Focus Partners Wealth — 13F Holdings & Portfolio
CIK 1542153 · latest 13F-HR filed 2026-08-12
Focus Partners Wealth manages $97.63B in 13F-reported U.S. long-equity assets across 2,759 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (2.96%), NVDA (2.54%), XLK (2.48%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 374 new positions and exited 259; 1,291 existing positions rose in reported value and 730 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$97.63B
Long-equity book
Holdings
2,759
Distinct positions
Period
2026-06-30
Filed 2026-08-12
Q/Q Activity
+374 / −259 / ↑1291 / ↓730
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26AAPL3.0% · +0%NVDA2.6% · +3%XLK2.5% · -2%MSFT1.9% · -4%DFAC1.9% · -1%VOO1.9% · +1%IVV1.9% · +10%SPY1.7% · -3%AMZN1.7% · -11%GOOGL1.5% · -14%GOOG1.4% · -4%ITOT1.4% · +28%EQTY1.3% · -2%BSVO1.1% · -1%AVGO1.0% · -17%VTI1.0% · -1%JPM1.0% · -6%DFIV1.0% · +27%VTV1.0% · -0%DUHP0.9% · +5%VGIT0.9% · +10%DFAT0.9% · -5%VEA0.9% · +44%AVUV0.8% · -2%AMD0.8% · -49%DFUV0.8% · -3%DFUS0.8% · +1%IWB0.8% · -4%LRCX0.7% · -35%BRK.B0.7% · +2%IXUS0.7% · -0%IWF0.7% · +292%META0.6% · -6%VGT0.6% · +685%V0.6% · -11%DIHP0.6% · +10%DISV0.6% · -4%XLF0.5% · +17%AVDV0.5% · +10%XLV0.5% · -2%JAAA0.5% · +1%XLI0.5% · +22%MU0.5% · -19%TMO0.4% · -25%XLC0.4% · -19%DFEM0.4% · +10%QUS0.4% · +1%WMT0.4% · +1%KLAC0.4% · +899%SMH0.4% · +530%DFAX0.4% · -0%JNJ0.4% · -7%VUG0.4% · +486%XLY0.4% · +0%DFSD0.4% · +18%IWD0.4% · +0%RSP0.3% · -2%PG0.3% · +2%COST0.3% · +0%IDEV0.3% · +6%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 20.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 29, 2026.
Assets Under Management
$181.86B
Discretionary
$148.24B
Employees
1,915
Accounts
220,585
Address
190 CARONDELET PLAZA
SUITE 600
ST. LOUIS, MO 63105
SUITE 600
ST. LOUIS, MO 63105
Phone
(314) 725-0455
This firm reports 2 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BIRENBAUM, ADAM, LAWRENCE Control | CHIEF EXECUTIVE OFFICER since Jul 2024 | Less than 5% | Individual |
| BRADLEY, GINA, KULIG Control | CHIEF ADMINISTRATIVE OFFICER since Oct 2011 | Less than 5% | Individual |
| FERRI, JUSTIN, CHRISTOPHER Control | CHIEF OPERATING OFFICER since Apr 2025 | Less than 5% | Individual |
| FOCUS OPERATING, LLC Control | MEMBER (MANAGER) since Oct 2011 | 75% or more | Domestic Entity |
| GRATCH, VINCENT, JOSEPH Control | DEPUTY CHIEF COMP. OFFICER since Apr 2024 | Less than 5% | Individual |
| Gupta, Dhruv Control | CHIEF FINANCIAL OFFICER since May 2025 | Less than 5% | Individual |
| HIRSH, JOEL, DAVIDSON Control | CHIEF INVESTMENT OFFICER since Jan 2026 | Less than 5% | Individual |
| STELLEY, JOHN, C. Control | CHIEF COMPLIANCE OFFICER since Apr 2024 | Less than 5% | Individual |
| Sullivan, Karla, Anne Control | SENIOR VP, SEGMENT GENERAL COUNSEL since Mar 2023 | Less than 5% | Individual |
| CD&R ASSOCIATES XII, L.P. Control Indirect owner via CD&R FERDINAND CO-INVESTOR, L.P. | GENERAL PARTNER since Aug 2023 | General partner, trustee or manager | Foreign Entity |
| CD&R ASSOCIATES XII, L.P. Control Indirect owner via CLAYTON, DUBILIER & RICE FUND XII, L.P. | GENERAL PARTNER since Aug 2023 | General partner, trustee or manager | Foreign Entity |
| CD&R FERDINAND CO-INVESTOR, L.P. Control Indirect owner via CD&R FERDINAND HOLDINGS, L.P. | PARTNER since Aug 2023 | 25–50% | Foreign Entity |
| CD&R FERDINAND HOLDINGS, L.P. Control Indirect owner via FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER since Aug 2023 | 50–75% | Domestic Entity |
| CD&R INVESTMENT ASSOCIATES XII, LTD. Control Indirect owner via CD&R FERDINAND HOLDINGS, L.P. | GENERAL PARTNER since Aug 2023 | General partner, trustee or manager | Foreign Entity |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. Control Indirect owner via CD&R FERDINAND HOLDINGS, L.P. | PARTNER since Aug 2023 | 50–75% | Foreign Entity |
| FERDINAND FFP ACQUISITION, LLC Control Indirect owner via FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Control Indirect owner via FERDINAND FFP ACQUISITION, LLC | MEMBER since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP PARENT, INC. Control Indirect owner via FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP ULTIMATE HOLDINGS, LP Control Indirect owner via FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP ULTIMATE HOLDINGS, LP Control Indirect owner via FERDINAND FFP PARENT, INC. | SHAREHOLDER since Aug 2023 | 75% or more | Domestic Entity |
| FOCUS FINANCIAL PARTNERS INC. Control Indirect owner via FOCUS FINANCIAL PARTNERS, LLC | MEMBER since Jul 2018 | 50–75% | Domestic Entity |
| FOCUS FINANCIAL PARTNERS, LLC Control Indirect owner via FOCUS OPERATING, LLC | MEMBER since Jan 2007 | 75% or more | Domestic Entity |
Ownership & leadership changes · 30 filings with changes since Nov 9, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Apr 30, 2026 filing
- ChangedBRADLEY, GINA, KULIG · title CHIEF OPERATING OFFICER → CHIEF ADMINISTRATIVE OFFICER
- ChangedFERRI, JUSTIN, CHRISTOPHER · title PRESIDENT → CHIEF OPERATING OFFICER
Feb 2, 2026 filing
- No longer listedKATZ, BRIAN, WILLIAM · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Oct 2011
- AddedHIRSH, JOEL, DAVIDSON · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ChangedFOCUS FINANCIAL PARTNERS INC. · indirect via FOCUS FINANCIAL PARTNERS, LLC: ownership 75% or more → 50–75%
Jul 11, 2025 filing
- ChangedFERRI, JUSTIN, CHRISTOPHER · title PRESIDENT & CHIEF OPERATING OFFICER → PRESIDENT
Jun 9, 2025 filing
- No longer listedANDERSON, DANIEL, MARK · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jul 2024
- No longer listedIOSOVICH, ZINOVY · CO-PRESIDENT · Less than 5% · control person · listed since Apr 2019
- No longer listedPAPA, SALVATORE, JOHN · CHIEF LEGAL & RISK OFFICER · Less than 5% · control person · listed since Jul 2024
- No longer listedRUBIN, RONALD, JOSEPH · VICE-CHAIR AND CO-PRESIDENT · Less than 5% · control person · listed since Jan 2018
- No longer listedRYAN, SHEILA, ANN · PRESIDENT, COLONY WEALTH MANAGEMENT · Less than 5% · control person · listed since Jan 2024
- AddedGupta, Dhruv · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedFERRI, JUSTIN, CHRISTOPHER · title CO-PRESIDENT → PRESIDENT & CHIEF OPERATING OFFICER
- ChangedKATZ, BRIAN, WILLIAM · title PRESIDENT OF COLONY INVESTMENT MANAGEMENT & CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER
- ChangedSullivan, Karla, Anne · title GENERAL COUNSEL → SENIOR VP, SEGMENT GENERAL COUNSEL
Jul 10, 2024 filing
- No longer listedFeeney, Terri, Ann · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jan 2015
- No longer listedNATHANSON, MICHAEL, JEFFREY · CHAIR & CEO · Less than 5% · control person · listed since Oct 2011
- AddedANDERSON, DANIEL, MARK · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedBIRENBAUM, ADAM, LAWRENCE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- AddedFERRI, JUSTIN, CHRISTOPHER · CO-PRESIDENT · Less than 5% · control person
- AddedPAPA, SALVATORE, JOHN · CHIEF LEGAL & RISK OFFICER · Less than 5% · control person
Apr 19, 2024 filing
- ChangedFOCUS FINANCIAL PARTNERS INC. · indirect via FOCUS FINANCIAL PARTNERS, LLC: title MANAGING MEMBER → MEMBER
Apr 8, 2024 filing
- AddedSTELLEY, JOHN, C. · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedGRATCH, VINCENT, JOSEPH · title CHIEF COMPLIANCE OFFICER → DEPUTY CHIEF COMP. OFFICER
Mar 4, 2024 filing
- No longer listedSADLER, STEPHEN, THOMAS · PRESIDENT OF COLONY WEALTH MANAGEMENT AND SENIOR WEALTH ADVISOR · Less than 5% · control person · listed since Oct 2011
- AddedIOSOVICH, ZINOVY · CO-PRESIDENT · Less than 5% · control person
- AddedRYAN, SHEILA, ANN · PRESIDENT, COLONY WEALTH MANAGEMENT · Less than 5% · control person
- Listed againRUBIN, RONALD, JOSEPH · VICE-CHAIR AND CO-PRESIDENT · Less than 5% · control person
- ChangedNATHANSON, MICHAEL, JEFFREY · title CHAIRMAN & CEO → CHAIR & CEO
Oct 13, 2023 filing
- AddedCD&R ASSOCIATES XII, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via CD&R FERDINAND CO-INVESTOR, L.P. · control person
- AddedCD&R ASSOCIATES XII, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE FUND XII, L.P. · control person
- AddedCD&R INVESTMENT ASSOCIATES XII, LTD. · GENERAL PARTNER · General partner, trustee or manager · indirect via CD&R FERDINAND HOLDINGS, L.P. · control person
Sep 29, 2023 filing
- No longer listedFERDINAND FFP INTERMEDIATE HOLDINGS, LLC · MEMBER · 75% or more · indirect via FERDINAND FFP PARENT, INC. · control person · listed since Aug 2023
- No longer listedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER · 75% or more · indirect via FERDINAND FFP PARENT, INC. · control person · listed since Aug 2023
- No longer listedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER · 75% or more · indirect via FERDINAND FFP ACQUISITION, LLC · control person · listed since Aug 2023
- AddedFERDINAND FFP ACQUISITION, LLC · SHAREHOLDER, CLASS A COMMON STOCK · 75% or more · indirect via FOCUS FINANCIAL PARTNERS INC. · control person
- AddedFERDINAND FFP INTERMEDIATE HOLDINGS, LLC · MEMBER · 75% or more · indirect via FERDINAND FFP ACQUISITION, LLC · control person
- AddedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER · 75% or more · indirect via FERDINAND FFP ACQUISITION, LLC · control person
- Listed againFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER · 75% or more · indirect via FERDINAND FFP PARENT, INC. · control person
- ChangedFERDINAND FFP ULTIMATE HOLDINGS, LP · indirect via FOCUS FINANCIAL PARTNERS INC.: title SHAREHOLDER, CLASS A COMMON STOCK / SHAREHOLDER, CLASS B COMMON STOCK → SHAREHOLDER, CLASS B COMMON STOCK
Older changes (21 more filings)
Sep 27, 2023 filing
- AddedCD&R FERDINAND CO-INVESTOR, L.P. · PARTNER · 25–50% · indirect via CD&R FERDINAND HOLDINGS, L.P. · control person
- AddedCD&R FERDINAND HOLDINGS, L.P. · PARTNER · 50–75% · indirect via FERDINAND FFP ULTIMATE HOLDINGS, LP · control person
- AddedCLAYTON, DUBILIER & RICE FUND XII, L.P. · PARTNER · 50–75% · indirect via CD&R FERDINAND HOLDINGS, L.P. · control person
- AddedFERDINAND FFP INTERMEDIATE HOLDINGS, LLC · MEMBER · 75% or more · indirect via FERDINAND FFP PARENT, INC. · control person
- AddedFERDINAND FFP PARENT, INC. · MEMBER · 75% or more · indirect via FERDINAND FFP INTERMEDIATE HOLDINGS, LLC · control person
- AddedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER, CLASS A COMMON STOCK / SHAREHOLDER, CLASS B COMMON STOCK · 75% or more · indirect via FOCUS FINANCIAL PARTNERS INC. · control person
- AddedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER · 75% or more · indirect via FERDINAND FFP PARENT, INC. · control person
- ChangedFOCUS FINANCIAL PARTNERS INC. · indirect via FOCUS FINANCIAL PARTNERS, LLC: title MEMBER → MANAGING MEMBER
Mar 31, 2023 filing
- No longer listedRUBIN, RONALD, JOSEPH · PRESIDENT AND VICE CHAIRMAN · Less than 5% · control person · listed since Oct 2018
- AddedSullivan, Karla, Anne · GENERAL COUNSEL · Less than 5% · control person
- ChangedBRADLEY, GINA, KULIG · title CHIEF OPERATING OFFICER & GENERAL COUNSEL → CHIEF OPERATING OFFICER
Feb 10, 2022 filing
- No longer listedGLOVSKY, ROBERT, JAMES · VICE CHAIR · Less than 5% · control person · listed since Jul 2012
- No longer listedSTEINBERG, RICHARD, DAVID · CHIEF MARKET STRATEGIST · Less than 5% · control person · listed since May 2019
- No longer listedSTELLJES, STEPHEN, RAYMOND · PRESIDENT OF CLIENT SERVICES AND SENIOR WEALTH ADVISOR · Less than 5% · control person · listed since Jan 2015
- No longer listedTALBOT, ELISABETH, LOUISE · MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR · Less than 5% · control person · listed since Oct 2011
Mar 31, 2021 filing
- No longer listedWHITE, JOHN, CHRISTOPHER · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person · listed since Mar 2015
- ChangedGLOVSKY, ROBERT, JAMES · title VICE CHAIR AND SENIOR WEALTH ADVISOR → VICE CHAIR
- ChangedRUBIN, RONALD, JOSEPH · title PRESIDENT, VICE CHAIRMAN, AND CHIEF CULTURAL OFFICER → PRESIDENT AND VICE CHAIRMAN
- ChangedSADLER, STEPHEN, THOMAS · title MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR → PRESIDENT OF COLONY WEALTH MANAGEMENT AND SENIOR WEALTH ADVISOR
- ChangedSTELLJES, STEPHEN, RAYMOND · title PRESIDENT OF CLIENT SERVICES → PRESIDENT OF CLIENT SERVICES AND SENIOR WEALTH ADVISOR
May 21, 2019 filing
- AddedSTEINBERG, RICHARD, DAVID · CHIEF MARKET STRATEGIST · Less than 5% · control person
Mar 31, 2019 filing
- ChangedFOCUS OPERATING, LLC · title MEMBER → MEMBER (MANAGER)
- ChangedRUBIN, RONALD, JOSEPH · title PRESIDENT AND CHIEF CULTURAL OFFICER → PRESIDENT, VICE CHAIRMAN, AND CHIEF CULTURAL OFFICER
Dec 14, 2018 filing
- AddedRUBIN, RONALD, JOSEPH · PRESIDENT AND CHIEF CULTURAL OFFICER · Less than 5% · control person
- ChangedNATHANSON, MICHAEL, JEFFREY · title CHAIRMAN, CEO & PRESIDENT → CHAIRMAN & CEO
Aug 24, 2018 filing
- No longer listedTRIDENT VI, L.P. · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person · listed since May 2017
- No longer listedTRIDENT FFP BLOCKER LLC · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P> · control person · listed since May 2017
- No longer listedTRIDENT FFP, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person · listed since Jul 2017
- No longer listedTRIDENT VI PARALLEL FUND, L.P. · MEMBER · 75% or more · indirect via TGRIDENT FFP BLOCKER LLP · control person · listed since Apr 2017
- AddedFOCUS FINANCIAL PARTNERS INC. · MEMBER · 75% or more · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
Apr 2, 2018 filing
- No longer listedGELLER, CARY, PAUL · MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR · Less than 5% · control person · listed since Jul 2012
- No longer listedLEE, NADINE, GORDON · MANAGING DIRECTOR, METRO NY OFFICES & PRESIDENT, COLONY FAMILY OFFICE · Less than 5% · control person · listed since Oct 2013
- ChangedGLOVSKY, ROBERT, JAMES · title VICE CHAIR AND SENIOR FINANCIAL COUNSELOR → VICE CHAIR AND SENIOR WEALTH ADVISOR
- ChangedGRATCH, VINCENT, JOSEPH · title CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR OF OPERATIONS → CHIEF COMPLIANCE OFFICER
- ChangedSADLER, STEPHEN, THOMAS · title MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR → MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR
- ChangedTALBOT, ELISABETH, LOUISE · title MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR → MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR
Aug 3, 2017 filing
- No longer listedCP FALCON AIV, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person · listed since Oct 2013
- AddedTRIDENT VI, L.P. · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person
- AddedTRIDENT FFP BLOCKER LLC · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P> · control person
- AddedTRIDENT FFP, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
- AddedTRIDENT VI PARALLEL FUND, L.P. · MEMBER · 75% or more · indirect via TGRIDENT FFP BLOCKER LLP · control person
Mar 31, 2017 filing
- AddedCP FALCON AIV, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
- AddedFeeney, Terri, Ann · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 31, 2016 filing
- AddedWHITE, JOHN, CHRISTOPHER · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person
Mar 31, 2015 filing
- ChangedLEE, NADINE, GORDON · title PRESIDENT, COLONY FAMILY OFFICE & MANAGING DIRECTOR OF NY METRO OFFICE → MANAGING DIRECTOR, METRO NY OFFICES & PRESIDENT, COLONY FAMILY OFFICE
- ChangedSTELLJES, STEPHEN, RAYMOND · title PRESIDENT OF COLONY WEALTH MANAGEMENT AND SENIOR FINANCIAL COUNSELOR → PRESIDENT OF CLIENT SERVICES
Sep 4, 2014 filing
- ChangedGELLER, CARY, PAUL · ownership 5–10% → Less than 5%
- ChangedGLOVSKY, ROBERT, JAMES · ownership 10–25% → Less than 5%
Mar 31, 2014 filing
- No longer listedSUMMIT PARTNERS VI (GP), LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via SUMMIT PARTNERS VI (GP), L.P. · control person · listed since Dec 2000
- No longer listedSUMMIT PARTNERS VI (GP), LP · GENERAL PARTNER · General partner, trustee or manager · indirect via SUMMIT VENTURES V-IA, L.P. · control person · listed since Dec 2000
- No longer listedSUMMIT VENTURES VI-A, L.P. · MEMBER (MANAGER) · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person · listed since Jan 2006
Nov 27, 2013 filing
- AddedLEE, NADINE, GORDON · PRESIDENT, COLONY FAMILY OFFICE & MANAGING DIRECTOR OF NY METRO OFFICE · Less than 5% · control person
Mar 28, 2013 filing
- ChangedFOCUS OPERATING, LLC · title MEMBER (MANAGER) → MEMBER
Jul 27, 2012 filing
- AddedGELLER, CARY, PAUL · MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR · 5–10% · control person
- AddedGLOVSKY, ROBERT, JAMES · VICE CHAIR AND SENIOR FINANCIAL COUNSELOR · 10–25% · control person
- ChangedBRADLEY, GINA, KULIG · title CFO & GENERAL COUNSEL → CHIEF OPERATING OFFICER & GENERAL COUNSEL
- ChangedKATZ, BRIAN, WILLIAM · title CHIEF INVESTMENT OFFICER & PRESIDENT OF COLONY INVESTMENT MANAGEMENT → PRESIDENT OF COLONY INVESTMENT MANAGEMENT & CHIEF INVESTMENT OFFICER
- ChangedNATHANSON, MICHAEL, JEFFREY · title PRESIDENT, CEO & DIRECTOR → CHAIRMAN, CEO & PRESIDENT
- ChangedSADLER, STEPHEN, THOMAS · title SENIOR FINANCIAL COUNSELOR & DIRECTOR → MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR
- ChangedSTELLJES, STEPHEN, RAYMOND · title SENIOR FINANCIAL COUNSELOR & PRESIDENT OF COLONY WEALTH MANAGEMENT → PRESIDENT OF COLONY WEALTH MANAGEMENT AND SENIOR FINANCIAL COUNSELOR
- ChangedTALBOT, ELISABETH, LOUISE · title SENIOR FINANCIAL COUNSELOR, CHIEF MARKET STRATEGIST & DIRECTOR → MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR
Mar 29, 2012 filing
- ChangedFOCUS OPERATING, LLC · title MEMBER → MEMBER (MANAGER)
- ChangedNATHANSON, MICHAEL, JEFFREY · title PRESIDENT, CEO & MANAGER → PRESIDENT, CEO & DIRECTOR
- ChangedSADLER, STEPHEN, THOMAS · title SENIOR FINANCIAL COUNSELOR & MANAGER → SENIOR FINANCIAL COUNSELOR & DIRECTOR
- ChangedTALBOT, ELISABETH, LOUISE · title EXECUTIVE DIRECTOR, CHIEF MARKET STRATEGIST & MANAGER → SENIOR FINANCIAL COUNSELOR, CHIEF MARKET STRATEGIST & DIRECTOR
Dec 1, 2011 filing
- ChangedNATHANSON, MICHAEL, JEFFREY · title PRESIDENT & CEO → PRESIDENT, CEO & MANAGER
- ChangedSADLER, STEPHEN, THOMAS · title SENIOR FINANCIAL COUNSELOR → SENIOR FINANCIAL COUNSELOR & MANAGER
- ChangedTALBOT, ELISABETH, LOUISE · title EXECUTIVE DIRECTOR & CHIEF MARKET STRATEGIST → EXECUTIVE DIRECTOR, CHIEF MARKET STRATEGIST & MANAGER
Nov 9, 2011 filing (earliest on record)
- ListedBRADLEY, GINA, KULIG · CFO & GENERAL COUNSEL · Less than 5% · control person
- ListedFOCUS FINANCIAL PARTNERS, LLC · MEMBER · 75% or more · indirect via FOCUS OPERATING, LLC · control person
- ListedFOCUS OPERATING, LLC · MEMBER · 75% or more · control person
- ListedGRATCH, VINCENT, JOSEPH · CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR OF OPERATIONS · Less than 5% · control person
- ListedKATZ, BRIAN, WILLIAM · CHIEF INVESTMENT OFFICER & PRESIDENT OF COLONY INVESTMENT MANAGEMENT · Less than 5% · control person
- ListedNATHANSON, MICHAEL, JEFFREY · PRESIDENT & CEO · Less than 5% · control person
- ListedSADLER, STEPHEN, THOMAS · SENIOR FINANCIAL COUNSELOR · Less than 5% · control person
- ListedSTELLJES, STEPHEN, RAYMOND · SENIOR FINANCIAL COUNSELOR & PRESIDENT OF COLONY WEALTH MANAGEMENT · Less than 5% · control person
- ListedSUMMIT PARTNERS VI (GP), LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via SUMMIT PARTNERS VI (GP), L.P. · control person
- ListedSUMMIT PARTNERS VI (GP), LP · GENERAL PARTNER · General partner, trustee or manager · indirect via SUMMIT VENTURES V-IA, L.P. · control person
- ListedSUMMIT VENTURES VI-A, L.P. · MEMBER (MANAGER) · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
- ListedTALBOT, ELISABETH, LOUISE · EXECUTIVE DIRECTOR & CHIEF MARKET STRATEGIST · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SELECT SECTOR SPDR TR$695.0M +40.3%
- ISHARES TR$448.7M +47.1%
- NVIDIA CORPORATION$367.9M +17.4%
- ISHARES TR$367.7M +25.5%
- VANECK ETF TRUST$350.3M +977.8%
Top Trims
- EXXON MOBIL CORP-$332.8M -66.1%
- ACCENTURE PLC IRELAND-$174.1M -58.4%
- ISHARES TR-$173.6M -52.5%
- PEPSICO INC-$171.3M -39.8%
- APOLLO GLOBAL MGMT INC-$167.9M -46.3%
New Positions
- ISHARES TR$201.6M
- ISHARES TR$124.0M
- HONEYWELL INTL INC$88.3M
- HONEYWELL AEROSPACE INC$87.5M
- DIREXION SHARES ETF TRUST$24.7M
Exited Positions
- HONEYWELL INTL INC$173.9M
- DUPONT DE NEMOURS INC$23.3M
- CARNIVAL CORP$18.8M
- INVESCO EXCH TRD SLF IDX FD$16.0M
- INVESCO EXCH TRD SLF IDX FD$14.1M
Focus Partners Wealth Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $2.89B | 2.96% | 10,016,436 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.48B | 2.54% | 12,427,184 | SH |
| 3 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $2.42B | 2.48% | 12,703,573 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $1.90B | 1.94% | 5,084,517 | SH |
| 5 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $1.87B | 1.91% | 42,128,827 | SH |
| 6 | VANGUARD INDEX FDS | VOO | 922908363 | $1.85B | 1.89% | 2,688,933 | SH |
| 7 | ISHARES TR | IVV | 464287200 | $1.81B | 1.85% | 2,413,265 | SH |
| 8 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.65B | 1.69% | 2,355,908 | SH |
| 9 | AMAZON COM INC | AMZN | 023135106 | $1.63B | 1.67% | 6,842,819 | SH |
| 10 | ALPHABET INC | GOOGL | 02079K305 | $1.48B | 1.51% | 4,130,802 | SH |
| 11 | ALPHABET INC | GOOG | 02079K107 | $1.41B | 1.44% | 3,987,329 | SH |
| 12 | ISHARES TR | ITOT | 464287150 | $1.40B | 1.44% | 8,536,010 | SH |
| 13 | VALUED ADVISERS TR | EQTY | 92046L353 | $1.23B | 1.26% | 43,870,772 | SH |
| 14 | EA SERIES TRUST | BSVO | 02072L532 | $1.08B | 1.10% | 36,844,044 | SH |
| 15 | BROADCOM INC | AVGO | 11135F101 | $1.00B | 1.03% | 2,659,162 | SH |
| 16 | VANGUARD INDEX FDS | VTI | 922908769 | $1.00B | 1.03% | 2,708,987 | SH |
| 17 | JPMORGAN CHASE & CO | JPM | 46625H100 | $953.8M | 0.98% | 2,913,920 | SH |
| 18 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $929.0M | 0.95% | 17,198,028 | SH |
| 19 | VANGUARD INDEX FDS | VTV | 922908744 | $928.8M | 0.95% | 4,261,836 | SH |
| 20 | DIMENSIONAL ETF TRUST | DUHP | 25434V831 | $895.7M | 0.92% | 21,465,179 | SH |
| 21 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $893.6M | 0.92% | 15,151,246 | SH |
| 22 | DIMENSIONAL ETF TRUST | DFAT | 25434V609 | $873.2M | 0.89% | 12,491,981 | SH |
| 23 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $849.2M | 0.87% | 11,918,550 | SH |
| 24 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $818.8M | 0.84% | 6,563,363 | SH |
| 25 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $789.8M | 0.81% | 1,359,656 | SH |
| 26 | DIMENSIONAL ETF TRUST | DFUV | 25434V724 | $782.1M | 0.80% | 14,217,663 | SH |
| 27 | DIMENSIONAL ETF TRUST | DFUS | 25434V401 | $773.8M | 0.79% | 9,443,034 | SH |
| 28 | ISHARES TR | IWB | 464287622 | $761.4M | 0.78% | 1,859,370 | SH |
| 29 | LAM RESEARCH CORP | LRCX | 512807306 | $711.8M | 0.73% | 1,642,921 | SH |
| 30 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $679.3M | 0.70% | 1,357,513 | SH |
| 31 | ISHARES TR | IXUS | 46432F834 | $666.2M | 0.68% | 6,980,418 | SH |
| 32 | ISHARES TR | IWF | 464287614 | $653.0M | 0.67% | 5,259,237 | SH |
| 33 | META PLATFORMS INC | META | 30303M102 | $631.9M | 0.65% | 1,124,479 | SH |
| 34 | VANGUARD WORLD FD | VGT | 92204A702 | $606.0M | 0.62% | 5,070,432 | SH |
| 35 | VISA INC | V | 92826C839 | $593.8M | 0.61% | 1,730,615 | SH |
| 36 | DIMENSIONAL ETF TRUST | DIHP | 25434V765 | $585.0M | 0.60% | 17,142,938 | SH |
| 37 | DIMENSIONAL ETF TRUST | DISV | 25434V781 | $538.3M | 0.55% | 13,414,075 | SH |
| 38 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $524.3M | 0.54% | 9,780,436 | SH |
| 39 | AMERICAN CENTY ETF TR | AVDV | 025072802 | $496.0M | 0.51% | 4,813,065 | SH |
| 40 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $478.6M | 0.49% | 3,016,769 | SH |
| 41 | JANUS DETROIT STR TR | JAAA | 47103U845 | $478.3M | 0.49% | 9,443,123 | SH |
| 42 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $452.7M | 0.46% | 2,444,075 | SH |
| 43 | MICRON TECHNOLOGY INC | MU | 595112103 | $442.7M | 0.45% | 383,743 | SH |
| 44 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $431.4M | 0.44% | 860,536 | SH |
| 45 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $421.1M | 0.43% | 3,930,797 | SH |
| 46 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $402.3M | 0.41% | 9,899,602 | SH |
| 47 | SPDR SERIES TRUST | QUS | 78468R812 | $389.3M | 0.40% | 2,083,611 | SH |
| 48 | WALMART INC | WMT | 931142103 | $388.6M | 0.40% | 3,431,240 | SH |
| 49 | KLA CORP | KLAC | 482480100 | $386.5M | 0.40% | 1,281,019 | SH |
| 50 | VANECK ETF TRUST | SMH | 92189F676 | $386.1M | 0.40% | 588,682 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $97.63B | 2,759 | 0001542153-26-000019 |
| 2026-03-31 | 2026-05-15 | $89.91B | 2,644 | 0001542153-26-000015 |
| 2025-12-31 | 2026-02-13 | $87.74B | 2,645 | 0001542153-26-000005 |
| 2025-09-30 | 2025-11-14 | $61.99B | 2,200 | 0001542153-25-000006 |
Filer Information
Address
190 CARONDELET PLAZASUITE 600
ST LOUIS, MO 63105
Phone
(314) 725-0455
Filing Manager
Focus Partners Wealth
ST LOUIS, MO
Signatory
Vincent J. Gratch
Deputy Chief Compliance Officer