Pamela G Carlton | Director | Sell | −1,000 | −$28.35K |
| 2019-01-02 | Yan Jin | — | Buy | +5,000 | +$116.99K |
| 2018-06-13 | Peter Albanese | — | Sell | −5,500 | −$151.27K |
| 2018-03-09 | Pamela G Carlton | Director | MIXED | +2,000 | +$31.07K |
| 2017-03-23 | David L King | — | Buy | +10,000 | +$228.63K |
| 2017-03-14 | Yan Jin | — | Buy | +2,000 | +$46.44K |
| 2017-02-10 | Peter Albanese | — | Buy | +10,000 | +$227.67K |
| 2017-02-07 | Yan Jin | — | Buy | +1,000 | +$22.62K |
| 2017-02-02 | David L King | — | Buy | +5,000 | +$112.80K |
| 2015-12-11 | Brian Matthew Condon | — | Buy | +2,500 | +$48.95K |
| 2015-10-05 | Brian Matthew Condon | — | Buy | +3,000 | +$59.02K |
| 2015-03-19 | Yan Jin | — | Buy | +1,500 | +$32.53K |
| 2015-03-09 | David L King | — | Buy | +10,000 | +$218.84K |
| 2015-03-03 | Brian Matthew Condon | — | Buy | +4,500 | +$99.37K |
| 2014-11-24 | Catherine James Paglia | Director | Sell | −0 | −$3 |
| 2014-03-21 | Brian Matthew Condon | — | Buy | +2,145 | +$42.77K |
| 2014-02-11 | Yan Jin | — | Buy | +300 | +$5.79K |
| 2013-06-21 | Yan Jin | — | Buy | +300 | +$5.34K |
| 2013-06-21 | David L King | — | Buy | +30,000 | +$532.38K |
| 2013-03-28 | Brian Matthew Condon | — | Buy | +500 | +$6.82K |
| 2013-03-19 | Todd White | — | Buy | +10,000 | +$174.17K |
| 2013-03-13 | Yan Jin | — | Buy | +600 | +$10.54K |
| 2013-03-05 | Todd White | — | Buy | +9,000 | +$154.44K |
| 2013-01-18 | David L King | — | Buy | +15,000 | +$252.68K |
| 2012-06-20 | David L King | — | Buy | +20,000 | +$302.75K |
| 2012-06-19 | David L King | — | Buy | +50,000 | +$748.37K |
| 2012-05-03 | Yan Jin | — | Buy | +600 | +$9.45K |
| 2010-03-02 | William F Truscott | Vice President | Buy | +1,900 | +$22.13K |
| 2009-10-13 | Leroy C Richie | Director | MIXED | −200 | −$2.01K |
| 2008-07-03 | John H Clark | — | Buy | +20,911 | +$398.37K |
| 2008-03-26 | William C Morris | Chairman | Buy | +620 | +$12.00K |
| 2008-02-01 | Frank A McPherson | Director | Sell | −1,053 | −$20.00K |
| 2007-12-28 | William C Morris | Chairman | Buy | +1,473 | +$31.00K |
| 2007-10-19 | Frank A McPherson | Director | Sell | −3,245 | −$80.00K |
| 2007-06-01 | Charles W Kadlec | Vice President | Buy | +2,000 | +$52.91K |
| 2007-01-25 | Frank A McPherson | Director | Sell | −3,536 | −$80.00K |
| 2007-01-04 | William C Morris | Chairman of Issuer | Buy | +1,465 | +$32.99K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Yan Jin | — | 20,419 | $706.50K |
| William F Truscott | Senior Vice President | 6,000 | $207.60K |
| Pamela G Carlton | Director | 1,583 | $54.80K |
| Ryan Collins Larrenaga | See Remarks | 100 | $3.46K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the TY quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.