Steward Partners Investment Advisory, LLC — 13F Holdings & Portfolio
CIK 1723397 · latest 13F-HR filed 2026-08-13
Steward Partners Investment Advisory, LLC manages $19.59B in 13F-reported U.S. long-equity assets across 4,656 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (3.36%), NVDA (3.11%), IVV (2.10%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 520 new positions and exited 280; 2,414 existing positions rose in reported value and 1,087 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$19.59B
Long-equity book
Holdings
4,656
Distinct positions
Period
2026-06-30
Filed 2026-08-13
Q/Q Activity
+520 / −280 / ↑2414 / ↓1087
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26AAPL3.4% · -8%NVDA3.1% · -20%IVV2.1% · -22%GOOGL2.1% · -27%AMZN1.9% · -22%MSFT1.9% · -6%VOO1.7% · +6%AVGO1.6% · +11%JPM1.4% · -14%QQQ1.3% · -0%AGG1.3% · -33%SPY1.2% · -1%META1.1% · -43%GOOG1.0% · -10%IEFA0.7% · -48%LLY0.7% · +27%IJR0.7% · -43%GLD0.7% · -42%AMD0.7% · +16%WMT0.7% · +2%V0.6% · -30%VUG0.6% · +512%IWF0.6% · +204%ABBV0.6% · +9%VIG0.6% · +1%JNJ0.6% · -27%BRK.B0.6% · -23%DGRW0.6% · -0%IVW0.6% · -42%IJH0.5% · -55%IEMG0.5% · -72%VTV0.5% · +1%RSP0.5% · +4%FLQL0.5% · -3%IWD0.5% · +0%CAT0.5% · -11%GEV0.5% · -2%COST0.4% · -44%HD0.4% · -6%CSCO0.4% · +12%VYM0.4% · +0%VTI0.4% · +3%AMAT0.4% · -11%PANW0.4% · -48%ETN0.4% · +8%XOM0.4% · -4%LRCX0.4% · +108%VEA0.4% · +10%SNDK0.4% · +2%IGM0.4% · -45%VO0.4% · +349%XLK0.3% · -2%MU0.3% · -14%IWR0.3% · +3%PJUN0.3% · +83011%CRWD0.3% · -52%TSLA0.3% · -34%ADI0.3% · +4%VGT0.3% · +806%IXUS0.3% · +37%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 20.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 22, 2026.
Assets Under Management
$36.73B
Discretionary
$30.02B
Employees
549
Accounts
72,273
Address
400 ATLANTIC STREET
FLOOR 10, SUITE 1020
STAMFORD, CT 06901-3512
FLOOR 10, SUITE 1020
STAMFORD, CT 06901-3512
Phone
(866) 694-7769
This firm reports 2 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Achkire, Debra, Volland Control | GENERAL COUNSEL since Jul 2025 | Less than 5% | Individual |
| FABER, JOSEPH, S Control | CHIEF FINANCIAL OFFICER since Sep 2022 | Less than 5% | Individual |
| Guldner, Robert, John Control | CHIEF COMPLIANCE OFFICER since Jul 2023 | Less than 5% | Individual |
| MAITLAND, MACGREGOR Control | CHIEF RISK OFFICER since Mar 2022 | Less than 5% | Individual |
| STEWARD PARTNERS HOLDINGS, LLC Control | MEMBER since Sep 2018 | 75% or more | Domestic Entity |
| WINTERBOURNE, JEANI, THERESA Control | PRESIDENT since Mar 2024 | Less than 5% | Individual |
| STEWARD PARTNERS INTERMEDIATE I Control Indirect owner via STEWARD PARTNERS INTERMEDIATE II | MEMBER since Jan 2026 | 75% or more | Domestic Entity |
| STEWARD PARTNERS INTERMEDIATE II Control Indirect owner via STEWARD PARTNERS HOLDINGS, LLC | MEMBER since Jan 2026 | 75% or more | Domestic Entity |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC Control Indirect owner via STEWARD PARTNERS NEW HOLDINGS, LLC | MEMBER since Sep 2018 | 75% or more | Domestic Entity |
| STEWARD PARTNERS NEW HOLDINGS, LLC Control Indirect owner via STEWARD PARTNERS INTERMEDIATE I | MEMBER since Jan 2026 | 75% or more | Domestic Entity |
Ownership & leadership changes · 14 filings with changes since Mar 8, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Apr 21, 2026 filing
- No longer listedSTEWARD PARTNERS INTERMEDIATE I · MEMBER · 75% or more · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person · listed since Jan 2026
- No longer listedSTEWARD PARTNERS MANAGEMENT HOLDINGS, LLC · MEMBER · 50–75% · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person · listed since Sep 2018
- No longer listedSTEWARD PARTNERS NEW HOLDINGS, LLC · MEMBER · 75% or more · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person · listed since Jan 2026
- AddedSTEWARD PARTNERS INTERMEDIATE I · MEMBER · 75% or more · indirect via STEWARD PARTNERS INTERMEDIATE II · control person
- AddedSTEWARD PARTNERS MANAGEMENT HOLDINGS, LLC · MEMBER · 75% or more · indirect via STEWARD PARTNERS NEW HOLDINGS, LLC · control person
- AddedSTEWARD PARTNERS NEW HOLDINGS, LLC · MEMBER · 75% or more · indirect via STEWARD PARTNERS INTERMEDIATE I · control person
Mar 31, 2026 filing
- AddedSTEWARD PARTNERS INTERMEDIATE I · MEMBER · 75% or more · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person
- AddedSTEWARD PARTNERS INTERMEDIATE II · MEMBER · 75% or more · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person
- AddedSTEWARD PARTNERS NEW HOLDINGS, LLC · MEMBER · 75% or more · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person
- ChangedAchkire, Debra, Volland · title COUNSEL → GENERAL COUNSEL
Aug 21, 2025 filing
- No longer listedRUHLIN, PETER, ERIC · CHIEF LEGAL OFFICER · Less than 5% · control person · listed since Jan 2021
- AddedAchkire, Debra, Volland · COUNSEL · Less than 5% · control person
Nov 7, 2024 filing
- ChangedWINTERBOURNE, JEANI, THERESA · title PRESIDENT AND CHIEF OPERATIONS OFFICER → PRESIDENT
May 6, 2024 filing
- ChangedWINTERBOURNE, JEANI, THERESA · now a control person
Mar 28, 2024 filing
- No longer listedGOLD, JAMES, MATTHEW · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jan 2016
- No longer listedGOLD, JAMES, MATTHEW · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC · control person · listed since Jan 2016
- No longer listedSAPORTA, HY, JAMIE · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jan 2016
- No longer listedSAPORTA, HY, JAMIE · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC · control person · listed since Jan 2016
- AddedWINTERBOURNE, JEANI, THERESA · PRESIDENT AND CHIEF OPERATIONS OFFICER · Less than 5%
Aug 9, 2023 filing
- No longer listedMOCCIA-CUNHA, CORINNE, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2016
- AddedGuldner, Robert, John · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Oct 21, 2022 filing
- No longer listedKENTFIELD, DOUGLAS, EDWARDS · PRESIDENT · Less than 5% · control person · listed since Oct 2021
- No longer listedWAY, GEORGE, MICHAEL · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since May 2017
- AddedFABER, JOSEPH, S · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedMAITLAND, MACGREGOR · CHIEF RISK OFFICER · Less than 5% · control person
Mar 31, 2022 filing
- AddedKENTFIELD, DOUGLAS, EDWARDS · PRESIDENT · Less than 5% · control person
- AddedRUHLIN, PETER, ERIC · CHIEF LEGAL OFFICER · Less than 5% · control person
- ChangedSAPORTA, HY, JAMIE · title PRESIDENT AND CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER
Jun 16, 2021 filing
- ChangedSTEWARD PARTNERS MANAGEMENT HOLDINGS, LLC · indirect via STEWARD PARTNERS HOLDINGS, LLC: ownership 75% or more → 50–75%
Older changes (5 more filings)
Mar 30, 2021 filing
- No longer listedGOLD, JAMES, MATTHEW · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person · listed since Jan 2016
- No longer listedSAPORTA, HY, JAMIE · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person · listed since Jan 2016
- No longer listedSTEWARD PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · indirect via STEWARD PARTNERS, LLC · control person · listed since Sep 2018
- No longer listedSTEWARD PARTNERS, LLC · MEMBER · 75% or more · control person · listed since Sep 2018
- AddedGOLD, JAMES, MATTHEW · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC · control person
- AddedSAPORTA, HY, JAMIE · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC · control person
- AddedSTEWARD PARTNERS MANAGEMENT HOLDINGS, LLC · MEMBER · 75% or more · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person
- Listed againSTEWARD PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · control person
Oct 31, 2018 filing
- No longer listedSTEWARD PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · control person · listed since Jan 2016
- AddedSTEWARD PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · indirect via STEWARD PARTNERS, LLC · control person
- AddedSTEWARD PARTNERS, LLC · MEMBER · 75% or more · control person
Sep 5, 2017 filing
- AddedWAY, GEORGE, MICHAEL · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Apr 3, 2017 filing
- No longer listedMAURER, MICHAEL, PATRICK · CHAIRMAN · Less than 5% · control person · listed since Jan 2016
- No longer listedMAURER, MICHAEL, PATRICK · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS HOLDINGS LLC · control person · listed since Jan 2016
Mar 8, 2016 filing (earliest on record)
- ListedGOLD, JAMES, MATTHEW · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedGOLD, JAMES, MATTHEW · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person
- ListedMAURER, MICHAEL, PATRICK · CHAIRMAN · Less than 5% · control person
- ListedMAURER, MICHAEL, PATRICK · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS HOLDINGS LLC · control person
- ListedMOCCIA-CUNHA, CORINNE, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedSAPORTA, HY, JAMIE · PRESIDENT AND CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedSAPORTA, HY, JAMIE · ELECTED MANAGER · General partner, trustee or manager · indirect via STEWARD PARTNERS HOLDINGS, LLC · control person
- ListedSTEWARD PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ADVANCED MICRO DEVICES INC$91.9M +230.2%
- BROADCOM INC$80.8M +35.8%
- INNOVATOR ETFS TRUST$61.3M +85799.3%
- VANGUARD INDEX FDS$58.6M +21.9%
- LAM RESEARCH CORP$57.2M +322.6%
Top Trims
- ISHARES INC-$210.5M -66.9%
- META PLATFORMS INC-$170.3M -44.3%
- SPDR GOLD TR-$135.5M -50.4%
- ISHARES TR-$122.5M -32.9%
- ISHARES TR-$117.6M -44.9%
New Positions
- SPACE EXPLORATION TECHN CORP$31.6M
- SOLAREDGE TECHNOLOGIES INC$12.4M
- HONEYWELL INTL INC$9.0M
- HONEYWELL AEROSPACE INC$8.6M
- MAXLINEAR INC$8.5M
Exited Positions
- HONEYWELL INTL INC$17.3M
- COTERRA ENERGY INC$1.8M
- DUPONT DE NEMOURS INC$1.1M
- CARNIVAL CORP$763.8K
- ABACUS FCF ETF TR$605.8K
Steward Partners Investment Advisory, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $657.8M | 3.36% | 2,273,278 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $609.8M | 3.11% | 3,047,639 | SH |
| 3 | ISHARES TR | IVV | 464287200 | $411.1M | 2.10% | 548,973 | SH |
| 4 | ALPHABET INC | GOOGL | 02079K305 | $410.4M | 2.09% | 1,148,261 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $373.9M | 1.91% | 1,568,850 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $372.9M | 1.90% | 999,760 | SH |
| 7 | VANGUARD INDEX FDS | VOO | 922908363 | $326.2M | 1.67% | 474,935 | SH |
| 8 | BROADCOM INC | AVGO | 11135F101 | $306.6M | 1.57% | 811,617 | SH |
| 9 | JPMORGAN CHASE & CO | JPM | 46625H100 | $279.3M | 1.43% | 853,322 | SH |
| 10 | INVESCO QQQ TR | QQQ | 46090E103 | $250.7M | 1.28% | 340,503 | SH |
| 11 | ISHARES TR | AGG | 464287226 | $249.9M | 1.28% | 2,524,310 | SH |
| 12 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $244.2M | 1.25% | 327,041 | SH |
| 13 | META PLATFORMS INC | META | 30303M102 | $214.5M | 1.10% | 380,818 | SH |
| 14 | ALPHABET INC | GOOG | 02079K107 | $190.8M | 0.97% | 539,897 | SH |
| 15 | ISHARES TR | IEFA | 46432F842 | $144.5M | 0.74% | 1,496,403 | SH |
| 16 | ELI LILLY & CO | LLY | 532457108 | $139.8M | 0.71% | 116,568 | SH |
| 17 | ISHARES TR | IJR | 464287804 | $134.9M | 0.69% | 909,263 | SH |
| 18 | SPDR GOLD TR | GLD | 78463V107 | $133.5M | 0.68% | 362,426 | SH |
| 19 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $131.8M | 0.67% | 226,806 | SH |
| 20 | WALMART INC | WMT | 931142103 | $128.2M | 0.65% | 1,132,289 | SH |
| 21 | VISA INC | V | 92826C839 | $127.1M | 0.65% | 370,512 | SH |
| 22 | VANGUARD INDEX FDS | VUG | 922908736 | $123.6M | 0.63% | 1,435,072 | SH |
| 23 | ISHARES TR | IWF | 464287614 | $122.5M | 0.63% | 986,551 | SH |
| 24 | ABBVIE INC | ABBV | 00287Y109 | $119.6M | 0.61% | 475,389 | SH |
| 25 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $117.4M | 0.60% | 496,181 | SH |
| 26 | JOHNSON & JOHNSON | JNJ | 478160104 | $117.2M | 0.60% | 461,457 | SH |
| 27 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $110.3M | 0.56% | 220,339 | SH |
| 28 | WISDOMTREE TR | DGRW | 97717X669 | $109.4M | 0.56% | 1,143,793 | SH |
| 29 | ISHARES TR | IVW | 464287309 | $109.4M | 0.56% | 795,103 | SH |
| 30 | ISHARES TR | IJH | 464287507 | $106.9M | 0.55% | 1,385,892 | SH |
| 31 | ISHARES INC | IEMG | 46434G103 | $104.1M | 0.53% | 1,256,713 | SH |
| 32 | VANGUARD INDEX FDS | VTV | 922908744 | $94.8M | 0.48% | 434,881 | SH |
| 33 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $94.6M | 0.48% | 444,688 | SH |
| 34 | FRANKLIN TEMPLETON ETF TR | FLQL | 35473P801 | $93.2M | 0.48% | 1,190,339 | SH |
| 35 | ISHARES TR | IWD | 464287598 | $92.6M | 0.47% | 382,011 | SH |
| 36 | CATERPILLAR INC | CAT | 149123101 | $91.6M | 0.47% | 86,006 | SH |
| 37 | GE VERNOVA INC | GEV | 36828A101 | $88.6M | 0.45% | 75,411 | SH |
| 38 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $85.2M | 0.43% | 91,045 | SH |
| 39 | HOME DEPOT INC | HD | 437076102 | $84.5M | 0.43% | 239,676 | SH |
| 40 | CISCO SYS INC | CSCO | 17275R102 | $83.0M | 0.42% | 706,859 | SH |
| 41 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $81.7M | 0.42% | 517,115 | SH |
| 42 | VANGUARD INDEX FDS | VTI | 922908769 | $81.7M | 0.42% | 220,768 | SH |
| 43 | APPLIED MATLS INC | AMAT | 038222105 | $79.2M | 0.40% | 109,577 | SH |
| 44 | PALO ALTO NETWORKS INC | PANW | 697435105 | $75.9M | 0.39% | 222,654 | SH |
| 45 | EATON CORP PLC | ETN | G29183103 | $75.8M | 0.39% | 177,949 | SH |
| 46 | EXXON MOBIL CORP | XOM | 30231G102 | $75.3M | 0.38% | 550,566 | SH |
| 47 | LAM RESEARCH CORP | LRCX | 512807306 | $75.0M | 0.38% | 172,964 | SH |
| 48 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $73.5M | 0.38% | 1,031,472 | SH |
| 49 | SANDISK CORP | SNDK | 80004C200 | $73.4M | 0.37% | 32,276 | SH |
| 50 | ISHARES TR | IGM | 464287549 | $73.0M | 0.37% | 446,206 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-13 | $19.59B | 4,656 | 0001723397-26-000005 |
| 2026-03-31 | 2026-05-08 | $19.61B | 4,416 | 0001723397-26-000003 |
| 2025-12-31 | 2026-02-12 | $18.24B | 4,309 | 0001723397-26-000001 |
Filer Information
Address
400 ATLANTIC STREET10TH FLOOR
STAMFORD, CT 06901-3512
Phone
(866) 694-7769
Filing Manager
Steward Partners Investment Advisory, LLC
STAMFORD, CT
Signatory
Rob Guldner
CHIEF COMPLIANCE OFFICER