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Sovereign Financial Group, Inc. — 13F Holdings & Portfolio

CIK 1846175 · latest 13F-HR filed 2026-07-24

Backtest portfolio

Sovereign Financial Group, Inc. manages $654.4M in 13F-reported U.S. long-equity assets across 386 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VEA (5.82%), VUG (5.07%), SPY (4.52%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 42 new positions, exited 20, added to 200, and trimmed 63.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
35 WEST BROAD STREET, SUITE 100
STAMFORD, CT 06902
Phone
(203) 883-6006
Filing Manager
Sovereign Financial Group, Inc.
STAMFORD, CT
Signatory
Chris Mortara
Chief Compliance Officer
Loading holdings…
AUM

$654.4M

Long-equity book

Holdings

386

Distinct positions

Period

2026-06-30

Filed 2026-07-24

Q/Q Activity

+42 / −20 / ↑200 / ↓63

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANGUARD INDEX FDS$5.7M +20.7%
  • ISHARES TR$5.2M +30.3%
  • INVESCO QQQ TR$5.0M +24.1%
  • MICRON TECHNOLOGY INC$4.8M +196.2%
  • VANGUARD TAX-MANAGED FDS$3.9M +11.5%
Show all 200 →

Top Trims

  • ISHARES TR-$1.1M -58.2%
  • UNITED STS OIL FD LP-$998.8K -57.1%
  • EXXON MOBIL CORP-$960.2K -26.0%
  • CHENIERE ENERGY INC-$854.0K -58.0%
  • RBB FD INC-$461.9K -8.8%
Show all 63 →

New Positions

  • DELL TECHNOLOGIES INC$1.1M
  • BLACKROCK ETF TRUST$941.8K
  • BLACKROCK ETF TRUST$630.1K
  • SANDISK CORP$516.1K
  • MARVELL TECHNOLOGY INC$498.4K
Show all 42 →

Exited Positions

  • ISHARES TR$1.0M
  • ISHARES TR$538.2K
  • HONEYWELL INTL INC$332.9K
  • SPROTT ETF TRUST$292.5K
  • GRANITESHARES PLATINUM TR$286.4K
Show all 20 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD TAX-MANAGED FDS VEA 921943858 $38.1M 5.82% 534,696 SH
2 VANGUARD INDEX FDS VUG 922908736 $33.1M 5.07% 384,778 SH
3 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $29.6M 4.52% 39,613 SH
4 VANGUARD INDEX FDS VTV 922908744 $26.2M 4.00% 120,194 SH
5 INVESCO QQQ TR QQQ 46090E103 $25.6M 3.91% 34,751 SH
6 ISHARES TR IVV 464287200 $22.3M 3.40% 29,712 SH
7 ALPHABET INC GOOG 02079K107 $20.7M 3.16% 58,564 SH
8 APPLE INC AAPL 037833100 $15.2M 2.33% 52,627 SH
9 VANGUARD INTL EQUITY INDEX F VWO 922042858 $14.2M 2.17% 237,510 SH
10 VANGUARD CHARLOTTE FDS BNDX 92203J407 $13.2M 2.02% 272,485 SH
11 ALPHABET INC GOOGL 02079K305 $13.0M 1.98% 36,264 SH
12 VANGUARD BD INDEX FDS BSV 921937827 $12.8M 1.96% 164,471 SH
13 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $11.4M 1.74% 140,213 SH
14 VANGUARD INDEX FDS VB 922908751 $10.0M 1.54% 33,141 SH
15 VANGUARD MALVERN FDS VTIP 922020805 $9.9M 1.52% 197,426 SH
16 NVIDIA CORPORATION NVDA 67066G104 $7.7M 1.18% 38,636 SH
17 VANGUARD BD INDEX FDS BIV 921937819 $7.4M 1.13% 96,221 SH
18 MICRON TECHNOLOGY INC MU 595112103 $7.2M 1.10% 6,256 SH
19 VANGUARD WHITEHALL FDS VYM 921946406 $7.1M 1.08% 44,791 SH
20 VANGUARD INDEX FDS VOO 922908363 $7.0M 1.07% 10,194 SH
21 ISHARES TR REZ 464288562 $6.9M 1.05% 72,683 SH
22 VANGUARD BD INDEX FDS BLV 921937793 $6.8M 1.04% 99,163 SH
23 VANGUARD SCOTTSDALE FDS VMBS 92206C771 $6.3M 0.97% 134,927 SH
24 MICROSOFT CORP MSFT 594918104 $5.2M 0.80% 13,983 SH
25 RBB FD INC TBIL 74933W452 $4.8M 0.73% 96,299 SH
26 AMAZON COM INC AMZN 023135106 $4.2M 0.64% 17,447 SH
27 APPLOVIN CORP APP 03831W108 $4.0M 0.60% 7,671 SH
28 ISHARES TR IUSG 464287671 $3.6M 0.56% 19,353 SH
29 ISHARES U S ETF TR NEAR 46431W507 $3.5M 0.53% 68,830 SH
30 ISHARES TR IUSB 46434V613 $3.3M 0.50% 70,913 SH
31 SOUTHERN CO SO 842587107 $3.1M 0.48% 32,652 SH
32 PIMCO ETF TR PYLD 72201R585 $3.1M 0.47% 115,903 SH
33 JPMORGAN CHASE & CO JPM 46625H100 $2.8M 0.43% 8,640 SH
34 MASTERCARD INCORPORATED MA 57636Q104 $2.8M 0.43% 5,500 SH
35 ISHARES TR IVW 464287309 $2.7M 0.42% 19,937 SH
36 EXXON MOBIL CORP XOM 30231G102 $2.7M 0.42% 19,961 SH
37 VANGUARD WORLD FD VGT 92204A702 $2.7M 0.41% 22,341 SH
38 DOMINOS PIZZA INC DPZ 25754A201 $2.6M 0.40% 8,745 SH
39 INVESCO EXCHANGE TRADED FD T PDP 46137V837 $2.5M 0.39% 16,767 SH
40 SPDR GOLD TR GLD 78463V107 $2.5M 0.39% 6,885 SH
41 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $2.5M 0.38% 43,907 SH
42 PROSHARES TR SSO 74347R107 $2.4M 0.37% 36,148 SH
43 BLACKROCK ETF TRUST DYNF 09290C103 $2.4M 0.37% 35,239 SH
44 UNITED PARCEL SVCS INC UPS 911312106 $2.4M 0.36% 22,039 SH
45 CATERPILLAR INC CAT 149123101 $2.3M 0.36% 2,196 SH
46 BROADCOM INC AVGO 11135F101 $2.3M 0.36% 6,158 SH
47 VANGUARD INDEX FDS VTI 922908769 $2.3M 0.35% 6,102 SH
48 ISHARES TR IGSB 464288646 $2.2M 0.34% 42,879 SH
49 ISHARES TR IWY 464289438 $2.2M 0.34% 7,664 SH
50 CONSOLIDATED EDISON INC ED 209115104 $2.2M 0.34% 20,019 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-24 $654.4M 386 0001951757-26-001052
2026-03-31 2026-04-17 $575.6M 365 0001951757-26-000644
2025-12-31 2026-01-07 $580.4M 349 0001951757-26-000029