Baron Financial Group, LLC — 13F Holdings & Portfolio
CIK 1832093 · latest 13F-HR filed 2026-04-09
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$185.4M
Long-equity book
Holdings
53
Distinct positions
Period
2026-03-31
Filed 2026-04-09
Q/Q Activity
+0 / −4 / ↑11 / ↓15
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$356.7K +5.7%
- EXXON MOBIL CORP$331.0K +41.0%
- VANGUARD CHARLOTTE FDS$286.1K +5.6%
- SELECT SECTOR SPDR TR$285.6K +71.9%
- SPDR SERIES TRUST$280.2K +9.4%
Top Trims
- INVESCO QQQ TR-$661.8K -5.0%
- APPLE INC-$591.3K -28.0%
- ISHARES TR-$398.1K -11.2%
- MICROSOFT CORP-$284.1K -32.3%
- VANGUARD WORLD FD-$230.5K -5.5%
Exited Positions
- VANGUARD TAX-MANAGED FDS$267.1K
- VANGUARD INDEX FDS$243.4K
- AUTOMATIC DATA PROCESSING IN$218.2K
- ISHARES TR$201.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $21.2M | 11.45% | 32,652 | SH |
| 2 | ISHARES TR | IWM | 464287655 | $18.2M | 9.79% | 73,195 | SH |
| 3 | VANGUARD MALVERN FDS | VTIP | 922020805 | $13.2M | 7.11% | 264,090 | SH |
| 4 | INVESCO QQQ TR | QQQ | 46090E103 | $12.5M | 6.74% | 21,667 | SH |
| 5 | ISHARES TR | EFA | 464287465 | $7.3M | 3.92% | 74,781 | SH |
| 6 | SPDR GOLD TR | GLD | 78463V107 | $7.0M | 3.78% | 16,282 | SH |
| 7 | SPDR SERIES TRUST | CWB | 78464A359 | $6.6M | 3.57% | 72,386 | SH |
| 8 | ISHARES TR | IWR | 464287499 | $6.6M | 3.57% | 68,036 | SH |
| 9 | VANGUARD INDEX FDS | VNQ | 922908553 | $5.6M | 3.05% | 63,655 | SH |
| 10 | ISHARES TR | EEM | 464287234 | $5.4M | 2.91% | 94,971 | SH |
| 11 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $5.4M | 2.90% | 111,972 | SH |
| 12 | INVESCO EXCH TRADED FD TR II | CGW | 46138E263 | $5.3M | 2.87% | 83,237 | SH |
| 13 | ISHARES TR | ICVT | 46435G102 | $5.1M | 2.73% | 49,763 | SH |
| 14 | AMPLIFY ETF TR | DIVO | 032108409 | $4.7M | 2.55% | 105,559 | SH |
| 15 | ISHARES TR | IQLT | 46434V456 | $4.6M | 2.50% | 100,242 | SH |
| 16 | ISHARES TR | SUB | 464288158 | $4.4M | 2.35% | 40,930 | SH |
| 17 | VANGUARD WORLD FD | VHT | 92204A504 | $3.9M | 2.12% | 14,444 | SH |
| 18 | ISHARES TR | IJR | 464287804 | $3.8M | 2.06% | 30,683 | SH |
| 19 | NEW YORK LIFE INVESTMENTS ET | QAI | 45409B107 | $3.4M | 1.81% | 98,371 | SH |
| 20 | SPDR SERIES TRUST | BWX | 78464A516 | $3.3M | 1.76% | 148,891 | SH |
| 21 | ISHARES TR | IWF | 464287614 | $3.1M | 1.70% | 7,378 | SH |
| 22 | ISHARES TR | ESGD | 46435G516 | $3.1M | 1.65% | 32,090 | SH |
| 23 | VANGUARD INDEX FDS | VB | 922908751 | $3.0M | 1.63% | 11,550 | SH |
| 24 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $2.8M | 1.49% | 60,578 | SH |
| 25 | ISHARES INC | IEMG | 46434G103 | $2.7M | 1.47% | 39,093 | SH |
| 26 | ISHARES TR | IWD | 464287598 | $2.4M | 1.30% | 11,241 | SH |
| 27 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $2.4M | 1.29% | 3,887 | SH |
| 28 | INVESCO EXCHANGE TRADED FD T | SPGP | 46137V431 | $2.0M | 1.08% | 18,575 | SH |
| 29 | ISHARES INC | ESGE | 46434G863 | $1.9M | 1.04% | 42,586 | SH |
| 30 | VANGUARD INDEX FDS | VTI | 922908769 | $1.9M | 1.02% | 5,887 | SH |
| 31 | ISHARES TR | IJH | 464287507 | $1.5M | 0.83% | 22,812 | SH |
| 32 | APPLE INC | AAPL | 037833100 | $1.5M | 0.82% | 5,984 | SH |
| 33 | EXXON MOBIL CORP | XOM | 30231G102 | $1.1M | 0.61% | 6,710 | SH |
| 34 | PACER FDS TR | SRVR | 69374H741 | $746.5K | 0.40% | 23,910 | SH |
| 35 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $682.8K | 0.37% | 14,880 | SH |
| 36 | CITIGROUP INC | C | 172967424 | $646.4K | 0.35% | 5,700 | SH |
| 37 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $645.4K | 0.35% | 2,663 | SH |
| 38 | MICROSOFT CORP | MSFT | 594918104 | $595.4K | 0.32% | 1,608 | SH |
| 39 | NVIDIA CORPORATION | NVDA | 67066G104 | $534.5K | 0.29% | 3,065 | SH |
| 40 | VANGUARD BD INDEX FDS | BSV | 921937827 | $469.3K | 0.25% | 5,985 | SH |
| 41 | ARES CAPITAL CORP | ARCC | 04010L103 | $468.1K | 0.25% | 25,977 | SH |
| 42 | VANGUARD INDEX FDS | VOO | 922908363 | $441.5K | 0.24% | 739 | SH |
| 43 | VANGUARD WORLD FD | VGT | 92204A702 | $438.2K | 0.24% | 628 | SH |
| 44 | ISHARES TR | MTUM | 46432F396 | $361.2K | 0.19% | 1,505 | SH |
| 45 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $294.0K | 0.16% | 1,367 | SH |
| 46 | ISHARES TR | IEFA | 46432F842 | $293.9K | 0.16% | 3,246 | SH |
| 47 | COLGATE PALMOLIVE CO | CL | 194162103 | $291.1K | 0.16% | 3,415 | SH |
| 48 | ABBVIE INC | ABBV | 00287Y109 | $284.7K | 0.15% | 1,309 | SH |
| 49 | FIRST TR EXCHANGE-TRADED FD | GRID | 33737A108 | $260.9K | 0.14% | 1,595 | SH |
| 50 | ISHARES TR | MUB | 464288414 | $256.9K | 0.14% | 2,420 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-09 | $185.4M | 53 | 0002085853-26-000326 |
| 2025-12-31 | 2026-01-09 | $186.5M | 57 | 0002085853-26-000019 |