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AWM CAPITAL, LLC — 13F Holdings & Portfolio

CIK 1806820 · latest 13F-HR filed 2026-10-16

Backtest portfolio

AWM CAPITAL, LLC manages $1.42B in 13F-reported U.S. long-equity assets across 127 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are DFAC (18.10%), DFSU (12.91%), DFIC (9.98%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 10 new positions and exited 5; 41 existing positions rose in reported value and 30 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.42B

Long-equity book

Holdings
127

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+10 / −5 / ↑41 / ↓30

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
DFAC18.1% · +12%DFSU12.9% · +11%DFIC10.0% · +4%VBIL7.4% · +98%TBLL6.3% · +37%DFEM5.7% · +7%AVUS3.7% · -2%DFNM3.7% · +56%DFSI3.4% · +9%DFSE3.1% · +9%DFAU2.0% · -2%VGUS2.0% · newIWD1.8% · -0%SGOV1.7% · -37%DFAI1.6% · -2%DFGR1.1% · +14%AVDE1.1% · -1%DFSD1.1% · -29%DFAE1.1% · -6%DFUS0.9% · -2%IVV0.8% · +4%DFAR0.6% · +26%VNQ0.6% · -10%AVEM0.5% · +1%ICF0.5% · -4%DFAX0.4% · -2%DFIP0.4% · +35%DFIV0.3% · -3%QQQ0.3% · +38%PWRL0.3% · +666%IJH0.3% · +0%VIG0.2% · +0%AAPL0.2% · +31%MSFT0.2% · +37%FFIN0.2% · +1%AVSU0.2% · +0%NVDA0.2% · +78%VNQI0.2% · -0%QUAL0.2% · +1%GOOGL0.2% · +29%AMZN0.2% · +20%IVW0.2% · -0%VOO0.2% · +22%SCHF0.2% · -0%RWX0.2% · -7%SCHH0.1% · -11%IJR0.1% · -0%GSIE0.1% · 0%SPY0.1% · +0%IVE0.1% · +0%JPM0.1% · +112%AMD0.1% · +4%TRIN0.1% · +5%EMXC0.1% · 0%DFAS0.1% · -12%IGF0.1% · 0%VLUE0.1% · +0%TTD0.1% · -0%BRK.B0.1% · -3%VCRM0.1% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 74.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 13, 2026.

Assets Under Management
$1.49B
Discretionary
$1.49B
Employees
38
Accounts
2,885
Address
1 N. 1ST STREET
SUITE 525
PHOENIX, AZ 85004
Phone
(323) 940-1339
Website
Mailing Address
5227 N 7TH ST STE 18036, PHOENIX, AZ, 85014
This firm reports 1 disclosure item on its registration.
Name Title / Status Ownership Type
AVERILL, BRANDON, LEE ControlPARTNER
since Feb 2017
25–50%Individual
AVERILL, ERIK, DANIEL ControlMEMBER
since Feb 2017
25–50%Individual
DYER, JUSTIN, MICHAEL ControlMEMBER
since Jan 2023
10–25%Individual
MCCONCHIE, ROBERT, DON ControlMEMBER
since Feb 2017
10–25%Individual
LYNCH, DEBRA, BELLANTONICHIEF COMPLIANCE OFFICER
since Oct 2023
Less than 5%Individual
PENNIALL, DAVID, RICKARDMEMBER
since Feb 2017
10–25%Individual
Ownership & leadership changes · 6 filings with changes since Nov 2, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Nov 10, 2023 filing
  • AddedLYNCH, DEBRA, BELLANTONI · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedAVERILL, BRANDON, LEE · title PARTNER, CCO → PARTNER
Mar 28, 2023 filing
  • Listed againDYER, JUSTIN, MICHAEL · MEMBER · 10–25% · control person
Mar 23, 2022 filing
  • No longer listedPENNIALL, DAVID, RICKARD · SHAREHOLDER · 75% or more · indirect via PHC, INC. · control person · listed since Jul 2016
  • No longer listedPHC, INC. · MEMBER · 50–75% · control person · listed since Feb 2017
  • AddedPENNIALL, DAVID, RICKARD · MEMBER · 10–25%
  • ChangedAVERILL, BRANDON, LEE · ownership 10–25% → 25–50%
  • ChangedAVERILL, ERIK, DANIEL · ownership 10–25% → 25–50%
Mar 25, 2021 filing
  • ChangedAVERILL, BRANDON, LEE · title MANAGING MEMBER → PARTNER, CCO
  • ChangedMCCONCHIE, ROBERT, DON · title MEMBER AND CHIEF COMPLIANCE OFFICER → MEMBER
Feb 24, 2020 filing
  • No longer listedAVERILL, ANNE, PENNIALL · INVESTMENT CONSULTANT · Less than 5% · listed since Dec 2018
  • No longer listedDYER, JUSTIN, MICHAEL · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Dec 2018
Mar 20, 2019 filing
  • AddedDYER, JUSTIN, MICHAEL · CHIEF INVESTMENT OFFICER · Less than 5%
  • ChangedAVERILL, ANNE, PENNIALL · title CHIEF INVESTMENT OFFICER → INVESTMENT CONSULTANT
Nov 2, 2018 filing (earliest on record)
  • ListedAVERILL, ANNE, PENNIALL · CHIEF INVESTMENT OFFICER · Less than 5%
  • ListedAVERILL, BRANDON, LEE · MANAGING MEMBER · 10–25% · control person
  • ListedAVERILL, ERIK, DANIEL · MEMBER · 10–25% · control person
  • ListedMCCONCHIE, ROBERT, DON · MEMBER AND CHIEF COMPLIANCE OFFICER · 10–25% · control person
  • ListedPENNIALL, DAVID, RICKARD · SHAREHOLDER · 75% or more · indirect via PHC, INC. · control person
  • ListedPHC, INC. · MEMBER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

AWM CAPITAL, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFAC 25434V708 $257.2M 18.10% 5,786,464 SH
2 DIMENSIONAL ETF TRUST DFSU 25434V716 $183.5M 12.91% 3,889,790 SH
3 DIMENSIONAL ETF TRUST DFIC 25434V799 $141.8M 9.98% 3,770,822 SH
4 VANGUARD INSTL INDEX FD VBIL 922040845 $104.8M 7.38% 1,384,093 SH
5 INVESCO EXCH TRADED FD TR II TBLL 46138G888 $89.8M 6.32% 850,552 SH
6 DIMENSIONAL ETF TRUST DFEM 25434V732 $80.8M 5.68% 2,033,644 SH
7 AMERICAN CENTY ETF TR AVUS 025072885 $53.0M 3.73% 413,589 SH
8 DIMENSIONAL ETF TRUST DFNM 25434V849 $51.9M 3.65% 1,127,167 SH
9 DIMENSIONAL ETF TRUST DFSI 25434V690 $48.8M 3.44% 1,080,957 SH
10 DIMENSIONAL ETF TRUST DFSE 25434V682 $43.4M 3.05% 896,664 SH
11 DIMENSIONAL ETF TRUST DFAU 25434V104 $29.1M 2.05% 555,381 SH
12 VANGUARD INSTL INDEX FD VGUS 922040852 $27.8M 1.96% 367,994 SH
13 ISHARES TR IWD 464287598 $25.9M 1.82% 104,591 SH
14 ISHARES TR SGOV 46436E718 $24.4M 1.71% 241,974 SH
15 DIMENSIONAL ETF TRUST DFAI 25434V203 $22.2M 1.56% 535,980 SH
16 DIMENSIONAL ETF TRUST DFGR 25434V658 $16.0M 1.12% 590,536 SH
17 AMERICAN CENTY ETF TR AVDE 025072703 $15.4M 1.08% 170,680 SH
18 DIMENSIONAL ETF TRUST DFSD 25434V864 $15.3M 1.07% 328,196 SH
19 DIMENSIONAL ETF TRUST DFAE 25434V302 $15.0M 1.06% 382,503 SH
20 DIMENSIONAL ETF TRUST DFUS 25434V401 $13.5M 0.95% 162,376 SH
21 ISHARES TR IVV 464287200 $10.8M 0.76% 14,109 SH
22 DFA INVT DIMENSIONS GROUP IN DFAR 25239Y147 $8.9M 0.62% 366,669 SH
23 VANGUARD INDEX FDS VNQ 922908553 $8.5M 0.60% 95,176 SH
24 AMERICAN CENTY ETF TR AVEM 025072604 $7.3M 0.52% 77,960 SH
25 ISHARES TR ICF 464287564 $6.6M 0.47% 105,607 SH
26 DIMENSIONAL ETF TRUST DFAX 25434V880 $6.1M 0.43% 164,198 SH
27 DIMENSIONAL ETF TRUST DFIP 25434V856 $5.1M 0.36% 131,661 SH
28 DIMENSIONAL ETF TRUST DFIV 25434V807 $4.6M 0.33% 83,103 SH
29 INVESCO QQQ TR QQQ 46090E103 $4.2M 0.30% 5,676 SH
30 POWERLAW CORP PWRL 738922103 $4.2M 0.29% 380,703 SH
31 ISHARES TR IJH 464287507 $4.0M 0.28% 55,243 SH
32 VANGUARD SPECIALIZED FUNDS VIG 921908844 $3.4M 0.24% 14,415 SH
33 APPLE INC AAPL 037833100 $3.3M 0.23% 9,852 SH
34 MICROSOFT CORP MSFT 594918104 $3.2M 0.22% 6,198 SH
35 FIRST FINL BANKSHARES INC FFIN 32020R109 $3.1M 0.22% 98,919 SH
36 AMERICAN CENTY ETF TR AVSU 025072281 $2.9M 0.21% 33,160 SH
37 NVIDIA CORPORATION NVDA 67066G104 $2.7M 0.19% 12,013 SH
38 VANGUARD INTL EQUITY INDEX F VNQI 922042676 $2.6M 0.18% 61,129 SH
39 ISHARES TR QUAL 46432F339 $2.5M 0.18% 11,378 SH
40 ALPHABET INC GOOGL 02079K305 $2.5M 0.18% 7,259 SH
41 AMAZON COM INC AMZN 023135106 $2.5M 0.17% 9,880 SH
42 ISHARES TR IVW 464287309 $2.4M 0.17% 17,119 SH
43 VANGUARD INDEX FDS VOO 922908363 $2.4M 0.17% 3,390 SH
44 SCHWAB STRATEGIC TR SCHF 808524805 $2.4M 0.17% 85,931 SH
45 SPDR INDEX SHS FDS RWX 78463X863 $2.2M 0.16% 87,827 SH
46 SCHWAB STRATEGIC TR SCHH 808524847 $1.9M 0.13% 86,624 SH
47 ISHARES TR IJR 464287804 $1.9M 0.13% 13,848 SH
48 GOLDMAN SACHS ETF TR GSIE 381430107 $1.8M 0.13% 40,000 SH
49 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $1.8M 0.13% 2,363 SH
50 ISHARES TR IVE 464287408 $1.7M 0.12% 7,513 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $1.42B 127 0001172661-26-004581
2026-06-30 2026-07-31 $1.25B 122 0001172661-26-002966
2026-03-31 2026-05-12 $1.10B 113 0001172661-26-001725
2025-12-31 2026-02-17 $1.10B 103 0001172661-26-000937
2025-09-30 2025-10-29 $1.10B 103 0001172661-25-004483
Filer Information
Address
1 N 1ST ST SUITE 525
PHOENIX, AZ 85004
Phone
(323) 940-1339
Filing Manager
AWM CAPITAL, LLC
Phoenix, AZ
Signatory
Debra B Lynch
Chief Compliance Officer