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Spinnaker Investment Group, LLC — 13F Holdings & Portfolio

CIK 1911067 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Spinnaker Investment Group, LLC manages $634.6M in 13F-reported U.S. long-equity assets across 177 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are DFAU (21.74%), SCHD (9.91%), DGRW (9.80%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 16 new positions and exited 18; 42 existing positions rose in reported value and 58 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$634.6M

Long-equity book

Holdings
177

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+16 / −18 / ↑42 / ↓58

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
DFAU21.7% · -0%SCHD9.9% · -0%DGRW9.8% · -0%DFAI8.2% · -1%CGCB4.4% · -3%JPLD3.1% · +44%MSFT3.0% · -1%BRK.A2.7% · 0%SCHM2.5% · -2%AAPL2.4% · -3%DFAS2.3% · -0%SCHB2.3% · -2%TBIL1.5% · +29%NVDA1.1% · -0%STOT1.1% · -49%IALT1.0% · +57%AVGO0.9% · +2%BRK.B0.9% · -0%SPY0.7% · +2%XLV0.7% · +18%VTI0.7% · -4%XBIL0.7% · -0%MLPX0.5% · +42%MUB0.5% · +11%DFAW0.5% · -5%OPPE0.4% · +7%XAR0.4% · +5%QDPL0.4% · -0%IVV0.4% · +15%AMZN0.4% · +4%FLXR0.3% · +10%VIG0.3% · -2%VUG0.3% · -1%OBIL0.3% · newXLU0.3% · +7%JNJ0.3% · -4%SCHA0.3% · -2%SPCX0.3% · newJPM0.3% · -1%CMF0.3% · +24%JEPI0.3% · -4%XLE0.3% · +7%VOO0.3% · +19%GDE0.2% · -1%DFAX0.2% · -5%BPRE0.2% · -14%GOOGL0.2% · -9%CGMU0.2% · +9%SCHF0.2% · -5%SCHY0.2% · 0%VEA0.2% · +10%GOOG0.2% · +3%IUSB0.2% · +37%LDRT0.2% · -19%VAW0.2% · +15%AMGN0.2% · -3%AMAT0.2% · -4%VFLO0.2% · -4%XLSR0.2% · +6%OPPJ0.1% · +20%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 67.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 2, 2026.

Assets Under Management
$1.07B
Discretionary
$1.01B
Employees
11
Accounts
2,337
Address
4100 MACARTHUR BLVD.
SUITE 120
NEWPORT BEACH, CA 92660
Phone
(949) 396-6700
Website
Name Title / Status Ownership Type
CHRISTEN, MORGAN, ROBERT ControlCHIEF COMPLIANCE OFFICER AND MANAGING MEMBER
since May 2016
Less than 5%Individual
KRONGOLD, ANDREW, LAWRENCE ControlMEMBER, CFO
since Oct 2019
Less than 5%Individual
STAPLETON, JOSEPH, MUIR ControlMANAGING MEMBER
since May 2016
Less than 5%Individual
KRONGOLD TRUSTTRUSTEE
since May 2018
25–50%Domestic Entity
MORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUSTTRUSTEE
since Apr 2013
25–50%Domestic Entity
THE JOSEPH M STAPLETON TRUSTTRUSTEE
since Oct 2016
25–50%Domestic Entity
CHRISTEN, MORGAN, ROBERT Control
Indirect owner via MORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUST
TRUSTEE
since Apr 2013
50–75%Individual
KRONGOLD, ANDREW, LAWRENCE Control
Indirect owner via KRONGOLD TRUST
TRUSTEE
since May 2018
50–75%Individual
STAPLETON, JOSEPH, MUIR Control
Indirect owner via THE JOSEPH M STAPLETON TRUST
TRUSTEE
since Oct 2016
75% or moreIndividual
CHRISTEN, TRICIA
Indirect owner via MORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUST
TRUSTEE
since Apr 2013
50–75%Individual
KRONGOLD, BRITTNEY
Indirect owner via KRONGOLD TRUST
TRUSTEE
since May 2018
50–75%Individual
Ownership & leadership changes · 5 filings with changes since Apr 4, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 2, 2023 filing
  • No longer listedSTAPLETON, SARAH · TRUSTEE · 50–75% · indirect via THE JOSEPH M STAPLETON TRUST · listed since Oct 2016
  • ChangedSTAPLETON, JOSEPH, MUIR · indirect via THE JOSEPH M STAPLETON TRUST: ownership 50–75% → 75% or more
Mar 24, 2022 filing
  • No longer listedJOSEPH AND SARAH STAPLETON LIVING TRUST · TRUSTEE · 25–50% · listed since Oct 2016
  • No longer listedSTAPLETON, JOSEPH, MUIR · TRUSTEE · 50–75% · indirect via JOSEPH AND SARAH STAPLETON LIVING TRUST · control person · listed since Oct 2016
  • No longer listedSTAPLETON, SARAH · TRUSTEE · 50–75% · indirect via JOSEPH AND SARAH STAPLETON LIVING TRUST · listed since Oct 2016
  • AddedSTAPLETON, JOSEPH, MUIR · TRUSTEE · 50–75% · indirect via THE JOSEPH M STAPLETON TRUST · control person
  • AddedSTAPLETON, SARAH · TRUSTEE · 50–75% · indirect via THE JOSEPH M STAPLETON TRUST
  • AddedTHE JOSEPH M STAPLETON TRUST · TRUSTEE · 25–50%
Mar 5, 2021 filing
  • ChangedKRONGOLD, ANDREW, LAWRENCE · title MEMBER → MEMBER, CFO
Mar 13, 2020 filing
  • AddedCHRISTEN, MORGAN, ROBERT · TRUSTEE · 50–75% · indirect via MORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUST · control person
  • AddedCHRISTEN, TRICIA · TRUSTEE · 50–75% · indirect via MORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUST
  • AddedJOSEPH AND SARAH STAPLETON LIVING TRUST · TRUSTEE · 25–50%
  • AddedKRONGOLD TRUST · TRUSTEE · 25–50%
  • AddedKRONGOLD, ANDREW, LAWRENCE · MEMBER · Less than 5% · control person
  • AddedKRONGOLD, ANDREW, LAWRENCE · TRUSTEE · 50–75% · indirect via KRONGOLD TRUST · control person
  • AddedKRONGOLD, BRITTNEY · TRUSTEE · 50–75% · indirect via KRONGOLD TRUST
  • AddedMORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUST · TRUSTEE · 25–50%
  • AddedSTAPLETON, JOSEPH, MUIR · TRUSTEE · 50–75% · indirect via JOSEPH AND SARAH STAPLETON LIVING TRUST · control person
  • AddedSTAPLETON, SARAH · TRUSTEE · 50–75% · indirect via JOSEPH AND SARAH STAPLETON LIVING TRUST
  • ChangedCHRISTEN, MORGAN, ROBERT · ownership 50–75% → Less than 5%
  • ChangedSTAPLETON, JOSEPH, MUIR · ownership 50–75% → Less than 5%
May 6, 2016 filing
  • No longer listedBERNSTEIN, DANIEL, ADAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2016
  • No longer listedINTERIM HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person · listed since Apr 2016
  • AddedCHRISTEN, MORGAN, ROBERT · CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER · 50–75% · control person
  • AddedSTAPLETON, JOSEPH, MUIR · MANAGING MEMBER · 50–75% · control person
Apr 4, 2016 filing (earliest on record)
  • ListedBERNSTEIN, DANIEL, ADAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedINTERIM HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Spinnaker Investment Group, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFAU 25434V104 $138.0M 21.74% 2,634,989 SH
2 SCHWAB STRATEGIC TR SCHD 808524797 $62.9M 9.91% 1,932,693 SH
3 WISDOMTREE TR DGRW 97717X669 $62.2M 9.80% 639,351 SH
4 DIMENSIONAL ETF TRUST DFAI 25434V203 $52.0M 8.19% 1,254,226 SH
5 CAPITAL GRP FIXED INCM ETF T CGCB 14020Y508 $28.1M 4.42% 1,122,974 SH
6 J P MORGAN EXCHANGE TRADED F JPLD 46654Q773 $19.9M 3.14% 387,951 SH
7 MICROSOFT CORP MSFT 594918104 $18.9M 2.99% 36,942 SH
8 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $17.2M 2.71% 23 SH
9 SCHWAB STRATEGIC TR SCHM 808524508 $15.8M 2.49% 465,014 SH
10 APPLE INC AAPL 037833100 $15.1M 2.38% 45,382 SH
11 DIMENSIONAL ETF TRUST DFAS 25434V500 $14.8M 2.33% 191,362 SH
12 SCHWAB STRATEGIC TR SCHB 808524102 $14.8M 2.33% 504,020 SH
13 RBB FD INC TBIL 74933W452 $9.6M 1.52% 193,408 SH
14 NVIDIA CORPORATION NVDA 67066G104 $7.0M 1.11% 30,853 SH
15 SSGA ACTIVE TR STOT 78470P200 $7.0M 1.10% 150,549 SH
16 BLACKROCK ETF TRUST IALT 09290C665 $6.1M 0.96% 204,726 SH
17 BROADCOM INC AVGO 11135F101 $5.6M 0.88% 15,884 SH
18 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $5.5M 0.86% 10,964 SH
19 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.7M 0.74% 6,125 SH
20 SELECT SECTOR SPDR TR XLV 81369Y209 $4.7M 0.73% 27,682 SH
21 VANGUARD INDEX FDS VTI 922908769 $4.6M 0.73% 12,359 SH
22 RBB FD INC XBIL 74933W460 $4.3M 0.68% 86,408 SH
23 GLOBAL X FDS MLPX 37954Y293 $3.1M 0.49% 44,971 SH
24 ISHARES TR MUB 464288414 $3.1M 0.49% 30,849 SH
25 DIMENSIONAL ETF TRUST DFAW 25434V617 $3.0M 0.48% 36,942 SH
26 WISDOMTREE TR OPPE 97717X552 $2.7M 0.43% 47,733 SH
27 SPDR SERIES TRUST XAR 78464A631 $2.7M 0.43% 11,829 SH
28 PACER FDS TR QDPL 69374H436 $2.7M 0.42% 58,367 SH
29 ISHARES TR IVV 464287200 $2.5M 0.40% 3,308 SH
30 AMAZON COM INC AMZN 023135106 $2.5M 0.40% 10,088 SH
31 TCW ETF TRUST FLXR 29287L700 $2.2M 0.35% 57,760 SH
32 VANGUARD SPECIALIZED FUNDS VIG 921908844 $2.1M 0.34% 9,189 SH
33 VANGUARD INDEX FDS VUG 922908736 $2.0M 0.32% 22,267 SH
34 RBB FD INC OBIL 74933W478 $2.0M 0.31% 39,847 SH
35 SELECT SECTOR SPDR TR XLU 81369Y886 $1.9M 0.30% 47,512 SH
36 JOHNSON & JOHNSON JNJ 478160104 $1.9M 0.29% 7,022 SH
37 SCHWAB STRATEGIC TR SCHA 808524607 $1.8M 0.28% 55,360 SH
38 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $1.8M 0.28% 11,829 SH
39 JPMORGAN CHASE & CO JPM 46625H100 $1.8M 0.28% 5,327 SH
40 ISHARES TR CMF 464288356 $1.7M 0.27% 31,290 SH
41 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $1.7M 0.26% 29,700 SH
42 SELECT SECTOR SPDR TR XLE 81369Y506 $1.6M 0.25% 25,987 SH
43 VANGUARD INDEX FDS VOO 922908363 $1.6M 0.25% 2,273 SH
44 WISDOMTREE TR GDE 97717Y568 $1.6M 0.24% 24,347 SH
45 DIMENSIONAL ETF TRUST DFAX 25434V880 $1.5M 0.24% 41,455 SH
46 BLUEROCK PVT REAL ESTATE FD BPRE 09631P102 $1.5M 0.24% 121,942 SH
47 ALPHABET INC GOOGL 02079K305 $1.5M 0.23% 4,313 SH
48 CAPITAL GRP FIXED INCM ETF T CGMU 14020Y201 $1.4M 0.22% 53,067 SH
49 SCHWAB STRATEGIC TR SCHF 808524805 $1.3M 0.20% 46,544 SH
50 SCHWAB STRATEGIC TR SCHY 808524672 $1.3M 0.20% 40,389 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $634.6M 177 0001911067-26-000005
2026-06-30 2026-07-10 $624.1M 179 0001911067-26-000003
2026-03-31 2026-04-08 $491.0M 147 0001911067-26-000002
2025-12-31 2026-01-12 $551.4M 170 0001911067-26-000001
Filer Information
Address
4100 MACARTHUR BLVD. SUITE 120
NEWPORT BEACH, CA 92660
Phone
(949) 396-6703
Filing Manager
Spinnaker Investment Group, LLC
Newport Beach, CA
Signatory
Morgan Christen
CEO