Top Institutional Investors

Cadent Capital Advisors, LLC — 13F Holdings & Portfolio

CIK 1803536 · latest 13F-HR filed 2026-10-09

Backtest portfolio

Cadent Capital Advisors, LLC manages $466.4M in 13F-reported U.S. long-equity assets across 194 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are JAAA (4.03%), AAPL (3.88%), RWL (3.76%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 25 new positions and exited 39; 37 existing positions rose in reported value and 72 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$466.4M

Long-equity book

Holdings
194

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+25 / −39 / ↑37 / ↓72

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
JAAA4.0% · +25%AAPL3.9% · -0%RWL3.8% · -21%VIS3.3% · -6%VTWO3.3% · -7%XLY2.9% · -5%ITA2.8% · -30%SOXX2.6% · -56%JPIE2.6% · newSPMO2.4% · +1496%IYW2.4% · -6%JQUA2.3% · newAVDV2.1% · newJPIB2.0% · +16%KYN1.9% · -4%IGV1.9% · +211%SHYG1.8% · +56%OKE1.7% · +1%GARP1.6% · newXLK1.5% · +2%IVV1.3% · -28%BSV1.3% · +247%SNDK1.1% · +1025%MSFT1.0% · -2%IGM1.0% · -42%VFLO1.0% · newAVUV1.0% · newIYZ0.9% · -31%IBB0.9% · newACWV0.9% · -2%IAI0.9% · -39%IAU0.9% · +139%IFXAF0.8% · newXLF0.8% · -2%IYJ0.8% · -40%MU0.8% · +224%IHE0.8% · +1299%XOM0.7% · -1%COLO0.7% · -1%SRLN0.7% · -0%ICLO0.7% · +877%LYTE0.6% · newFIVA0.6% · +0%WMB0.6% · +0%TSLA0.6% · -37%MRVL0.6% · newAVGO0.6% · -0%RTX0.6% · -0%BRK.B0.6% · -6%CGMS0.6% · newSLV0.6% · -9%SMH0.6% · newSPEM0.6% · +0%VRP0.6% · -5%NVDA0.6% · -0%GOOG0.6% · +0%GLD0.5% · +2%AMAT0.5% · -3%BE0.5% · +19%AEM0.5% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 31.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 13, 2026.

Assets Under Management
$785.8M
Discretionary
$691.0M
Employees
15
Accounts
1,584
Address
4525 EAST 91ST STREET
TULSA, OK 74137
Phone
(918) 935-3450
Website
This firm reports 2 disclosure items on its registration.
Name Title / Status Ownership Type
Hobbs, Brett, Collin ControlCHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER
since Jan 2020
Less than 5%Individual
MOOBERRY, PHILIP, ANDREW ControlMANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER
since Jan 2013
50–75%Individual
DAGG, ANN, MOLLOYWEALTH MANAGEMENT ADVISOR/MEMBER
since Apr 2022
10–25%Individual
Rice, Curtis, LeonMEMBER
since Aug 2022
5–10%Individual
TAYLOR, TODD, EUGENEWEALTH MANAGEMENT ADVISOR / MEMBER
since Dec 2021
10–25%Individual
Ownership & leadership changes · 8 filings with changes since Nov 20, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 5, 2023 filing
  • ChangedHobbs, Brett, Collin · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER
Nov 30, 2022 filing
  • AddedRice, Curtis, Leon · MEMBER · 5–10%
  • ChangedMOOBERRY, PHILIP, ANDREW · ownership 75% or more → 50–75%
Apr 1, 2022 filing
  • AddedDAGG, ANN, MOLLOY · WEALTH MANAGEMENT ADVISOR/MEMBER · 10–25%
Jan 10, 2022 filing
  • No longer listedMOOBERRY, JUDITH, ANN · MEMBER · 5–10% · listed since Jan 2013
  • AddedTAYLOR, TODD, EUGENE · WEALTH MANAGEMENT ADVISOR / MEMBER · 10–25%
Jan 16, 2020 filing
  • AddedHobbs, Brett, Collin · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedMOOBERRY, PHILIP, ANDREW · title MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER
Jul 26, 2019 filing
  • No longer listedPERRY, MELINDA, JANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2013
  • ChangedMOOBERRY, PHILIP, ANDREW · title MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER → MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER
Apr 25, 2014 filing
  • ChangedPERRY, MELINDA, JANE · ownership 5–10% → Less than 5%
Nov 26, 2013 filing
  • AddedMOOBERRY, JUDITH, ANN · MEMBER · 5–10%
  • ChangedMOOBERRY, PHILIP, ANDREW · title MANAGING DIRECTOR/PRINCIPAL → MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER
Nov 20, 2013 filing (earliest on record)
  • ListedMOOBERRY, PHILIP, ANDREW · MANAGING DIRECTOR/PRINCIPAL · 75% or more · control person
  • ListedPERRY, MELINDA, JANE · CHIEF COMPLIANCE OFFICER · 5–10% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Cadent Capital Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JANUS DETROIT STR TR JAAA 47103U845 $18.8M 4.03% 372,108 SH
2 APPLE INC AAPL 037833100 $18.1M 3.88% 54,319 SH
3 INVESCO EXCH TRADED FD TR II RWL 46138G698 $17.5M 3.76% 136,309 SH
4 VANGUARD WORLD FD VIS 92204A603 $15.4M 3.30% 48,030 SH
5 VANGUARD SCOTTSDALE FDS VTWO 92206C664 $15.2M 3.27% 135,781 SH
6 SELECT SECTOR SPDR TR XLY 81369Y407 $13.3M 2.86% 122,449 SH
7 ISHARES TR ITA 464288760 $13.1M 2.81% 63,327 SH
8 ISHARES TR SOXX 464287523 $12.3M 2.63% 21,559 SH
9 J P MORGAN EXCHANGE TRADED F JPIE 46641Q159 $12.0M 2.56% 266,483 SH
10 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $11.3M 2.43% 74,809 SH
11 ISHARES TR IYW 464287721 $11.2M 2.39% 42,167 SH
12 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $10.8M 2.31% 146,091 SH
13 AMERICAN CENTY ETF TR AVDV 025072802 $9.7M 2.09% 89,050 SH
14 J P MORGAN EXCHANGE TRADED F JPIB 46641Q852 $9.2M 1.97% 196,306 SH
15 KAYNE ANDERSON ENERGY INFRST KYN 486606106 $8.8M 1.88% 644,920 SH
16 ISHARES TR IGV 464287515 $8.7M 1.87% 81,907 SH
17 ISHARES TR SHYG 46434V407 $8.2M 1.76% 199,413 SH
18 ONEOK INC NEW OKE 30609A109 $7.9M 1.69% 92,247 SH
19 ISHARES TR GARP 46436E403 $7.5M 1.62% 88,523 SH
20 SELECT SECTOR SPDR TR XLK 81369Y803 $7.1M 1.51% 36,069 SH
21 ISHARES TR IVV 464287200 $6.3M 1.34% 8,175 SH
22 VANGUARD BD INDEX FDS BSV 921937827 $5.9M 1.27% 77,335 SH
23 SANDISK CORP SNDK 80004C200 $5.1M 1.09% 2,914 SH
24 MICROSOFT CORP MSFT 594918104 $4.7M 1.00% 9,103 SH
25 ISHARES TR IGM 464287549 $4.6M 0.98% 27,010 SH
26 VICTORY PORTFOLIOS II VFLO 92647X830 $4.5M 0.97% 87,987 SH
27 AMERICAN CENTY ETF TR AVUV 025072877 $4.4M 0.95% 37,680 SH
28 ISHARES TR IYZ 464287713 $4.4M 0.94% 106,555 SH
29 ISHARES TR IBB 464287556 $4.4M 0.93% 20,676 SH
30 ISHARES INC ACWV 464286525 $4.3M 0.92% 35,045 SH
31 ISHARES TR IAI 464288794 $4.0M 0.87% 22,975 SH
32 ISHARES GOLD TR IAU 464285204 $4.0M 0.86% 51,608 SH
33 ISHARES TR IFXAF 464287531 $4.0M 0.85% 35,213 SH
34 SELECT SECTOR SPDR TR XLF 81369Y605 $3.9M 0.83% 72,256 SH
35 ISHARES TR IYJ 464287754 $3.7M 0.80% 24,183 SH
36 MICRON TECHNOLOGY INC MU 595112103 $3.5M 0.76% 3,320 SH
37 ISHARES TR IHE 464288836 $3.5M 0.75% 35,010 SH
38 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $3.5M 0.74% 21,248 SH
39 GLOBAL X FDS COLO 37954Y327 $3.2M 0.68% 67,659 SH
40 SSGA ACTIVE ETF TR SRLN 78467V608 $3.2M 0.68% 78,135 SH
41 INVESCO ACTIVELY MANAGED EXC ICLO 46090A721 $3.0M 0.65% 119,162 SH
42 ROUNDHILL ETF TRUST LYTE 77926X296 $3.0M 0.63% 121,499 SH
43 FIDELITY COVINGTON TRUST FIVA 316092717 $3.0M 0.63% 77,691 SH
44 WILLIAMS COS INC WMB 969457100 $2.9M 0.63% 43,317 SH
45 TESLA INC TSLA 88160R101 $2.9M 0.62% 8,173 SH
46 MARVELL TECHNOLOGY INC MRVL 573874104 $2.9M 0.62% 10,969 SH
47 BROADCOM INC AVGO 11135F101 $2.9M 0.62% 8,197 SH
48 RTX CORPORATION RTX 75513E101 $2.8M 0.61% 15,294 SH
49 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.8M 0.60% 5,654 SH
50 CAPITAL GRP FIXED INCM ETF T CGMS 14020Y300 $2.8M 0.60% 107,055 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $466.4M 194 0001803536-26-000004
2026-06-30 2026-07-14 $485.1M 214 0001803536-26-000003
2026-03-31 2026-04-08 $386.5M 201 0001803536-26-000002
2025-12-31 2026-01-13 $389.8M 196 0001803536-26-000001
Filer Information
Address
4525 EAST 91ST STREET
TULSA, OK 74137
Phone
(918) 935-3450
Filing Manager
Cadent Capital Advisors, LLC
TULSA, OK
Signatory
Brett Hobbs
Chief Compliance Officer / Chief Operating Officer