COLUMBIA ADVISORY PARTNERS LLC — 13F Holdings & Portfolio
CIK 1808179 · latest 13F-HR filed 2026-10-15
COLUMBIA ADVISORY PARTNERS LLC manages $181.2M in 13F-reported U.S. long-equity assets across 100 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are QGRW (15.75%), DGRW (11.62%), USFR (6.24%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 11 new positions and exited 22; 37 existing positions rose in reported value and 22 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$181.2M
Long-equity book
Holdings
100
Distinct positions
Period
2026-09-30
Filed 2026-10-15
Q/Q Activity
+11 / −22 / ↑37 / ↓22
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26QGRW15.8% · -5%DGRW11.6% · -6%USFR6.2% · +442%JVAL5.0% · -5%BUFB4.1% · -3%WTV3.6% · -4%MTUM2.6% · -5%XMMO2.5% · -2%DGRS2.3% · -5%BUFF2.2% · -4%DDWM2.1% · -3%SFLR2.0% · -6%RSP1.8% · newMU1.7% · +8%IMTM1.6% · -2%CEF1.6% · -1%IUSG1.5% · 0%AVEM1.5% · +1%SCHD1.4% · -4%PSLV1.1% · +17%AAPL1.1% · +0%VTI1.1% · +24%LQDH0.9% · -9%COPP0.9% · +14%UCON0.8% · -1%AMZN0.8% · +2%FTGC0.8% · -1%VOE0.8% · -7%MSFT0.8% · +5%FIXD0.8% · -6%COST0.8% · -0%PHYS0.7% · +20%SCHG0.7% · +1%JEPI0.7% · +136%BALT0.7% · -19%OIH0.7% · +47%FVD0.6% · -0%SGOV0.6% · +27%VOO0.6% · +37%FTCS0.5% · -4%FPE0.5% · +0%NVDA0.4% · +18%JAAA0.4% · +100%BIL0.4% · +16%JHML0.4% · -0%XOM0.3% · -3%BXSL0.3% · +6%MDIV0.3% · +225%COWZ0.3% · 0%VIG0.3% · -2%XLI0.3% · 0%SDVY0.3% · -4%SBUX0.3% · +40%SPCX0.3% · newXLG0.3% · -18%LMBS0.3% · -22%AIQ0.3% · +6%USMF0.2% · -24%GOOGL0.2% · +9%SIL0.2% · -1%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 56%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 23, 2026.
Assets Under Management
$502.40B
Discretionary
$501.39B
Employees
914
Accounts
8,288
Address
290 CONGRESS STREET
BOSTON, MA 02210
BOSTON, MA 02210
Phone
(800) 225-2365
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AMERIPRISE FINANCIAL, INC. Control | SOLE MEMBER since Oct 1985 | 75% or more | Domestic Entity |
| ASSELTA, FRANCINE Control | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL DISTRIBUTION since Jan 2024 | Less than 5% | Individual |
| CLARKE, MICHAEL, GERALD Control | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES since Jun 2023 | Less than 5% | Individual |
| DEFAO, MICHAEL, E Control | VICE PRESIDENT, CHIEF LEGAL OFFICER, AND ASSISTANT SECRETARY since Oct 2021 | Less than 5% | Individual |
| ENGELKING, BRIAN, MICHAEL Control | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER since Jun 2020 | Less than 5% | Individual |
| FARIA, LEE, A Control | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER since Nov 2013 | Less than 5% | Individual |
| KUTIN, JOSHUA, BARRY Control | HEAD OF MULTI-ASSET SOLUTIONS, NORTH AMERICA since Mar 2025 | Less than 5% | Individual |
| TANNUZZO, GENE, RICHARD Control | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME since Mar 2021 | Less than 5% | Individual |
| TRUSCOTT, WILLIAM, FREDERICK Control | CHAIRMAN OF THE BOARD AND PRESIDENT since Feb 2012 | Less than 5% | Individual |
| JANVIER, NICOLAS, J | HEAD OF EQUITIES, NORTH AMERICA since Apr 2025 | Less than 5% | Individual |
Ownership & leadership changes · 34 filings with changes since Mar 23, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Sep 23, 2026 filing
- No longer listedWALDNER, MATT, M · SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING · Less than 5% · control person · listed since Mar 2024
Mar 26, 2026 filing
- ChangedASSELTA, FRANCINE · title VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL → VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL DISTRIBUTION
Dec 17, 2025 filing
- ChangedDEFAO, MICHAEL, E · title VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY → VICE PRESIDENT, CHIEF LEGAL OFFICER, AND ASSISTANT SECRETARY
May 28, 2025 filing
- No longer listedMERGEN, MELDA · MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES · Less than 5% · control person · listed since Oct 2021
- AddedJANVIER, NICOLAS, J · HEAD OF EQUITIES, NORTH AMERICA · Less than 5%
Mar 27, 2025 filing
- ChangedKUTIN, JOSHUA, BARRY · title HEAD OF ASSET ALLOCATION, NORTH AMERICA → HEAD OF MULTI-ASSET SOLUTIONS, NORTH AMERICA
Mar 27, 2024 filing
- No longer listedHARASIMOWICZ, STEPHEN, J · SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING · Less than 5% · control person · listed since Jun 2014
- AddedWALDNER, MATT, M · SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING · Less than 5% · control person
Jan 16, 2024 filing
- No longer listedCouto, Scott, Edward · MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA · Less than 5% · control person · listed since Feb 2018
- AddedASSELTA, FRANCINE · VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL · Less than 5% · control person
- AddedKUTIN, JOSHUA, BARRY · HEAD OF ASSET ALLOCATION, NORTH AMERICA · Less than 5% · control person
- ChangedCLARKE, MICHAEL, GERALD · title SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES → MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES
Jul 19, 2023 filing
- ChangedCLARKE, MICHAEL, GERALD · title SENIOR VICE PRESIDENT, HEAD OF GLOBAL OPERATIONS AND INVESTOR SERVICES → SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES
Jan 12, 2023 filing
- No longer listedLandes, William, John · HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL CO-HEAD OCIO · Less than 5% · control person · listed since Jun 2022
Jul 13, 2022 filing
- ChangedLandes, William, John · title HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS → HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL CO-HEAD OCIO
Older changes (25 more filings)
Mar 25, 2022 filing
- ChangedCLARKE, MICHAEL, GERALD · title VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS → SENIOR VICE PRESIDENT, HEAD OF GLOBAL OPERATIONS AND INVESTOR SERVICES
Jan 7, 2022 filing
- No longer listedMOORE, COLIN · MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jan 2014
Oct 28, 2021 filing
- No longer listedGOUCHER, PAUL, BRIAN · CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY · Less than 5% · control person · listed since Mar 2015
- AddedDEFAO, MICHAEL, E · VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY · Less than 5% · control person
- ChangedMERGEN, MELDA · title MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES → MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES
Mar 25, 2021 filing
- No longer listedLUNDGREN, COLIN, JAMES · MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME · Less than 5% · control person · listed since Sep 2017
- AddedTANNUZZO, GENE, RICHARD · MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME · Less than 5% · control person
Jun 22, 2020 filing
- No longer listedCLEASBY, JONATHAN, C · MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Mar 2020
- AddedENGELKING, BRIAN, MICHAEL · MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 26, 2020 filing
- No longer listedHAUGEN, ANTHONY, PAUL · MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Oct 2016
- AddedCLEASBY, JONATHAN, C · MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5% · control person
Oct 22, 2019 filing
- ChangedLandes, William, John · title GLOBAL HEAD OF INVESTMENT SOLUTIONS → HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS
Jun 24, 2019 filing
- No longer listedJOHNSON, AMY, KATHLEEN · MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS · Less than 5% · control person · listed since Mar 2016
- AddedCLARKE, MICHAEL, GERALD · VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS · Less than 5% · control person
Oct 29, 2018 filing
- No longer listedKRINGDON, JOSEPH, DALE · MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION · Less than 5% · control person · listed since Sep 2014
- ChangedLandes, William, John · title SENIOR VICE PRESIDENT, GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES → GLOBAL HEAD OF INVESTMENT SOLUTIONS
Jun 28, 2018 filing
- No longer listedKNIGHT, JEFFREY, L · MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION · Less than 5% · control person · listed since Apr 2014
- ChangedLandes, William, John · title SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES → SENIOR VICE PRESIDENT, GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES
Mar 29, 2018 filing
- AddedCouto, Scott, Edward · MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA · Less than 5% · control person
Sep 28, 2017 filing
- No longer listedCielinski, James, Robert · MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME · Less than 5% · control person · listed since Apr 2017
- ChangedKNIGHT, JEFFREY, L · title MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION → MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION
- ChangedLUNDGREN, COLIN, JAMES · title MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF FIXED INCOME → MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME
- ChangedLandes, William, John · title SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES → SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES
- ChangedMERGEN, MELDA · title MANAGING DIRECTOR AND HEAD OF EQUITIES → MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES
Aug 30, 2017 filing
- No longer listedPETERS, JEFFREY, FRANKLIN · MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION · Less than 5% · control person · listed since Jan 2014
May 24, 2017 filing
- No longer listedPLUMMER, SCOTT, ROANE · SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY · Less than 5% · control person · listed since Apr 2014
Mar 24, 2017 filing
- AddedCielinski, James, Robert · MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME · Less than 5% · control person
- ChangedJOHNSON, AMY, KATHLEEN · title MANAGING DIRECTOR AND CHIEF OPERATING OFFICER → MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS
- ChangedLUNDGREN, COLIN, JAMES · title MANAGING DIRECTOR AND HEAD OF FIXED INCOME → MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF FIXED INCOME
- ChangedMERGEN, MELDA · title DIRECTOR OF U.S. EQUITY INVESTMENTS → MANAGING DIRECTOR AND HEAD OF EQUITIES
Nov 18, 2016 filing
- No longer listedMCGRANE, BRIAN, JOSEPH · MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jan 2014
- AddedHAUGEN, ANTHONY, PAUL · MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 29, 2016 filing
- No longer listedUNCKLESS, AMY, LYNN · MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF PRIVATE WEALTH MANAGEMENT AND INVESTMENT ONLY · Less than 5% · control person · listed since Apr 2014
Mar 21, 2016 filing
- No longer listedMCCONNAUGHEY, ROBERT, KENDALL · MANAGING DIRECTOR AND GLOBAL HEAD OF RESEARCH · Less than 5% · control person · listed since Jul 2013
- ChangedLandes, William, John · title SENIOR VICE PRESIDENT AND HEAD OF GLOBAL INVESTMENT SOLUTIONS → SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES
Mar 30, 2015 filing
- No longer listedCONNAUGHTON, JOHN, KEVIN · MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS · Less than 5% · control person · listed since May 2010
- No longer listedWHITE, TODD, A · MANAGING DIRECTOR AND HEAD OF GLOBAL INSURANCE AND ALTERNATIVES · Less than 5% · control person · listed since Apr 2014
- AddedGOUCHER, PAUL, BRIAN · CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY · Less than 5% · control person
- AddedHARASIMOWICZ, STEPHEN, J · SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING · Less than 5% · control person
- AddedLandes, William, John · SENIOR VICE PRESIDENT AND HEAD OF GLOBAL INVESTMENT SOLUTIONS · Less than 5% · control person
- AddedMERGEN, MELDA · DIRECTOR OF U.S. EQUITY INVESTMENTS · Less than 5% · control person
- ChangedFARIA, LEE, A · title VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CONFLICTS OFFICER → VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
- ChangedJOHNSON, AMY, KATHLEEN · title MANAGING DIRECTOR AND HEAD OF US OPERATIONS AND MUTUAL FUND SERVICES → MANAGING DIRECTOR AND CHIEF OPERATING OFFICER
- ChangedPLUMMER, SCOTT, ROANE · title SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY → SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY
Oct 23, 2014 filing
- AddedKRINGDON, JOSEPH, DALE · MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION · Less than 5% · control person
- ChangedFARIA, LEE, A · title VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER → VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CONFLICTS OFFICER
- ChangedUNCKLESS, AMY, LYNN · title MEMBER, BOARD OF GOVERNORS AND MANAGING DIRECTOR, HEAD OF PRIVATE WEALTH MANAGEMENT → MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF PRIVATE WEALTH MANAGEMENT AND INVESTMENT ONLY
Apr 30, 2014 filing
- No longer listedTHOMPSON, CHRISTOPHER, C · MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION, MARKETING AND PRODUCT · Less than 5% · control person · listed since Jan 2014
- ChangedJOHNSON, AMY, KATHLEEN · title MANAGING DIRECTOR AND CHIEF OPERATING OFFICER → MANAGING DIRECTOR AND HEAD OF US OPERATIONS AND MUTUAL FUND SERVICES
- ChangedKNIGHT, JEFFREY, L · title MANAGING DIRECTOR AND HEAD OF GLOBAL ASSET ALLOCATION → MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION
- ChangedMCCONNAUGHEY, ROBERT, KENDALL · title MANAGING DIRECTOR AND GLOBAL RESEARCH DIRECTOR → MANAGING DIRECTOR AND GLOBAL HEAD OF RESEARCH
- ChangedPLUMMER, SCOTT, ROANE · title SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER → SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY
- ChangedUNCKLESS, AMY, LYNN · title MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR, HEAD OF PRIVATE WEALTH MANAGEMENT AND GLOBAL CHIEF ADMINISTRATIVE OFFICER → MEMBER, BOARD OF GOVERNORS AND MANAGING DIRECTOR, HEAD OF PRIVATE WEALTH MANAGEMENT
- ChangedWHITE, TODD, A · title MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS → MANAGING DIRECTOR AND HEAD OF GLOBAL INSURANCE AND ALTERNATIVES
Mar 28, 2014 filing
- ChangedFARIA, LEE, A · title CHIEF COMPLIANCE OFFICER → VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
- ChangedJOHNSON, AMY, KATHLEEN · title SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER → MANAGING DIRECTOR AND CHIEF OPERATING OFFICER
- ChangedMCCONNAUGHEY, ROBERT, KENDALL · title MANAGING DIRECTOR AND HEAD OF EQUITIES → MANAGING DIRECTOR AND GLOBAL RESEARCH DIRECTOR
- ChangedMCGRANE, BRIAN, JOSEPH · title MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER → MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER
- ChangedMOORE, COLIN · title MEMBER, BOARD OF GOVERNORS, AND GLOBAL CHIEF INVESTMENT OFFICER → MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER
- ChangedPETERS, JEFFREY, FRANKLIN · title MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND GLOBAL HEAD OF INSTITUTIONAL DISTRIBUTION → MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION
- ChangedTHOMPSON, CHRISTOPHER, C · title MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INTERMEDIARY DISTRIBUTION, MARKETING AND PRODUCT → MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION, MARKETING AND PRODUCT
- ChangedUNCKLESS, AMY, LYNN · title MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT, HEAD OF PRIVATE WEALTH MANAGEMENT AND GLOBAL CHIEF ADMINISTRATIVE OFFICER → MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR, HEAD OF PRIVATE WEALTH MANAGEMENT AND GLOBAL CHIEF ADMINISTRATIVE OFFICER
Nov 18, 2013 filing
- No longer listedPOOLE, KEVIN, G · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2012
- AddedFARIA, LEE, A · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 22, 2013 filing
- AddedKNIGHT, JEFFREY, L · MANAGING DIRECTOR AND HEAD OF GLOBAL ASSET ALLOCATION · Less than 5% · control person
- ChangedMOORE, COLIN · title MEMBER, BOARD OF GOVERNORS, AND CHIEF INVESTMENT OFFICER → MEMBER, BOARD OF GOVERNORS, AND GLOBAL CHIEF INVESTMENT OFFICER
- ChangedPETERS, JEFFREY, FRANKLIN · title MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INSTITUTIONAL DISTRIBUTION → MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND GLOBAL HEAD OF INSTITUTIONAL DISTRIBUTION
- ChangedTHOMPSON, CHRISTOPHER, C · title MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INVESTMENT PRODUCTS AND MARKETING → MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INTERMEDIARY DISTRIBUTION, MARKETING AND PRODUCT
- ChangedUNCKLESS, AMY, LYNN · title MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER → MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT, HEAD OF PRIVATE WEALTH MANAGEMENT AND GLOBAL CHIEF ADMINISTRATIVE OFFICER
Mar 23, 2012 filing (earliest on record)
- ListedAMERIPRISE FINANCIAL, INC. · SOLE MEMBER · 75% or more · control person
- ListedCONNAUGHTON, JOHN, KEVIN · MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS · Less than 5% · control person
- ListedJOHNSON, AMY, KATHLEEN · SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedLUNDGREN, COLIN, JAMES · MANAGING DIRECTOR AND HEAD OF FIXED INCOME · Less than 5% · control person
- ListedMCCONNAUGHEY, ROBERT, KENDALL · MANAGING DIRECTOR AND HEAD OF EQUITIES · Less than 5% · control person
- ListedMCGRANE, BRIAN, JOSEPH · MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedMOORE, COLIN · MEMBER, BOARD OF GOVERNORS, AND CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedPETERS, JEFFREY, FRANKLIN · MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INSTITUTIONAL DISTRIBUTION · Less than 5% · control person
- ListedPLUMMER, SCOTT, ROANE · SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER · Less than 5% · control person
- ListedPOOLE, KEVIN, G · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedTHOMPSON, CHRISTOPHER, C · MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INVESTMENT PRODUCTS AND MARKETING · Less than 5% · control person
- ListedTRUSCOTT, WILLIAM, FREDERICK · CHAIRMAN OF THE BOARD AND PRESIDENT · Less than 5% · control person
- ListedUNCKLESS, AMY, LYNN · MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person
- ListedWHITE, TODD, A · MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- WISDOMTREE TR$9.2M +442.2%
- J P MORGAN EXCHANGE TRADED F$752.7K +134.6%
- MICROSOFT CORP$428.7K +44.9%
- VANECK ETF TRUST$409.7K +49.4%
- VANGUARD INDEX FDS$390.8K +25.8%
Top Trims
- INVESCO EXCHANGE TRADED FD T-$868.8K -15.8%
- ISHARES TR-$659.9K -12.1%
- J P MORGAN EXCHANGE TRADED F-$615.5K -6.3%
- WISDOMTREE TR-$506.0K -10.7%
- INNOVATOR ETFS TRUST-$270.6K -17.3%
New Positions
- INVESCO EXCHANGE TRADED FD T$3.3M
- EXXONMOBIL HOLDINGS CORP$596.2K
- SPACE EXPLORATION TECHN CORP$485.0K
- SPDR SERIES TRUST$296.0K
- FIRST TR EXCHANGE-TRADED FD$264.1K
Exited Positions
- VANGUARD SCOTTSDALE FDS$2.6M
- WISDOMTREE TR$2.6M
- JANUS DETROIT STR TR$2.6M
- WISDOMTREE TR$2.0M
- EXXON MOBIL CORP$516.5K
COLUMBIA ADVISORY PARTNERS LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | WISDOMTREE TR | QGRW | 97717Y477 | $28.5M | 15.75% | 415,634 | SH |
| 2 | WISDOMTREE TR | DGRW | 97717X669 | $21.1M | 11.62% | 216,581 | SH |
| 3 | WISDOMTREE TR | USFR | 97717Y527 | $11.3M | 6.24% | 224,253 | SH |
| 4 | J P MORGAN EXCHANGE TRADED F | JVAL | 46641Q753 | $9.1M | 5.01% | 156,767 | SH |
| 5 | INNOVATOR ETFS TRUST | BUFB | 45783Y756 | $7.4M | 4.08% | 183,317 | SH |
| 6 | WISDOMTREE TR | WTV | 97717W547 | $6.6M | 3.63% | 64,186 | SH |
| 7 | ISHARES TR | MTUM | 46432F396 | $4.8M | 2.64% | 15,079 | SH |
| 8 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $4.6M | 2.55% | 31,456 | SH |
| 9 | WISDOMTREE TR | DGRS | 97717X651 | $4.2M | 2.32% | 75,279 | SH |
| 10 | INNOVATOR ETFS TRUST | BUFF | 45783Y814 | $4.0M | 2.20% | 74,067 | SH |
| 11 | WISDOMTREE TR | DDWM | 97717X263 | $3.7M | 2.06% | 81,853 | SH |
| 12 | INNOVATOR ETFS TRUST | SFLR | 45783Y673 | $3.6M | 2.00% | 93,126 | SH |
| 13 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $3.3M | 1.84% | 16,034 | SH |
| 14 | MICRON TECHNOLOGY INC | MU | 595112103 | $3.1M | 1.73% | 2,936 | SH |
| 15 | ISHARES TR | IMTM | 46434V449 | $3.0M | 1.65% | 56,648 | SH |
| 16 | SPROTT ASSET MANAGEMENT LP | CEF | 85208R101 | $2.9M | 1.58% | 68,876 | SH |
| 17 | ISHARES TR | IUSG | 464287671 | $2.7M | 1.52% | 14,190 | SH |
| 18 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $2.6M | 1.46% | 28,120 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $2.6M | 1.44% | 80,139 | SH |
| 20 | SPROTT ASSET MANAGEMENT LP | PSLV | 85207K107 | $2.1M | 1.14% | 106,945 | SH |
| 21 | APPLE INC | AAPL | 037833100 | $2.0M | 1.08% | 5,892 | SH |
| 22 | VANGUARD INDEX FDS | VTI | 922908769 | $1.9M | 1.05% | 5,085 | SH |
| 23 | ISHARES U S ETF TR | LQDH | 46431W705 | $1.6M | 0.87% | 17,031 | SH |
| 24 | SPROTT FDS TR | COPP | 85208P881 | $1.6M | 0.86% | 37,206 | SH |
| 25 | FIRST TR EXCHNG TRADED FD VI | UCON | 33740F888 | $1.5M | 0.85% | 64,544 | SH |
| 26 | AMAZON COM INC | AMZN | 023135106 | $1.5M | 0.84% | 6,113 | SH |
| 27 | FIRST TR EXCHANGE TRAD FD VI | FTGC | 33739H101 | $1.5M | 0.83% | 48,996 | SH |
| 28 | VANGUARD INDEX FDS | VOE | 922908512 | $1.5M | 0.83% | 7,664 | SH |
| 29 | MICROSOFT CORP | MSFT | 594918104 | $1.4M | 0.76% | 2,698 | SH |
| 30 | FIRST TR EXCHNG TRADED FD VI | FIXD | 33740F805 | $1.4M | 0.76% | 33,437 | SH |
| 31 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $1.4M | 0.76% | 1,508 | SH |
| 32 | SPROTT ASSET MANAGEMENT LP | PHYS | 85207H104 | $1.4M | 0.75% | 43,414 | SH |
| 33 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $1.3M | 0.74% | 37,423 | SH |
| 34 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $1.3M | 0.72% | 23,334 | SH |
| 35 | INNOVATOR ETFS TRUST | BALT | 45783Y855 | $1.3M | 0.71% | 36,947 | SH |
| 36 | VANECK ETF TRUST | OIH | 92189H607 | $1.2M | 0.68% | 3,274 | SH |
| 37 | FIRST TR EXCHANGE-TRADED FD | FVD | 33734H106 | $1.2M | 0.64% | 24,901 | SH |
| 38 | ISHARES TR | SGOV | 46436E718 | $1.2M | 0.64% | 11,433 | SH |
| 39 | VANGUARD INDEX FDS | VOO | 922908363 | $1.0M | 0.56% | 1,442 | SH |
| 40 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $973.2K | 0.54% | 10,370 | SH |
| 41 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $837.9K | 0.46% | 49,142 | SH |
| 42 | NVIDIA CORPORATION | NVDA | 67066G104 | $812.6K | 0.45% | 3,558 | SH |
| 43 | JANUS DETROIT STR TR | JAAA | 47103U845 | $720.0K | 0.40% | 14,265 | SH |
| 44 | SPDR SERIES TRUST | BIL | 78468R663 | $719.8K | 0.40% | 7,855 | SH |
| 45 | JOHN HANCOCK EXCHANGE TRADED | JHML | 47804J107 | $708.0K | 0.39% | 7,944 | SH |
| 46 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $596.2K | 0.33% | 3,663 | SH |
| 47 | BLACKSTONE SECD LENDING FD | BXSL | 09261X102 | $582.2K | 0.32% | 24,279 | SH |
| 48 | FIRST TR EXCHANGE TRADED FD | MDIV | 33738R100 | $559.1K | 0.31% | 35,329 | SH |
| 49 | PACER FDS TR | COWZ | 69374H881 | $553.2K | 0.31% | 8,287 | SH |
| 50 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $548.1K | 0.30% | 2,349 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-15 | $181.2M | 100 | 0001808179-26-000007 |
| 2026-06-30 | 2026-07-23 | $181.3M | 111 | 0001808179-26-000005 |
| 2026-03-31 | 2026-04-23 | $156.7M | 92 | 0001808179-26-000004 |
| 2025-12-31 | 2026-01-22 | $146.8M | 90 | 0001808179-26-000001 |
Filer Information
Address
6501 N CEDAR ROADBLDG 4 STE C
SPOKANE, WA 99208
Phone
(509) 822-3850
Filing Manager
COLUMBIA ADVISORY PARTNERS LLC
SPOKANE, WA
Signatory
Paul Felsch
Chief Compliance Officer