TY (TRI-Continental Corporation)
Insider Trading Activity
Every open-market purchase and sale reported by TY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-28 | Yan Jin | — | Sell | — | — |
| 2025-09-08 | Christopher O. Petersen | SVP & Asst Secretary | Sell | — | — |
| 2025-08-21 | Ryan Collins Larrenaga | See Remarks | Buy | — | — |
| 2025-03-11 | Pamela G Carlton | Director | Sell | — | — |
| 2024-11-19 | WILLIAM F TRUSCOTT | Senior Vice President | Buy | — | — |
| 2024-11-13 | WILLIAM F TRUSCOTT | Senior Vice President | G | — | — |
| 2024-01-18 | Janet Carrig | Director | Sell | — | — |
| 2023-07-07 | Raghavendran Sivaraman | — | Buy | — | — |
| 2022-03-14 | Grace Lee | — | Buy | — | — |
| 2021-05-14 | Daniel Beckman | Senior Vice President | Buy | — | — |
| 2020-11-19 | Christopher O. Petersen | President & Prin Exec Off | Buy | — | — |
| 2020-03-03 | DAVID L KING | — | Buy | — | — |
| 2020-03-03 | DAVID L KING | — | Buy | — | — |
| 2020-02-04 | Pamela G Carlton | Director | Sell | — | — |
| 2019-01-02 | Yan Jin | — | Buy | — | — |
| 2018-06-13 | Peter Albanese | — | Sell | — | — |
| 2018-03-09 | Pamela G Carlton | Director | MIXED | — | — |
| 2017-03-23 | DAVID L KING | — | Buy | — | — |
| 2017-03-14 | Yan Jin | — | Buy | — | — |
| 2017-02-10 | Peter Albanese | — | Buy | — | — |
| 2017-02-07 | Yan Jin | — | Buy | — | — |
| 2017-02-02 | DAVID L KING | — | Buy | — | — |
| 2015-12-11 | Brian Matthew Condon | — | Buy | — | — |
| 2015-10-05 | Brian Matthew Condon | — | Buy | — | — |
| 2015-03-19 | Yan Jin | — | Buy | — | — |
| 2015-03-09 | DAVID L KING | — | Buy | — | — |
| 2015-03-03 | Brian Matthew Condon | — | Buy | — | — |
| 2014-11-24 | CATHERINE JAMES PAGLIA | Director | Sell | — | — |
| 2014-03-21 | Brian Matthew Condon | — | Buy | — | — |
| 2014-02-11 | Yan Jin | — | Buy | — | — |
| 2013-06-21 | Yan Jin | — | Buy | — | — |
| 2013-06-21 | DAVID L KING | — | Buy | — | — |
| 2013-03-28 | Brian Matthew Condon | — | Buy | — | — |
| 2013-03-19 | Todd White | — | Buy | — | — |
| 2013-03-13 | Yan Jin | — | Buy | — | — |
| 2013-03-05 | Todd White | — | Buy | — | — |
| 2013-01-18 | DAVID L KING | — | Buy | — | — |
| 2012-06-20 | DAVID L KING | — | Buy | — | — |
| 2012-06-19 | DAVID L KING | — | Buy | — | — |
| 2012-05-03 | Yan Jin | — | Buy | — | — |
| 2010-03-02 | WILLIAM F TRUSCOTT | Vice President | Buy | — | — |
| 2009-10-13 | LEROY C RICHIE | Director | MIXED | — | — |
| 2008-07-03 | John H Clark | — | Buy | — | — |
| 2008-03-26 | WILLIAM C MORRIS | Chairman | Buy | — | — |
| 2008-02-01 | FRANK A MCPHERSON | Director | Sell | — | — |
| 2007-12-28 | WILLIAM C MORRIS | Chairman | Buy | — | — |
| 2007-10-19 | FRANK A MCPHERSON | Director | Sell | — | — |
| 2007-06-01 | CHARLES W KADLEC | Vice President | Buy | — | — |
| 2007-01-25 | FRANK A MCPHERSON | Director | Sell | — | — |
| 2007-01-04 | WILLIAM C MORRIS | Chairman of Issuer | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 142,694 | — |
| — | Director | 52,519 | — |
| — | Chairman | 39,348 | — |
| — | — | 20,911 | — |
| — | — | 20,419 | — |
| — | — | 19,000 | — |
| — | — | 17,500 | — |
| — | — | 9,267 | — |
| — | Vice President | 8,117 | — |
| — | Director | 6,461 | — |
| — | Senior Vice President | 6,000 | — |
| — | — | 2,000 | — |
| — | — | 1,873 | — |
| — | Director | 1,583 | — |
| — | Senior Vice President | 325 | — |
| — | Director | 126 | — |
| — | See Remarks | 100 | — |
| — | Director | 73 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the TY quote page; the site-wide leaderboard is on the insider transactions hub.