Top Institutional Investors

SFI Advisors, LLC — 13F Holdings & Portfolio

CIK 1911308 · latest 13F-HR filed 2026-10-30

Backtest portfolio

SFI Advisors, LLC manages $121.5M in 13F-reported U.S. long-equity assets across 65 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VPX (8.25%), AAPL (7.59%), AIS (4.84%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 11 new positions and exited 1; 15 existing positions rose in reported value and 22 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$121.5M

Long-equity book

Holdings
65

Distinct positions

Period
2026-09-30

Filed 2026-10-30

Q/Q Activity
+11 / −1 / ↑15 / ↓22

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VPX8.2% · +4%AAPL7.6% · 0%AIS4.8% · -1%CIBR4.5% · -0%BOXX4.4% · +55%FXO3.5% · -0%IVE3.3% · -2%IAI3.2% · -0%BIL3.2% · -18%FCLD3.2% · -2%FBT3.1% · -1%IGV3.1% · -1%FDN3.1% · -1%SMH3.0% · +2%PTH2.8% · -0%AIA2.6% · -0%XTL2.5% · -5%FDIS2.4% · -0%FPXI2.1% · -0%IBUY2.0% · -1%FXH1.7% · -0%PAVE1.7% · -0%COWZ1.6% · -1%FTXN1.4% · -0%IYK1.4% · -1%IQLT1.4% · -0%XAR1.3% · -0%MXF1.3% · -2%XSMO1.0% · -7%FDT0.9% · 0%AIQ0.9% · -1%IPO0.9% · -1%IVV0.9% · 0%XLE0.8% · newXSD0.7% · -4%XSOE0.7% · -2%FEMS0.6% · -0%CCEL0.6% · 0%IWC0.5% · -9%UBER0.5% · newPSI0.5% · 0%IAU0.4% · newZIM0.4% · newSNAP0.4% · newCOPX0.4% · +6%GDX0.3% · newNFLX0.3% · 0%FIW0.3% · -1%EFAD0.3% · newEWW0.3% · -5%QQQ0.3% · -19%EWZ0.2% · newMRK0.2% · 0%ORCL0.2% · +12%INFL0.2% · +0%XOM0.2% · +0%SIMS0.2% · 0%PNC0.2% · 0%VOD0.2% · 0%ILF0.2% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 46%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 30, 2026.

Assets Under Management
$176.0M
Discretionary
$176.0M
Employees
12
Accounts
336
Address
79 MIDLAND AVE.
MONTCLAIR, NJ 07042
Phone
(973) 744-1014
Website
Name Title / Status Ownership Type
SAMPERS, JOHN, HENRY ControlMANAGING MEMBER/CHIEF COMPLIANCE OFFICER
since Apr 2009
50–75%Individual
Ownership & leadership changes · 3 filings with changes since Mar 28, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 19, 2026 filing
  • No longer listedSAMPERS, CHRISTOPHER, ROBERT · MEMBER · 50–75% · control person · listed since Apr 2009
Jun 26, 2020 filing
  • No longer listedGOODMAN, PETER, ELLIOTT · MEMBER · 25–50% · control person · listed since Apr 2009
  • ChangedSAMPERS, CHRISTOPHER, ROBERT · ownership 25–50% → 50–75%
  • ChangedSAMPERS, JOHN, HENRY · ownership 25–50% → 50–75%
Apr 6, 2017 filing
  • ChangedGOODMAN, PETER, ELLIOTT · title DIRECTOR → MEMBER
  • ChangedSAMPERS, CHRISTOPHER, ROBERT · title DIRECTOR → MEMBER
  • ChangedSAMPERS, JOHN, HENRY · title MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER → MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
Mar 28, 2017 filing (earliest on record)
  • ListedGOODMAN, PETER, ELLIOTT · DIRECTOR · 25–50% · control person
  • ListedSAMPERS, CHRISTOPHER, ROBERT · DIRECTOR · 25–50% · control person
  • ListedSAMPERS, JOHN, HENRY · MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 15 →

Top Trims

Show all 22 →

New Positions

Show all 11 →

Exited Positions

Show all 1 →

SFI Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 EA SERIES TRUST VPX 02072Q267 $10.0M 8.25% 322,705 SH
2 APPLE INC AAPL 037833100 $9.2M 7.59% 27,712 SH
3 TIDAL TRUST III AIS 45259A845 $5.9M 4.84% 78,717 SH
4 FIRST TR EXCHANGE-TRADED FD CIBR 33734X846 $5.4M 4.47% 52,740 SH
5 EA SERIES TRUST BOXX 02072L565 $5.3M 4.39% 45,085 SH
6 FIRST TR EXCHANGE-TRADED FD FXO 33734X135 $4.3M 3.54% 70,951 SH
7 ISHARES TR IVE 464287408 $4.1M 3.35% 17,825 SH
8 ISHARES TR IAI 464288794 $3.9M 3.22% 22,202 SH
9 SPDR SERIES TRUST BIL 78468R663 $3.9M 3.19% 42,289 SH
10 FIDELITY COVINGTON TRUST FCLD 316092246 $3.8M 3.16% 85,848 SH
11 FIRST TR EXCHANGE-TRADED FD FBT 33733E203 $3.8M 3.09% 13,801 SH
12 ISHARES TR IGV 464287515 $3.7M 3.08% 35,097 SH
13 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $3.7M 3.06% 12,875 SH
14 VANECK ETF TRUST SMH 92189F676 $3.7M 3.03% 6,041 SH
15 INVESCO EXCHANGE TRADED FD T PTH 46137V852 $3.4M 2.81% 56,205 SH
16 ISHARES TR AIA 464288430 $3.2M 2.62% 22,369 SH
17 SPDR SERIES TRUST XTL 78464A540 $3.1M 2.55% 15,261 SH
18 FIDELITY COVINGTON TRUST FDIS 316092204 $3.0M 2.44% 31,280 SH
19 FIRST TR EXCHANGE-TRADED FD FPXI 33734X853 $2.6M 2.12% 38,140 SH
20 AMPLIFY ETF TR IBUY 032108102 $2.4M 1.98% 35,990 SH
21 FIRST TR EXCHANGE-TRADED FD FXH 33734X143 $2.0M 1.67% 15,523 SH
22 GLOBAL X FDS PAVE 37954Y673 $2.0M 1.67% 38,544 SH
23 PACER FDS TR COWZ 69374H881 $1.9M 1.60% 29,097 SH
24 FIRST TR EXCHANGE TRADED FD FTXN 33738R845 $1.7M 1.41% 45,220 SH
25 ISHARES TR IYK 464287812 $1.7M 1.38% 23,661 SH
26 ISHARES TR IQLT 46434V456 $1.7M 1.37% 33,747 SH
27 SPDR SERIES TRUST XAR 78464A631 $1.6M 1.34% 7,062 SH
28 MEXICO FD INC MXF 592835102 $1.5M 1.26% 75,304 SH
29 INVESCO EXCHANGE TRADED FD T XSMO 46137V498 $1.2M 0.99% 14,766 SH
30 FIRST TR EXCH TRD ALPHDX FD FDT 33737J174 $1.1M 0.92% 11,997 SH
31 GLOBAL X FDS AIQ 37954Y632 $1.1M 0.90% 16,772 SH
32 RENAISSANCE CAP GREENWICH FD IPO 759937204 $1.1M 0.88% 20,304 SH
33 ISHARES TR IVV 464287200 $1.0M 0.85% 1,350 SH
34 SELECT SECTOR SPDR TR XLE 81369Y506 $996.6K 0.82% 16,204 SH
35 SPDR SERIES TRUST XSD 78464A862 $880.8K 0.72% 1,663 SH
36 WISDOMTREE TR XSOE 97717X578 $870.4K 0.72% 18,579 SH
37 FIRST TR EXCH TRD ALPHDX FD FEMS 33737J307 $709.4K 0.58% 16,071 SH
38 CRYO-CELL INTL INC CCEL 228895108 $694.3K 0.57% 165,300 SH
39 ISHARES TR IWC 464288869 $651.8K 0.54% 3,527 SH
40 UBER TECHNOLOGIES INC UBER 90353T100 $610.0K 0.50% 8,904 SH
41 INVESCO EXCHANGE TRADED FD T PSI 46137V647 $598.0K 0.49% 3,922 SH
42 ISHARES GOLD TR IAU 464285204 $527.3K 0.43% 6,752 SH
43 ZIM INTEGRATED SHIPPING SERV ZIM M9T951109 $488.2K 0.40% 16,650 SH
44 SNAP INC SNAP 83304A106 $470.4K 0.39% 87,114 SH
45 GLOBAL X FDS COPX 37954Y830 $467.5K 0.38% 5,520 SH
46 VANECK ETF TRUST GDX 92189F106 $403.4K 0.33% 4,594 SH
47 NETFLIX INC. NFLX 64110L106 $392.4K 0.32% 5,640 SH
48 FIRST TR EXCHANGE-TRADED FD FIW 33733B100 $377.8K 0.31% 3,640 SH
49 PROSHARES TR EFAD 74347B839 $366.7K 0.30% 8,534 SH
50 ISHARES INC EWW 464286822 $340.7K 0.28% 4,792 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-30 $121.5M 65 0001172661-26-004783
2026-06-30 2026-07-27 $115.9M 55 0001172661-26-002831
2026-03-31 2026-05-05 $95.2M 48 0001172661-26-001600
2025-12-31 2026-02-11 $156.0M 66 0001172661-26-000605
Filer Information
Address
79 MIDLAND AVE.
MONTCLAIR, NJ 07042
Phone
(973) 744-1014
Filing Manager
SFI Advisors, LLC
Montclair, NJ
Signatory
Joel A Schreiber
Director of Financial Planning