Capstone Financial Advisors, Inc. — 13F Holdings & Portfolio
CIK 1599217 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.86B
Long-equity book
Holdings
187
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+17 / −16 / ↑49 / ↓63
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- FLEXSHARES TR$8.8M +6.3%
- NVIDIA CORPORATION$4.0M +28.9%
- JPMORGAN CHASE & CO$1.6M +9.0%
- LAM RESEARCH CORP$694.4K +188.6%
- EXXON MOBIL CORP$641.5K +39.9%
Top Trims
- ISHARES TR-$5.4M -10.0%
- APPLE INC-$3.4M -8.6%
- FLEXSHARES TR-$2.4M -5.8%
- MICROSOFT CORP-$1.6M -21.2%
- AMAZON COM INC-$981.1K -10.8%
New Positions
- VANGUARD INTL EQUITY INDEX F$1.1M
- APPLIED MATLS INC$832.4K
- VANGUARD WELLINGTON FD$396.6K
- ASML HLDG NV$258.9K
- SELECT SECTOR SPDR TR$246.9K
Exited Positions
- C H ROBINSON WORLDWIDE INC$547.7K
- EQUINOX GOLD CORP$296.5K
- FAIR ISAAC CORP$294.2K
- BANK AMERICA CORP$255.0K
- GODADDY INC$248.2K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VTI | 922908769 | $311.0M | 16.74% | 969,374 | SH |
| 2 | ISHARES TR | IWB | 464287622 | $230.5M | 12.41% | 646,320 | SH |
| 3 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $215.6M | 11.61% | 5,546,947 | SH |
| 4 | FLEXSHARES TR | NFRA | 33939L795 | $147.4M | 7.93% | 2,304,218 | SH |
| 5 | VANGUARD BD INDEX FDS | BND | 921937835 | $130.5M | 7.03% | 1,771,936 | SH |
| 6 | VANGUARD STAR FDS | VXUS | 921909768 | $88.7M | 4.77% | 1,149,849 | SH |
| 7 | ISHARES TR | IXUS | 46432F834 | $78.5M | 4.23% | 906,322 | SH |
| 8 | DIMENSIONAL ETF TRUST | DFAX | 25434V880 | $70.2M | 3.78% | 2,065,674 | SH |
| 9 | MCDONALDS CORP | MCD | 580135101 | $60.4M | 3.25% | 194,414 | SH |
| 10 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $52.5M | 2.83% | 1,092,406 | SH |
| 11 | ISHARES TR | IWF | 464287614 | $48.9M | 2.63% | 114,564 | SH |
| 12 | FLEXSHARES TR | TLTD | 33939L803 | $43.1M | 2.32% | 458,202 | SH |
| 13 | FLEXSHARES TR | TILT | 33939L100 | $39.5M | 2.13% | 163,533 | SH |
| 14 | APPLE INC | AAPL | 037833100 | $36.0M | 1.94% | 142,016 | SH |
| 15 | ISHARES TR | ITOT | 464287150 | $31.1M | 1.67% | 218,187 | SH |
| 16 | ISHARES TR | REET | 46434V647 | $21.4M | 1.15% | 850,332 | SH |
| 17 | JPMORGAN CHASE & CO | JPM | 46625H100 | $19.4M | 1.05% | 66,013 | SH |
| 18 | NVIDIA CORPORATION | NVDA | 67066G104 | $17.8M | 0.96% | 101,971 | SH |
| 19 | AMERICAN CENTY ETF TR | AVRE | 025072356 | $13.9M | 0.75% | 316,505 | SH |
| 20 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $9.4M | 0.50% | 15,178 | SH |
| 21 | ISHARES TR | IWM | 464287655 | $8.7M | 0.47% | 35,073 | SH |
| 22 | ISHARES TR | AGG | 464287226 | $8.5M | 0.46% | 85,793 | SH |
| 23 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $8.4M | 0.45% | 39,283 | SH |
| 24 | VANGUARD MUN BD FDS | VTEB | 922907746 | $8.3M | 0.45% | 165,934 | SH |
| 25 | AMAZON COM INC | AMZN | 023135106 | $8.1M | 0.44% | 38,913 | SH |
| 26 | ISHARES TR | IGF | 464288372 | $7.5M | 0.40% | 111,550 | SH |
| 27 | VANGUARD SCOTTSDALE FDS | VONE | 92206C730 | $6.7M | 0.36% | 22,670 | SH |
| 28 | ISHARES TR | IAGG | 46435G672 | $6.2M | 0.34% | 124,794 | SH |
| 29 | MICROSOFT CORP | MSFT | 594918104 | $6.0M | 0.32% | 16,209 | SH |
| 30 | CME GROUP INC | CME | 12572Q105 | $5.4M | 0.29% | 18,117 | SH |
| 31 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $5.0M | 0.27% | 7 | SH |
| 32 | VANGUARD SCOTTSDALE FDS | VTWO | 92206C664 | $4.9M | 0.27% | 49,175 | SH |
| 33 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $4.0M | 0.22% | 4,013 | SH |
| 34 | CBOE GLOBAL MKTS INC | CBOE | 12503M108 | $3.1M | 0.17% | 11,100 | SH |
| 35 | SPDR INDEX SHS FDS | RWO | 78463X749 | $3.0M | 0.16% | 66,212 | SH |
| 36 | ALPHABET INC | GOOGL | 02079K305 | $2.8M | 0.15% | 9,578 | SH |
| 37 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $2.7M | 0.14% | 4,123 | SH |
| 38 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $2.7M | 0.14% | 58,935 | SH |
| 39 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $2.6M | 0.14% | 66,178 | SH |
| 40 | TRI CONTL CORP | TY | 895436103 | $2.4M | 0.13% | 75,513 | SH |
| 41 | EXXON MOBIL CORP | XOM | 30231G102 | $2.2M | 0.12% | 13,251 | SH |
| 42 | QUALCOMM INC | QCOM | 747525103 | $2.2M | 0.12% | 17,037 | SH |
| 43 | WALMART INC | WMT | 931142103 | $2.1M | 0.12% | 17,240 | SH |
| 44 | EATON CORP PLC | ETN | G29183103 | $1.9M | 0.10% | 5,448 | SH |
| 45 | INVESCO QQQ TR | QQQ | 46090E103 | $1.9M | 0.10% | 3,355 | SH |
| 46 | CATERPILLAR INC | CAT | 149123101 | $1.9M | 0.10% | 2,663 | SH |
| 47 | VANGUARD INDEX FDS | VOO | 922908363 | $1.8M | 0.10% | 3,057 | SH |
| 48 | META PLATFORMS INC | META | 30303M102 | $1.7M | 0.09% | 3,027 | SH |
| 49 | ISHARES TR | MUB | 464288414 | $1.7M | 0.09% | 16,175 | SH |
| 50 | STRATEGY INC | MSTR | 594972408 | $1.7M | 0.09% | 13,224 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $1.86B | 187 | 0001599217-26-000005 |
| 2025-12-31 | 2026-02-17 | $1.88B | 186 | 0001599217-26-000002 |
| 2025-09-30 | 2025-11-14 | $1.85B | 184 | 0001599217-25-000007 |