BARNES PETTEY FINANCIAL ADVISORS, LLC — 13F Holdings & Portfolio
CIK 1908288 · latest 13F-HR filed 2026-07-28
BARNES PETTEY FINANCIAL ADVISORS, LLC manages $319.2M in 13F-reported U.S. long-equity assets across 175 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CGGR (12.60%), RDVY (5.04%), FBCG (4.90%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 21 new positions and exited 2; 108 existing positions rose in reported value and 21 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$319.2M
Long-equity book
Holdings
175
Distinct positions
Period
2026-06-30
Filed 2026-07-28
Q/Q Activity
+21 / −2 / ↑108 / ↓21
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26CGGR12.6% · +3%RDVY5.0% · +16%FBCG4.9% · +202%CGDV4.6% · +24%DFIV3.2% · +52%JMEE3.0% · +119%DIVO2.2% · +3%QQQ2.0% · +163%SCHD1.8% · +4%OAKM1.7% · +177%FMDE1.7% · +37%CGIE1.7% · +85%TMSL1.7% · +1538%VUG1.6% · +570%WMT1.6% · +0%VOO1.6% · +4%FENI1.5% · +14%CGUS1.4% · +3%NVDA1.3% · +0%IVV1.2% · -4%VTV1.2% · +26%VFMF1.1% · +36%BRK.B1.1% · +2%OUSM1.1% · +1%RJF1.1% · -1%FBND1.0% · +4%AIRR1.0% · +55%AAPL0.9% · +0%MSFT0.8% · -0%FESM0.8% · +301%PVAL0.8% · +313%FNY0.8% · +52%NEE0.8% · 0%LRGE0.7% · -5%CGMU0.7% · +79%GOOGL0.7% · +2%FVD0.7% · -24%VFLO0.7% · +7%JPM0.6% · 0%FTMH0.6% · +1%ARKK0.6% · +1%SGOV0.6% · +46%RLY0.6% · +9%RF0.5% · -0%SPSB0.5% · -1%JSCP0.5% · +68%CGIC0.5% · +29%HD0.5% · -1%MRK0.5% · 0%IWF0.5% · +299%RSG0.4% · 0%AMAT0.4% · 0%FYC0.4% · +124%CGXU0.4% · 0%DFAS0.4% · +9%AMZN0.4% · -0%ALL0.4% · 0%VPLS0.4% · +89%SPY0.3% · 0%BRIE0.3% · +375%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 41%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 20, 2026.
Assets Under Management
$1.31B
Discretionary
$1.24B
Employees
13
Accounts
3,303
Address
252 SUNFLOWER AVENUE
CLARKSDALE, MS 38614
CLARKSDALE, MS 38614
Phone
(662) 627-2225
Website
Mailing Address
P.O. BOX 1234, CLARKSDALE, MS, 38614
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ANDREW C YEE, LLC Control | MEMBER since Feb 2025 | 5–10% | Domestic Entity |
| BARNES PETTEY FINANCIAL ADVISORS OF GRENADA, LLC Control | MEMBER since Feb 2025 | 5–10% | Domestic Entity |
| BARNES WEALTH MANAGEMENT, LLC Control | MEMBER since Feb 2025 | 5–10% | Domestic Entity |
| CAPITAL MANAGEMENT OF OXFORD, LLC Control | MEMBER since Feb 2025 | 5–10% | Domestic Entity |
| DANIEL MYRICK WEALTH MANAGMENT, LLC Control | MEMBER since Feb 2025 | 5–10% | Domestic Entity |
| FRIEND FINANCIAL CONSULTING LLC Control | MEMBER since Feb 2025 | 5–10% | Domestic Entity |
| HOLMES PETTEY, INC. Control | MEMBER since Jan 2007 | 50–75% | Domestic Entity |
| JULIE FLOWERS, LLC Control | MEMBER since Feb 2025 | 5–10% | Domestic Entity |
| PETTEY, HOLMES, SHERARD Control | MANAGING MEMBER since Jan 2007 | Less than 5% | Individual |
| SMITH, GERALD, ARTHUR Control | MANAGING MEMBER since Jan 2019 | Less than 5% | Individual |
| BRODNICK, SUSAN, M | CHIEF COMPLIANCE OFFICER since Aug 2026 | Less than 5% | Individual |
| Barnes, Ryan, Haskins Control Indirect owner via BARNES WEALTH MANAGEMENT, LLC | MEMBER since Dec 2017 | 75% or more | Individual |
| DEVOE, RICHARD, LEE Control Indirect owner via CAPITAL MANAGEMENT OF OXFORD, LLC | MEMBER since Jul 2000 | 75% or more | Individual |
| FLOWERS, JULIE, KELLEY Control Indirect owner via JULIE FLOWERS, LLC | MEMBER since Jan 2024 | 75% or more | Individual |
| FRIEND, JOSEPH Control Indirect owner via FRIEND FINANCIAL CONSULTING LLC | MEMBER since Jan 2025 | 75% or more | Individual |
| Myrick, Daniel, Jackson Control Indirect owner via DANIEL MYRICK WEALTH MANAGMENT, LLC | MEMBER since Oct 2024 | 75% or more | Individual |
| PETTEY, HOLMES, SHERARD Control Indirect owner via HOLMES PETTEY, INC. | MANAGER since Jan 2007 | 75% or more | Individual |
| SMITH, GERALD, ARTHUR Control Indirect owner via BARNES PETTEY FINANCIAL ADVISORS OF GRENADA, LLC | MEMBER since Nov 2005 | 75% or more | Individual |
| YEE, ANDREW, CHI-YAN Control Indirect owner via ANDREW C YEE, LLC | MEMBER since Nov 2020 | 75% or more | Individual |
Ownership & leadership changes · 9 filings with changes since Feb 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 20, 2026 filing
- No longer listedFABIAN, CHRISTY, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jul 2025
- AddedBRODNICK, SUSAN, M · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 19, 2026 filing
- No longer listedBURGESS, JANEA, ALAINE · CLIENT SERVICES MANAGER · Less than 5% · control person · listed since Jan 2020
Jul 28, 2025 filing
- AddedFABIAN, CHRISTY, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedBURGESS, JANEA, ALAINE · title CHIEF COMPLIANCE OFFICER → CLIENT SERVICES MANAGER
Mar 27, 2025 filing
- No longer listedBARNES AND ASSOCIATES, INC. · MEMBER · 50–75% · control person · listed since Jan 2007
- No longer listedBARNES, DUDLEY, MCBEE · MANAGING MEMBER · Less than 5% · control person · listed since Jan 2007
- No longer listedBARNES, DUDLEY, MCBEE · MANAGING MEMBER · 75% or more · indirect via BARNES AND ASSOCIATES, INC. · control person · listed since Jan 2007
- AddedANDREW C YEE, LLC · MEMBER · 5–10% · control person
- AddedBARNES PETTEY FINANCIAL ADVISORS OF GRENADA, LLC · MEMBER · 5–10% · control person
- AddedBARNES WEALTH MANAGEMENT, LLC · MEMBER · 5–10% · control person
- AddedBarnes, Ryan, Haskins · MEMBER · 75% or more · indirect via BARNES WEALTH MANAGEMENT, LLC · control person
- AddedCAPITAL MANAGEMENT OF OXFORD, LLC · MEMBER · 5–10% · control person
- AddedDANIEL MYRICK WEALTH MANAGMENT, LLC · MEMBER · 5–10% · control person
- AddedDEVOE, RICHARD, LEE · MEMBER · 75% or more · indirect via CAPITAL MANAGEMENT OF OXFORD, LLC · control person
- AddedFLOWERS, JULIE, KELLEY · MEMBER · 75% or more · indirect via JULIE FLOWERS, LLC · control person
- AddedFRIEND FINANCIAL CONSULTING LLC · MEMBER · 5–10% · control person
- AddedFRIEND, JOSEPH · MEMBER · 75% or more · indirect via FRIEND FINANCIAL CONSULTING LLC · control person
- AddedJULIE FLOWERS, LLC · MEMBER · 5–10% · control person
- AddedMyrick, Daniel, Jackson · MEMBER · 75% or more · indirect via DANIEL MYRICK WEALTH MANAGMENT, LLC · control person
- AddedSMITH, GERALD, ARTHUR · MEMBER · 75% or more · indirect via BARNES PETTEY FINANCIAL ADVISORS OF GRENADA, LLC · control person
- AddedYEE, ANDREW, CHI-YAN · MEMBER · 75% or more · indirect via ANDREW C YEE, LLC · control person
Feb 24, 2020 filing
- AddedBURGESS, JANEA, ALAINE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedBARNES, DUDLEY, MCBEE · title CHIEF COMPLIANCE OFFICER / MANAGING MEMBER → MANAGING MEMBER
- ChangedBARNES, DUDLEY, MCBEE · indirect via BARNES AND ASSOCIATES, INC.: title MANAGER → MANAGING MEMBER
Mar 25, 2019 filing
- ChangedHOLMES PETTEY, INC. · ownership 75% or more → 50–75%
Mar 23, 2019 filing
- No longer listedFLOWERS, JULIE, KELLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2016
- Listed againSMITH, GERALD, ARTHUR · MANAGING MEMBER · Less than 5% · control person
- ChangedBARNES, DUDLEY, MCBEE · title MANAGING MEMBER → CHIEF COMPLIANCE OFFICER / MANAGING MEMBER
Mar 28, 2018 filing
- No longer listedCOFIELD, GLENN, WALTON · MEMBER · 50–75% · control person · listed since Jan 2007
- No longer listedSMITH, GERALD, ARTHUR · MEMBER · 25–50% · control person · listed since Jan 2006
- AddedBARNES AND ASSOCIATES, INC. · MEMBER · 50–75% · control person
- AddedBARNES, DUDLEY, MCBEE · MANAGER · 75% or more · indirect via BARNES AND ASSOCIATES, INC. · control person
- AddedHOLMES PETTEY, INC. · MEMBER · 75% or more · control person
- AddedPETTEY, HOLMES, SHERARD · MANAGER · 75% or more · indirect via HOLMES PETTEY, INC. · control person
- ChangedBARNES, DUDLEY, MCBEE · ownership 50–75% → Less than 5%
- ChangedPETTEY, HOLMES, SHERARD · ownership 50–75% → Less than 5%
Feb 17, 2016 filing
- AddedFLOWERS, JULIE, KELLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedBARNES, DUDLEY, MCBEE · title MANAGING MEMBER/CHIEF COMPLIANCE OFFICER → MANAGING MEMBER
Feb 29, 2012 filing (earliest on record)
- ListedBARNES, DUDLEY, MCBEE · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · 50–75% · control person
- ListedCOFIELD, GLENN, WALTON · MEMBER · 50–75% · control person
- ListedPETTEY, HOLMES, SHERARD · MANAGING MEMBER · 50–75% · control person
- ListedSMITH, GERALD, ARTHUR · MEMBER · 25–50% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- FIDELITY COVINGTON TRUST$11.5M +273.9%
- CAPITAL GROUP GROWTH ETF$7.1M +21.3%
- J P MORGAN EXCHANGE TRADED F$5.9M +156.2%
- T ROWE PRICE ETF INC$5.0M +1859.0%
- FIRST TR EXCHANGE-TRADED FD$4.5M +38.3%
Top Trims
- FIRST TR EXCHANGE TRADED FD-$599.7K -22.2%
- WALMART INC-$472.0K -8.4%
- EXXON MOBIL CORP-$235.4K -19.4%
- CHEVRON CORP NEW-$162.3K -26.4%
- SPDR SER TR-$149.9K -18.2%
New Positions
- TORTOISE CAPITAL SERIES TRUS$642.5K
- ADVANCED MICRO DEVICES INC$539.7K
- MICRON TECHNOLOGY INC$465.2K
- ISHARES TR$450.2K
- VANGUARD SCOTTSDALE FDS$428.6K
BARNES PETTEY FINANCIAL ADVISORS, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $40.2M | 12.60% | 852,025 | SH |
| 2 | FIRST TR EXCHANGE-TRADED FD | RDVY | 33738R506 | $16.1M | 5.04% | 198,532 | SH |
| 3 | FIDELITY COVINGTON TRUST | FBCG | 316092352 | $15.6M | 4.90% | 251,678 | SH |
| 4 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $14.5M | 4.55% | 294,784 | SH |
| 5 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $10.1M | 3.18% | 187,707 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JMEE | 46641Q118 | $9.7M | 3.04% | 124,441 | SH |
| 7 | AMPLIFY ETF TR | DIVO | 032108409 | $7.0M | 2.20% | 153,830 | SH |
| 8 | INVESCO QQQ TR | QQQ | 46090E103 | $6.3M | 1.96% | 8,511 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $5.8M | 1.81% | 182,438 | SH |
| 10 | HARRIS OAKMARK ETF TRUST | OAKM | 41456U106 | $5.5M | 1.73% | 195,673 | SH |
| 11 | FIDELITY COVINGTON TRUST | FMDE | 31609A503 | $5.4M | 1.68% | 132,122 | SH |
| 12 | CAPITAL GROUP INTERNATIONAL | CGIE | 14021M107 | $5.3M | 1.67% | 145,250 | SH |
| 13 | T ROWE PRICE ETF INC | TMSL | 87283Q826 | $5.3M | 1.66% | 120,494 | SH |
| 14 | VANGUARD INDEX FDS | VUG | 922908736 | $5.2M | 1.63% | 60,356 | SH |
| 15 | WALMART INC | WMT | 931142103 | $5.1M | 1.61% | 45,316 | SH |
| 16 | VANGUARD INDEX FDS | VOO | 922908363 | $5.1M | 1.60% | 7,444 | SH |
| 17 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $4.8M | 1.49% | 118,908 | SH |
| 18 | CAPITAL GROUP CORE EQUITY ET | CGUS | 14020V108 | $4.4M | 1.38% | 99,284 | SH |
| 19 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.2M | 1.33% | 21,209 | SH |
| 20 | ISHARES TR | IVV | 464287200 | $3.8M | 1.18% | 5,040 | SH |
| 21 | VANGUARD INDEX FDS | VTV | 922908744 | $3.7M | 1.16% | 17,004 | SH |
| 22 | VANGUARD WELLINGTON FD | VFMF | 921935607 | $3.6M | 1.13% | 20,336 | SH |
| 23 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $3.4M | 1.06% | 6,771 | SH |
| 24 | ALPS ETF TR | OUSM | 00162Q395 | $3.4M | 1.06% | 71,173 | SH |
| 25 | RAYMOND JAMES FINL INC | RJF | 754730109 | $3.4M | 1.05% | 22,095 | SH |
| 26 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $3.3M | 1.03% | 72,384 | SH |
| 27 | FIRST TR EXCHANGE TRADED FD | AIRR | 33738R704 | $3.2M | 1.00% | 24,019 | SH |
| 28 | APPLE INC | AAPL | 037833100 | $2.8M | 0.89% | 9,807 | SH |
| 29 | MICROSOFT CORP | MSFT | 594918104 | $2.6M | 0.82% | 7,003 | SH |
| 30 | FIDELITY COVINGTON TRUST | FESM | 31609A206 | $2.6M | 0.82% | 53,961 | SH |
| 31 | PUTNAM ETF TRUST | PVAL | 746729300 | $2.6M | 0.80% | 50,180 | SH |
| 32 | FIRST TR EXCHANGE-TRADED ALP | FNY | 33737M102 | $2.4M | 0.75% | 21,630 | SH |
| 33 | NEXTERA ENERGY INC | NEE | 65339F101 | $2.4M | 0.75% | 27,283 | SH |
| 34 | LEGG MASON ETF INVT | LRGE | 524682200 | $2.4M | 0.75% | 27,861 | SH |
| 35 | CAPITAL GRP FIXED INCM ETF T | CGMU | 14020Y201 | $2.2M | 0.70% | 81,293 | SH |
| 36 | ALPHABET INC | GOOGL | 02079K305 | $2.2M | 0.70% | 6,230 | SH |
| 37 | FIRST TR EXCHANGE TRADED FD | FVD | 33734H106 | $2.1M | 0.66% | 43,558 | SH |
| 38 | VICTORY PORTFOLIOS II | VFLO | 92647X830 | $2.1M | 0.66% | 45,811 | SH |
| 39 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.0M | 0.63% | 6,155 | SH |
| 40 | PUTNAM ETF TRUST | FTMH | 746729789 | $2.0M | 0.63% | 169,118 | SH |
| 41 | ARK ETF TR | ARKK | 00214Q104 | $2.0M | 0.62% | 24,441 | SH |
| 42 | ISHARES TR | SGOV | 46436E718 | $1.9M | 0.59% | 18,601 | SH |
| 43 | SSGA ACTIVE ETF TR | RLY | 78467V103 | $1.8M | 0.56% | 51,623 | SH |
| 44 | REGIONS FINANCIAL CORP NEW | RF | 7591EP100 | $1.7M | 0.54% | 56,583 | SH |
| 45 | SPDR SER TR | SPSB | 78464A474 | $1.7M | 0.53% | 55,883 | SH |
| 46 | J P MORGAN EXCHANGE TRADED F | JSCP | 46641Q274 | $1.7M | 0.52% | 35,391 | SH |
| 47 | CAPITAL GROUP INTERNATIONAL | CGIC | 14021T102 | $1.6M | 0.51% | 44,471 | SH |
| 48 | HOME DEPOT INC | HD | 437076102 | $1.5M | 0.47% | 4,275 | SH |
| 49 | MERCK & CO INC | MRK | 58933Y105 | $1.5M | 0.47% | 11,611 | SH |
| 50 | ISHARES TR | IWF | 464287614 | $1.5M | 0.46% | 11,808 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-28 | $319.2M | 175 | 0001765380-26-000230 |
| 2026-03-31 | 2026-04-24 | $229.4M | 156 | 0001765380-26-000124 |
| 2025-12-31 | 2026-01-30 | $202.3M | 143 | 0001765380-26-000058 |
Filer Information
Address
252 SUNFLOWER AVENUECLARKSDALE, MS 38614
Phone
(662) 627-2225
Filing Manager
BARNES PETTEY FINANCIAL ADVISORS, LLC
CLARKSDALE, MS
Signatory
Christy Fabian
Chief Compliance Officer