Investments & Financial Planning, LLC — 13F Holdings & Portfolio
CIK 1909307 · latest 13F-HR filed 2026-05-11
Investments & Financial Planning, LLC manages $183.7M in 13F-reported U.S. long-equity assets across 36 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are VB (21.21%), SPYG (19.45%), IJH (14.94%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 3 new positions, exited 4, added to 4, and trimmed 11.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$183.7M
Long-equity book
36
Distinct positions
2026-03-31
Filed 2026-05-11
+3 / −4 / ↑4 / ↓11
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD BD INDEX FDS$595.0K +16.6%
- ISHARES TR$480.6K +18.9%
- MICROSOFT CORP$364.1K +119.0%
- SCHWAB STRATEGIC TR$64.6K +12.4%
Top Trims
- SPDR SERIES TRUST-$2.6M -6.9%
- CAPITAL GROUP GROWTH ETF-$853.4K -7.7%
- TESLA INC-$424.0K -17.0%
- VANGUARD CHARLOTTE FDS-$235.9K -25.0%
- APPLE INC-$206.6K -25.5%
New Positions
- STOCK YDS BANCORP INC$661.7K
- VANGUARD TAX-MANAGED FDS$253.3K
- ASML HLDG NV$205.4K
Exited Positions
- ALPHABET INC$221.2K
- DISNEY WALT CO$219.7K
- UNITEDHEALTH GROUP INC$212.0K
- SPDR INDEX SHS FDS$203.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VB | 922908751 | $39.0M | 21.21% | 148,729 | SH |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | $35.7M | 19.45% | 364,883 | SH |
| 3 | ISHARES TR | IJH | 464287507 | $27.4M | 14.94% | 406,262 | SH |
| 4 | VANGUARD INDEX FDS | VO | 922908629 | $16.6M | 9.05% | 57,866 | SH |
| 5 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $10.8M | 5.87% | 135,922 | SH |
| 6 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $10.3M | 5.60% | 255,784 | SH |
| 7 | ISHARES INC | URTH | 464286392 | $10.1M | 5.47% | 55,849 | SH |
| 8 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $7.4M | 4.02% | 53,409 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.3M | 2.36% | 24,807 | SH |
| 10 | VANGUARD BD INDEX FDS | BIV | 921937819 | $4.2M | 2.27% | 54,052 | SH |
| 11 | ISHARES TR | SHYG | 46434V407 | $3.0M | 1.65% | 71,535 | SH |
| 12 | TESLA INC | TSLA | 88160R101 | $2.1M | 1.13% | 5,582 | SH |
| 13 | VANGUARD INDEX FDS | VUG | 922908736 | $1.6M | 0.85% | 3,569 | SH |
| 14 | ISHARES TR | MUB | 464288414 | $960.7K | 0.52% | 9,051 | SH |
| 15 | VANGUARD INDEX FDS | VTV | 922908744 | $907.5K | 0.49% | 4,625 | SH |
| 16 | SPDR SERIES TRUST | SPYM | 78464A854 | $746.4K | 0.41% | 9,752 | SH |
| 17 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $707.0K | 0.38% | 14,715 | SH |
| 18 | MICROSOFT CORP | MSFT | 594918104 | $670.2K | 0.36% | 1,810 | SH |
| 19 | STOCK YDS BANCORP INC | SYBT | 861025104 | $661.7K | 0.36% | 9,982 | SH |
| 20 | APPLE INC | AAPL | 037833100 | $602.4K | 0.33% | 2,374 | SH |
| 21 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $586.1K | 0.32% | 19,216 | SH |
| 22 | SPDR SERIES TRUST | SPYV | 78464A508 | $578.1K | 0.31% | 10,217 | SH |
| 23 | VANGUARD INDEX FDS | VOE | 922908512 | $491.0K | 0.27% | 2,664 | SH |
| 24 | SPDR SERIES TRUST | SPAB | 78464A649 | $456.1K | 0.25% | 17,801 | SH |
| 25 | AMAZON COM INC | AMZN | 023135106 | $431.7K | 0.24% | 2,073 | SH |
| 26 | ISHARES TR | SUB | 464288158 | $422.1K | 0.23% | 3,964 | SH |
| 27 | VANGUARD INDEX FDS | VBR | 922908611 | $399.4K | 0.22% | 1,839 | SH |
| 28 | VANGUARD WHITEHALL FDS | VWOB | 921946885 | $398.4K | 0.22% | 6,064 | SH |
| 29 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $390.1K | 0.21% | 13,391 | SH |
| 30 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $387.8K | 0.21% | 8,495 | SH |
| 31 | ISHARES TR | LQD | 464287242 | $374.9K | 0.20% | 3,440 | SH |
| 32 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $253.3K | 0.14% | 3,953 | SH |
| 33 | SCHWAB CHARLES CORP | SCHW | 808513105 | $236.0K | 0.13% | 2,511 | SH |
| 34 | SPDR SERIES TRUST | JNK | 78468R622 | $219.7K | 0.12% | 2,295 | SH |
| 35 | BOEING CO | BA | 097023105 | $210.2K | 0.11% | 1,056 | SH |
| 36 | ASML HLDG NV | ASML | N07059210 | $205.4K | 0.11% | 156 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-11 | $183.7M | 36 | 0001909307-26-000005 |
| 2025-12-31 | 2026-02-23 | $186.3M | 37 | 0001909307-26-000002 |
| 2025-09-30 | 2025-11-13 | $185.1M | 37 | 0001909307-25-000013 |