Investments & Financial Planning, LLC — 13F Holdings & Portfolio
CIK 1909307 · latest 13F-HR filed 2026-08-13
Investments & Financial Planning, LLC manages $211.2M in 13F-reported U.S. long-equity assets across 40 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VB (21.46%), SPYG (20.79%), IJH (14.92%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions, exited 1, added to 26, and trimmed 3.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 7104
LEXINGTON, KY 40509
$211.2M
Long-equity book
40
Distinct positions
2026-06-30
Filed 2026-08-13
+5 / −1 / ↑26 / ↓3
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$8.2M +22.9%
- VANGUARD INDEX FDS$6.4M +16.4%
- ISHARES TR$4.1M +14.9%
- VANGUARD INDEX FDS$2.3M +13.8%
- CAPITAL GROUP GROWTH ETF$2.1M +20.1%
Top Trims
- VANGUARD SCOTTSDALE FDS-$893.6K -8.3%
- STOCK YDS BANCORP INC-$147.9K -22.3%
- VANGUARD WHITEHALL FDS-$68.9K -17.3%
New Positions
- MICRON TECHNOLOGY INC$307.0K
- TAIWAN SEMICONDUCTOR MANUFAC$238.8K
- SPDR INDEX SHS FDS$204.5K
- CASEYS GEN STORES INC$203.3K
- ALPHABET INC$203.3K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VB | 922908751 | $45.3M | 21.46% | 149,530 | SH |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | $43.9M | 20.79% | 369,041 | SH |
| 3 | ISHARES TR | IJH | 464287507 | $31.5M | 14.92% | 408,629 | SH |
| 4 | VANGUARD INDEX FDS | VO | 922908629 | $18.9M | 8.96% | 234,793 | SH |
| 5 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $12.4M | 5.85% | 261,680 | SH |
| 6 | ISHARES INC | URTH | 464286392 | $11.6M | 5.50% | 57,341 | SH |
| 7 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $9.9M | 4.68% | 125,029 | SH |
| 8 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $8.4M | 3.96% | 53,265 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.0M | 2.35% | 24,848 | SH |
| 10 | VANGUARD BD INDEX FDS | BIV | 921937819 | $4.1M | 1.94% | 53,474 | SH |
| 11 | ISHARES TR | SHYG | 46434V407 | $3.1M | 1.48% | 73,848 | SH |
| 12 | TESLA INC | TSLA | 88160R101 | $2.4M | 1.12% | 5,634 | SH |
| 13 | VANGUARD INDEX FDS | VUG | 922908736 | $1.8M | 0.87% | 21,440 | SH |
| 14 | ISHARES TR | MUB | 464288414 | $1.0M | 0.49% | 9,642 | SH |
| 15 | VANGUARD INDEX FDS | VTV | 922908744 | $1.0M | 0.48% | 4,644 | SH |
| 16 | SPDR SERIES TRUST | SPYM | 78464A854 | $833.3K | 0.39% | 9,482 | SH |
| 17 | MICROSOFT CORP | MSFT | 594918104 | $729.2K | 0.35% | 1,955 | SH |
| 18 | APPLE INC | AAPL | 037833100 | $695.6K | 0.33% | 2,404 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $687.4K | 0.33% | 19,748 | SH |
| 20 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $675.9K | 0.32% | 13,955 | SH |
| 21 | SPDR SERIES TRUST | SPYV | 78464A508 | $612.0K | 0.29% | 10,067 | SH |
| 22 | VANGUARD INDEX FDS | VOE | 922908512 | $528.3K | 0.25% | 2,674 | SH |
| 23 | STOCK YDS BANCORP INC | SYBT | 861025104 | $513.8K | 0.24% | 6,719 | SH |
| 24 | AMAZON COM INC | AMZN | 023135106 | $489.3K | 0.23% | 2,053 | SH |
| 25 | ISHARES TR | SUB | 464288158 | $479.1K | 0.23% | 4,499 | SH |
| 26 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $450.0K | 0.21% | 13,299 | SH |
| 27 | VANGUARD INDEX FDS | VBR | 922908611 | $447.0K | 0.21% | 1,840 | SH |
| 28 | SPDR SERIES TRUST | SPAB | 78464A649 | $433.5K | 0.21% | 16,988 | SH |
| 29 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $414.8K | 0.20% | 8,231 | SH |
| 30 | ISHARES TR | LQD | 464287242 | $371.9K | 0.18% | 3,410 | SH |
| 31 | VANGUARD WHITEHALL FDS | VWOB | 921946885 | $329.5K | 0.16% | 4,900 | SH |
| 32 | MICRON TECHNOLOGY INC | MU | 595112103 | $307.0K | 0.15% | 266 | SH |
| 33 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $282.5K | 0.13% | 3,965 | SH |
| 34 | ASML HLDG NV | ASML | N07059210 | $251.7K | 0.12% | 127 | SH |
| 35 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $238.8K | 0.11% | 500 | SH |
| 36 | BOEING CO | BA | 097023105 | $228.6K | 0.11% | 1,056 | SH |
| 37 | SPDR SERIES TRUST | JNK | 78468R622 | $222.7K | 0.11% | 2,311 | SH |
| 38 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $204.5K | 0.10% | 3,949 | SH |
| 39 | CASEYS GEN STORES INC | CASY | 147528103 | $203.3K | 0.10% | 256 | SH |
| 40 | ALPHABET INC | GOOGL | 02079K305 | $203.3K | 0.10% | 569 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-13 | $211.2M | 40 | 0001909307-26-000007 |
| 2026-03-31 | 2026-05-11 | $183.7M | 36 | 0001909307-26-000005 |
| 2025-12-31 | 2026-02-23 | $186.3M | 37 | 0001909307-26-000002 |
| 2025-09-30 | 2025-11-13 | $185.1M | 37 | 0001909307-25-000013 |