Capstone Financial Advisors, Inc. — 13F Holdings & Portfolio
CIK 1599217 · latest 13F-HR filed 2026-08-14
Capstone Financial Advisors, Inc. manages $2.05B in 13F-reported U.S. long-equity assets across 192 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (17.82%), IWB (12.72%), DFAC (11.98%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 22 new positions and exited 16; 106 existing positions rose in reported value and 38 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$2.05B
Long-equity book
Holdings
192
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+22 / −16 / ↑106 / ↓38
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26VTI17.8% · +2%IWB12.7% · -1%DFAC12.0% · -0%NFRA7.3% · +2%BND6.6% · +3%VXUS4.8% · +0%IXUS4.2% · +1%DFAX3.7% · -1%IWF2.8% · +299%BNDX2.7% · +3%MCD2.5% · -1%TLTD2.2% · -0%TILT2.1% · -3%AAPL2.0% · -2%ITOT1.8% · +1%REET1.1% · +0%JPM1.0% · -4%NVDA1.0% · +1%AVRE0.7% · -2%MDY0.5% · -2%IWM0.5% · -1%VIG0.4% · -2%AMZN0.4% · -4%AGG0.4% · +2%VONE0.4% · -0%IGF0.4% · +0%VTEB0.3% · -22%IAGG0.3% · +1%MSFT0.3% · +2%VTWO0.3% · -0%BRK.A0.3% · 0%CME0.2% · +0%MU0.2% · -6%COST0.2% · +0%DFAU0.2% · +14%GOOGL0.2% · +0%QCOM0.2% · 0%RWO0.2% · -5%SPY0.1% · -1%SBUX0.1% · newCAT0.1% · +1%CBOE0.1% · +3%DFAI0.1% · -4%TY0.1% · 0%QQQ0.1% · +1%LRCX0.1% · +15%ETN0.1% · +0%AMD0.1% · +54%AMAT0.1% · +15%WMT0.1% · +1%META0.1% · +10%INTC0.1% · -5%XOM0.1% · +1%MUB0.1% · -4%ALK0.1% · +5%KO0.1% · +8%IBM0.1% · +1%BRK.B0.1% · +0%UL0.1% · -0%LUMN0.1% · 0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 74.6%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 5, 2026.
Assets Under Management
$91.53B
Discretionary
$91.53B
Employees
304
Accounts
31
Address
7 WORLD TRADE CENTER
250 GREENWICH STREET 32ND FL
NEW YORK, NY 10007
250 GREENWICH STREET 32ND FL
NEW YORK, NY 10007
Phone
(212) 232-1420
This firm reports 2 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BRITTON, PAUL, MATTHEW Control | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER since Mar 2007 | Less than 5% | Individual |
| CAMERON, NIALL, WILLIAM Control | CHIEF RISK OFFICER since Aug 2022 | Less than 5% | Individual |
| CIA ASSOCIATES NY LLC Control | MEMBER since Dec 2021 | 75% or more | Domestic Entity |
| GRIMM, CRISTIN, MICHELLE Control | CHIEF FINANCIAL OFFICER since Jan 2025 | Less than 5% | Individual |
| KOLODZIEJ, ROBERT, JAN Control | CHIEF OPERATING OFFICER since Nov 2023 | Less than 5% | Individual |
| Leake, Thomas, Alan Control | HEAD OF SOLUTIONS since Jan 2025 | Less than 5% | Individual |
| NGI STRATEGIC HOLDINGS (A) LP Control | MEMBER since May 2013 | 10–25% | Foreign Entity |
| TONELLI, MATTHEW, RAYMOND Control | HEAD OF TRADING since Feb 2020 | Less than 5% | Individual |
| ZIMMERMAN, DAVID, LEWIS Control | CHIEF COMPLIANCE OFFICER since Apr 2026 | Less than 5% | Individual |
| BRITTON, PAUL, MATTHEW Control Indirect owner via CIA ASSOCIATES NY LLC | MANAGING MEMBER since Dec 2021 | 75% or more | Individual |
| NAVIGATOR GLOBAL INVESTMENTS LIMITED Control Indirect owner via NGI STRATEGIC HOLDINGS I, INC. | SHAREHOLDER since Feb 2021 | 75% or more | Foreign Entity |
| NAVIGATOR GLOBAL INVESTMENTS LIMITED Control Indirect owner via NGI STRATEGIC INVESTMENTS I, INC. | SHAREHOLDER since Feb 2021 | 75% or more | Foreign Entity |
| NGI STRATEGIC HOLDINGS GP LLC Control Indirect owner via NGI STRATEGIC HOLDINGS (A) LP | GENERAL PARTNER since Feb 2021 | General partner, trustee or manager | Domestic Entity |
| NGI STRATEGIC HOLDINGS I, INC. Control Indirect owner via NGI STRATEGIC HOLDINGS II, INC. | SHAREHOLDER since Feb 2021 | 75% or more | Domestic Entity |
| NGI STRATEGIC HOLDINGS II, INC. Control Indirect owner via NGI STRATEGIC HOLDINGS (A) LP | LIMITED PARTNER since Feb 2021 | 50–75% | Domestic Entity |
| NGI STRATEGIC HOLDINGS II, INC. Control Indirect owner via NGI STRATEGIC HOLDINGS GP LLC | MANAGING MEMBER since Feb 2021 | 75% or more | Domestic Entity |
| NGI STRATEGIC INVESTMENTS I, INC. Control Indirect owner via NGI STRATEGIC INVESTMENTS II, INC. | SHAREHOLDER since Feb 2021 | 75% or more | Domestic Entity |
| NGI STRATEGIC INVESTMENTS II, INC. Control Indirect owner via NGI STRATEGIC HOLDINGS (A) LP | LIMITED PARTNER since Feb 2021 | 25–50% | Domestic Entity |
Ownership & leadership changes · 20 filings with changes since Dec 22, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Apr 23, 2026 filing
- No longer listedLOCHER, EMILY, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2022
- AddedZIMMERMAN, DAVID, LEWIS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 27, 2026 filing
- AddedLeake, Thomas, Alan · HEAD OF SOLUTIONS · Less than 5% · control person
Jun 30, 2025 filing
- No longer listedSORRELL, JONATHAN, EDWARD HUGH · PRESIDENT · Less than 5% · control person · listed since Jan 2020
Mar 28, 2025 filing
- AddedGRIMM, CRISTIN, MICHELLE · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedNAVIGATOR GLOBAL INVESTMENTS LIMITED · SHAREHOLDER · 75% or more · indirect via NGI STRATEGIC INVESTMENTS I, INC. · control person
- AddedNGI STRATEGIC INVESTMENTS I, INC. · SHAREHOLDER · 75% or more · indirect via NGI STRATEGIC INVESTMENTS II, INC. · control person
- AddedNGI STRATEGIC INVESTMENTS II, INC. · LIMITED PARTNER · 25–50% · indirect via NGI STRATEGIC HOLDINGS (A) LP · control person
- ChangedLOCHER, EMILY, ANN · title GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER
Nov 15, 2023 filing
- No longer listedHANNA, ROBERT, RICHARD · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Oct 2019
- AddedKOLODZIEJ, ROBERT, JAN · CHIEF OPERATING OFFICER · Less than 5% · control person
Mar 30, 2023 filing
- No longer listedKORNOBIS, KEVIN, TYLER · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jan 2018
Aug 19, 2022 filing
- No longer listedBRITTON, PAUL, MATTHEW · MANAGING MEMBER · 75% or more · indirect via NAVIGATOR GLOBAL INVESTMENTS LIMITED · control person · listed since Dec 2021
- AddedBRITTON, PAUL, MATTHEW · MANAGING MEMBER · 75% or more · indirect via CIA ASSOCIATES NY LLC · control person
- AddedCAMERON, NIALL, WILLIAM · CHIEF RISK OFFICER · Less than 5% · control person
Mar 31, 2022 filing
- No longer listedSETRIN, KATRINA, PAGLIA · CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL · Less than 5% · control person · listed since Jun 2019
- AddedLOCHER, EMILY, ANN · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedNGI STRATEGIC HOLDINGS II, INC. · indirect via NGI STRATEGIC HOLDINGS (A) LP: ownership 75% or more → 50–75%
Jan 21, 2022 filing
- No longer listedCUA, GILFELIX, ONG · CHIEF RISK OFFICER · Less than 5% · control person · listed since Feb 2020
- AddedBRITTON, PAUL, MATTHEW · MANAGING MEMBER · 75% or more · indirect via NAVIGATOR GLOBAL INVESTMENTS LIMITED · control person
- AddedCIA ASSOCIATES NY LLC · MEMBER · 75% or more · control person
- ChangedBRITTON, PAUL, MATTHEW · ownership 75% or more → Less than 5%
Mar 30, 2021 filing
- No longer listedDYAL CAPITAL PARTNERS (A), LP · MEMBER · 10–25% · control person · listed since May 2013
- No longer listedDYAL OFFSHORE INVESTORS II LP · MEMBER · 25–50% · indirect via DYAL U.S. LLC · control person · listed since Apr 2012
- No longer listedDYAL OFFSHORE INVESTORS LP · MEMBER · 50–75% · indirect via DYAL U.S. LLC · control person · listed since Feb 2010
- No longer listedDYAL U.S. LLC · LIMITED PARTNER · 50–75% · indirect via DYAL CAPITAL PARTNERS (A), LP · control person · listed since Feb 2010
- No longer listedLEHMAN BROTHERS HOLDINGS INC. · MEMBER · 25–50% · indirect via NEUBERGER BERMAN GROUP LLC · control person · listed since Feb 2009
- No longer listedLUCAS, JOSEPH, JOHN · CHAIRMAN · Less than 5% · control person · listed since Jan 2020
- No longer listedNB ALTERNATIVES GP HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via NB DYAL GP HOLDINGS LLC · control person · listed since Feb 2010
- No longer listedNB ALTERNATIVES HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via NB ALTERNATIVES GP HOLDINGS LLC · control person · listed since May 2009
- No longer listedNB DYAL ASSOCIATES LP · GENERAL PARTNER · General partner, trustee or manager · indirect via DYAL CAPITAL PARTNERS (A) LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP · control person · listed since Apr 2010
- No longer listedNB DYAL GP HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via NB DYAL ASSOCIATES LP · control person · listed since Feb 2010
- No longer listedNBSH ACQUISITION, LLC · MEMBER · 50–75% · indirect via NEUBERGER BERMAN GROUP LLC · control person · listed since May 2009
- No longer listedNEUBERGER BERMAN GROUP LLC · MANAGING MEMBER · 75% or more · indirect via NB ALTERNATIVES HOLDINGS LLC · control person · listed since May 2009
- AddedNAVIGATOR GLOBAL INVESTMENTS LIMITED · SHAREHOLDER · 75% or more · indirect via NGI STRATEGIC HOLDINGS I, INC. · control person
- AddedNGI STRATEGIC HOLDINGS (A) LP · MEMBER · 10–25% · control person
- AddedNGI STRATEGIC HOLDINGS GP LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via NGI STRATEGIC HOLDINGS (A) LP · control person
- AddedNGI STRATEGIC HOLDINGS I, INC. · SHAREHOLDER · 75% or more · indirect via NGI STRATEGIC HOLDINGS II, INC. · control person
- AddedNGI STRATEGIC HOLDINGS II, INC. · LIMITED PARTNER · 75% or more · indirect via NGI STRATEGIC HOLDINGS (A) LP · control person
- AddedNGI STRATEGIC HOLDINGS II, INC. · MANAGING MEMBER · 75% or more · indirect via NGI STRATEGIC HOLDINGS GP LLC · control person
Older changes (11 more filings)
Mar 30, 2020 filing
- AddedCUA, GILFELIX, ONG · CHIEF RISK OFFICER · Less than 5% · control person
- ChangedTONELLI, MATTHEW, RAYMOND · title CHIEF RISK OFFICER → HEAD OF TRADING
Feb 26, 2020 filing
- AddedSORRELL, JONATHAN, EDWARD HUGH · PRESIDENT · Less than 5% · control person
- ChangedLUCAS, JOSEPH, JOHN · title PRESIDENT → CHAIRMAN
Oct 25, 2019 filing
- AddedHANNA, ROBERT, RICHARD · CHIEF OPERATING OFFICER · Less than 5% · control person
- ChangedLUCAS, JOSEPH, JOHN · title PRESIDENT & CHIEF OPERATING OFFICER → PRESIDENT
Jun 17, 2019 filing
- No longer listedBENSLEY, ADAM, MICHAEL · CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL · Less than 5% · control person · listed since Mar 2012
- AddedSETRIN, KATRINA, PAGLIA · CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL · Less than 5% · control person
Mar 29, 2019 filing
- ChangedBRITTON, PAUL, MATTHEW · title MANAGER & CHIEF EXECUTIVE OFFICER → MANAGING MEMBER & CHIEF EXECUTIVE OFFICER
Feb 27, 2018 filing
- AddedKORNOBIS, KEVIN, TYLER · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedTONELLI, MATTHEW, RAYMOND · CHIEF RISK OFFICER · Less than 5% · control person
Apr 23, 2015 filing
- No longer listedMCGANN, ROBERT, VINCENT · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Apr 2008
Nov 21, 2013 filing
- AddedDYAL CAPITAL PARTNERS (A), LP · MEMBER · 10–25% · control person
- AddedDYAL OFFSHORE INVESTORS II LP · MEMBER · 25–50% · indirect via DYAL U.S. LLC · control person
- AddedDYAL OFFSHORE INVESTORS LP · MEMBER · 50–75% · indirect via DYAL U.S. LLC · control person
- AddedDYAL U.S. LLC · LIMITED PARTNER · 50–75% · indirect via DYAL CAPITAL PARTNERS (A), LP · control person
- AddedLEHMAN BROTHERS HOLDINGS INC. · MEMBER · 25–50% · indirect via NEUBERGER BERMAN GROUP LLC · control person
- AddedNB ALTERNATIVES GP HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via NB DYAL GP HOLDINGS LLC · control person
- AddedNB ALTERNATIVES HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via NB ALTERNATIVES GP HOLDINGS LLC · control person
- AddedNB DYAL ASSOCIATES LP · GENERAL PARTNER · General partner, trustee or manager · indirect via DYAL CAPITAL PARTNERS (A) LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP · control person
- AddedNB DYAL GP HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via NB DYAL ASSOCIATES LP · control person
- AddedNBSH ACQUISITION, LLC · MEMBER · 50–75% · indirect via NEUBERGER BERMAN GROUP LLC · control person
- AddedNEUBERGER BERMAN GROUP LLC · MANAGING MEMBER · 75% or more · indirect via NB ALTERNATIVES HOLDINGS LLC · control person
- ChangedBRITTON, PAUL, MATTHEW · ownership 25–50% → 75% or more
Mar 14, 2013 filing
- No longer listedBRITTON, PAUL, MATTHEW · TRUSTEE · General partner, trustee or manager · indirect via PAUL M. BRITTON GRAT I · control person · listed since May 2008
- No longer listedPAUL M . BRITTON GRAT I · TRUST · 10–25% · listed since May 2008
- No longer listedVIOLA, VINCENT, JAMES · MEMBER · 10–25% · control person · listed since Mar 2007
Aug 24, 2012 filing
- No longer listedHECKERLING, JEREMY, A · CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL · Less than 5% · control person · listed since May 2010
- AddedBENSLEY, ADAM, MICHAEL · CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL · Less than 5% · control person
Dec 22, 2011 filing (earliest on record)
- ListedBRITTON, PAUL, MATTHEW · MANAGER & CHIEF EXECUTIVE OFFICER · 25–50% · control person
- ListedBRITTON, PAUL, MATTHEW · TRUSTEE · General partner, trustee or manager · indirect via PAUL M. BRITTON GRAT I · control person
- ListedHECKERLING, JEREMY, A · CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL · Less than 5% · control person
- ListedLUCAS, JOSEPH, JOHN · PRESIDENT & CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedMCGANN, ROBERT, VINCENT · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedPAUL M . BRITTON GRAT I · TRUST · 10–25%
- ListedVIOLA, VINCENT, JAMES · MEMBER · 10–25% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$54.9M +17.7%
- ISHARES TR$30.6M +13.3%
- DIMENSIONAL ETF TRUST$30.4M +14.1%
- VANGUARD STAR FDS$10.0M +11.2%
- ISHARES TR$8.5M +10.8%
Top Trims
- MCDONALDS CORP-$8.2M -13.6%
- VANGUARD MUN BD FDS-$1.7M -20.9%
- CME GROUP INC-$1.3M -25.2%
- STRATEGY INC-$1.1M -67.8%
- VANGUARD INDEX FDS-$814.9K -44.6%
New Positions
- STARBUCKS CORP$3.0M
- KLA CORP$746.9K
- SPACE EXPLORATION TECHN CORP$485.5K
- PALO ALTO NETWORKS INC$429.3K
- SANDISK CORP$397.9K
Exited Positions
- VANGUARD INTL EQUITY INDEX F$1.1M
- EA SERIES TRUST$1.0M
- FREEPORT MCMORAN INC$467.8K
- VANGUARD WELLINGTON FD$396.6K
- SELECT SECTOR SPDR TR$246.9K
Capstone Financial Advisors, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VTI | 922908769 | $365.9M | 17.82% | 988,799 | SH |
| 2 | ISHARES TR | IWB | 464287622 | $261.1M | 12.72% | 637,495 | SH |
| 3 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $245.9M | 11.98% | 5,543,948 | SH |
| 4 | FLEXSHARES TR | NFRA | 33939L795 | $150.7M | 7.34% | 2,350,358 | SH |
| 5 | VANGUARD BD INDEX FDS | BND | 921937835 | $134.5M | 6.55% | 1,832,708 | SH |
| 6 | VANGUARD STAR FDS | VXUS | 921909768 | $98.6M | 4.80% | 1,153,621 | SH |
| 7 | ISHARES TR | IXUS | 46432F834 | $87.0M | 4.24% | 911,328 | SH |
| 8 | DIMENSIONAL ETF TRUST | DFAX | 25434V880 | $75.3M | 3.67% | 2,043,404 | SH |
| 9 | ISHARES TR | IWF | 464287614 | $56.8M | 2.77% | 457,245 | SH |
| 10 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $54.5M | 2.65% | 1,124,674 | SH |
| 11 | MCDONALDS CORP | MCD | 580135101 | $52.2M | 2.54% | 193,183 | SH |
| 12 | FLEXSHARES TR | TLTD | 33939L803 | $44.8M | 2.18% | 457,172 | SH |
| 13 | FLEXSHARES TR | TILT | 33939L100 | $43.7M | 2.13% | 158,287 | SH |
| 14 | APPLE INC | AAPL | 037833100 | $40.1M | 1.96% | 138,711 | SH |
| 15 | ISHARES TR | ITOT | 464287150 | $36.4M | 1.77% | 221,301 | SH |
| 16 | ISHARES TR | REET | 46434V647 | $23.5M | 1.15% | 851,372 | SH |
| 17 | JPMORGAN CHASE & CO | JPM | 46625H100 | $20.9M | 1.02% | 63,735 | SH |
| 18 | NVIDIA CORPORATION | NVDA | 67066G104 | $20.5M | 1.00% | 102,613 | SH |
| 19 | AMERICAN CENTY ETF TR | AVRE | 025072356 | $14.8M | 0.72% | 311,435 | SH |
| 20 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $10.5M | 0.51% | 14,956 | SH |
| 21 | ISHARES TR | IWM | 464287655 | $10.4M | 0.51% | 34,638 | SH |
| 22 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $9.1M | 0.44% | 38,484 | SH |
| 23 | AMAZON COM INC | AMZN | 023135106 | $8.9M | 0.43% | 37,326 | SH |
| 24 | ISHARES TR | AGG | 464287226 | $8.6M | 0.42% | 87,126 | SH |
| 25 | VANGUARD SCOTTSDALE FDS | VONE | 92206C730 | $7.7M | 0.37% | 22,634 | SH |
| 26 | ISHARES TR | IGF | 464288372 | $7.5M | 0.36% | 112,150 | SH |
| 27 | VANGUARD MUN BD FDS | VTEB | 922907746 | $6.5M | 0.32% | 129,470 | SH |
| 28 | ISHARES TR | IAGG | 46435G672 | $6.4M | 0.31% | 126,254 | SH |
| 29 | MICROSOFT CORP | MSFT | 594918104 | $6.2M | 0.30% | 16,590 | SH |
| 30 | VANGUARD SCOTTSDALE FDS | VTWO | 92206C664 | $5.9M | 0.29% | 48,931 | SH |
| 31 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $5.2M | 0.26% | 7 | SH |
| 32 | CME GROUP INC | CME | 12572Q105 | $4.0M | 0.20% | 18,134 | SH |
| 33 | MICRON TECHNOLOGY INC | MU | 595112103 | $3.8M | 0.18% | 3,287 | SH |
| 34 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $3.8M | 0.18% | 4,029 | SH |
| 35 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $3.5M | 0.17% | 67,306 | SH |
| 36 | ALPHABET INC | GOOGL | 02079K305 | $3.4M | 0.17% | 9,595 | SH |
| 37 | QUALCOMM INC | QCOM | 747525103 | $3.1M | 0.15% | 17,039 | SH |
| 38 | SPDR INDEX SHS FDS | RWO | 78463X749 | $3.1M | 0.15% | 63,134 | SH |
| 39 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $3.0M | 0.15% | 4,079 | SH |
| 40 | STARBUCKS CORP | SBUX | 855244109 | $3.0M | 0.15% | 29,174 | SH |
| 41 | CATERPILLAR INC | CAT | 149123101 | $2.9M | 0.14% | 2,693 | SH |
| 42 | CBOE GLOBAL MKTS INC | CBOE | 12503M108 | $2.8M | 0.14% | 11,425 | SH |
| 43 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $2.6M | 0.13% | 63,544 | SH |
| 44 | TRI CONTL CORP | TY | 895436103 | $2.6M | 0.13% | 75,513 | SH |
| 45 | INVESCO QQQ TR | QQQ | 46090E103 | $2.5M | 0.12% | 3,389 | SH |
| 46 | LAM RESEARCH CORP | LRCX | 512807306 | $2.5M | 0.12% | 5,710 | SH |
| 47 | EATON CORP PLC | ETN | G29183103 | $2.3M | 0.11% | 5,470 | SH |
| 48 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $2.2M | 0.11% | 3,764 | SH |
| 49 | APPLIED MATLS INC | AMAT | 038222105 | $2.0M | 0.10% | 2,804 | SH |
| 50 | WALMART INC | WMT | 931142103 | $2.0M | 0.10% | 17,435 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $2.05B | 192 | 0001599217-26-000007 |
| 2026-03-31 | 2026-05-15 | $1.86B | 187 | 0001599217-26-000005 |
| 2025-12-31 | 2026-02-17 | $1.88B | 186 | 0001599217-26-000002 |
| 2025-09-30 | 2025-11-14 | $1.85B | 184 | 0001599217-25-000007 |
Filer Information
Address
2001 BUTTERFIELD ROAD, SUITE 1750DOWNERS GROVE, IL 60515
Phone
(630) 241-0833
Filing Manager
Capstone Financial Advisors, Inc.
DOWNERS GROVE, IL
Signatory
Rosaria Warren
Marketing Specialist and Senior Operations Analyst