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SWAN Capital LLC — 13F Holdings & Portfolio

CIK 1952722 · latest 13F-HR filed 2026-08-13

Backtest portfolio

SWAN Capital LLC manages $292.2M in 13F-reported U.S. long-equity assets across 580 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VYMI (9.53%), VNQ (7.60%), VCLT (7.56%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 87 new positions and exited 61; 230 existing positions rose in reported value and 188 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$292.2M

Long-equity book

Holdings
580

Distinct positions

Period
2026-06-30

Filed 2026-08-13

Q/Q Activity
+87 / −61 / ↑230 / ↓188

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VYMI9.5% · +0%VNQ7.6% · +4%VCLT7.6% · +6%VTIP7.3% · +10%VIG6.3% · +10%VYM6.2% · +10%PFF6.0% · +14%VPU5.6% · +14%VWOB4.3% · +33%VIGI4.3% · +11%VDE3.9% · -9%VGT3.6% · +506%BRK.B3.0% · -9%VBK2.7% · -16%VOT2.7% · -13%VONG2.6% · -15%VBR2.3% · -14%VOE2.3% · -12%VONV1.9% · -13%VSS1.5% · -13%VCIT1.3% · -8%AAPL1.2% · -4%SO0.6% · -0%NVDA0.4% · -2%QQQ0.2% · -47%VOO0.2% · 0%VTI0.2% · 0%GOOG0.2% · -4%XOM0.2% · -16%MCD0.1% · 0%AMZN0.1% · -27%MSFT0.1% · +4%FBCG0.1% · newMU0.1% · -45%LLY0.1% · +60%MSI0.1% · 0%PFE0.1% · -5%AMD0.1% · -17%VTV0.1% · newGE0.1% · 0%BLK0.1% · +1%VO0.1% · +753%SOXX0.1% · -33%HD0.1% · 0%NTNX0.1% · 0%WMT0.1% · -6%FDX0.1% · 0%VGK0.1% · 0%SMH0.1% · -0%PLTR0.0% · -8%META0.0% · +7%JNJ0.0% · -6%TSLA0.0% · +3%VB0.0% · newGEV0.0% · -29%MNKD0.0% · 0%INTC0.0% · -31%VEU0.0% · 0%GS0.0% · 0%MPC0.0% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 64.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 13, 2026.

Assets Under Management
$2.39B
Discretionary
$2.39B
Employees
17
Accounts
1,231
Address
1099 MAIN AVE
SUITE 206
DURANGO, CO 81301
Phone
(970) 382-8901
Website
Name Title / Status Ownership Type
SWAN, RANDALL, WILLIAM ControlCEO
since Jun 1999
Less than 5%Individual
ACKERMAN, BRADLEY, OWENCHIEF COMPLIANCE OFFICER
since Jul 2018
Less than 5%Individual
BATES, ETHANCFO
since Oct 2013
Less than 5%Individual
SWAN GLOBAL HOLDINGS-US, LLCOWNER
since Dec 2014
75% or moreDomestic Entity
SWAN, ROBERT, BRADLEYCOO
since Dec 2014
Less than 5%Individual
SWAN, RANDALL, WILLIAM Control
Indirect owner via SWAN WEALTH ADVISORS HOLDINGS, INC
OWNER
since Dec 2014
50–75%Individual
SWAN CAPITAL MANAGEMENT HOLDINGS, INC
Indirect owner via SWAN GLOBAL HOLDINGS-US, LLC
OWNER
since Dec 2014
25–50%Domestic Entity
SWAN WEALTH ADVISORS HOLDINGS, INC
Indirect owner via SWAN GLOBAL HOLDINGS-US, LLC
OWNER
since Dec 2014
25–50%Domestic Entity
Ownership & leadership changes · 7 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 12, 2021 filing
  • No longer listedSWAN, RANDALL, WILLIAM · OWNER · 50–75% · indirect via SWAN CAPITAL MANAGEMENT HOLDINGS, INC · control person · listed since Dec 2014
Mar 13, 2020 filing
  • AddedBATES, ETHAN · CFO · Less than 5%
Jul 17, 2018 filing
  • No longer listedENGELKEN, JAMES, A · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2011
  • AddedACKERMAN, BRADLEY, OWEN · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 30, 2015 filing
  • No longer listedSWAN, LAURA, K · MEMBER · 10–25% · listed since Oct 2014
  • AddedSWAN CAPITAL MANAGEMENT HOLDINGS, INC · OWNER · 25–50% · indirect via SWAN GLOBAL HOLDINGS-US, LLC
  • AddedSWAN GLOBAL HOLDINGS-US, LLC · OWNER · 75% or more
  • AddedSWAN WEALTH ADVISORS HOLDINGS, INC · OWNER · 25–50% · indirect via SWAN GLOBAL HOLDINGS-US, LLC
  • AddedSWAN, RANDALL, WILLIAM · OWNER · 50–75% · indirect via SWAN WEALTH ADVISORS HOLDINGS, INC · control person
  • AddedSWAN, RANDALL, WILLIAM · OWNER · 50–75% · indirect via SWAN CAPITAL MANAGEMENT HOLDINGS, INC · control person
  • ChangedENGELKEN, JAMES, A · title CHIEF COMPLIANCE OFFICER/INVESTMENT MGR → CHIEF COMPLIANCE OFFICER
  • ChangedSWAN, RANDALL, WILLIAM · title CEO, MANAGING MEMBER → CEO; ownership 75% or more → Less than 5%
Jan 30, 2015 filing
  • AddedSWAN, LAURA, K · MEMBER · 10–25%
  • ChangedSWAN, RANDALL, WILLIAM · title PRESIDENT/CHIEF EXECUTIVE OFFICER → CEO, MANAGING MEMBER
Jan 26, 2015 filing
  • AddedSWAN, ROBERT, BRADLEY · COO · Less than 5%
Mar 8, 2013 filing
  • ChangedENGELKEN, JAMES, A · title CHIEF COMPLIANCE OFFICER/CFO → CHIEF COMPLIANCE OFFICER/INVESTMENT MGR
Mar 28, 2012 filing (earliest on record)
  • ListedENGELKEN, JAMES, A · CHIEF COMPLIANCE OFFICER/CFO · Less than 5%
  • ListedSWAN, RANDALL, WILLIAM · PRESIDENT/CHIEF EXECUTIVE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

SWAN Capital LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD WHITEHALL FDS VYMI 921946794 $27.8M 9.53% 283,514 SH
2 VANGUARD INDEX FDS VNQ 922908553 $22.2M 7.60% 230,437 SH
3 VANGUARD SCOTTSDALE FDS VCLT 92206C813 $22.1M 7.56% 293,502 SH
4 VANGUARD MALVERN FDS VTIP 922020805 $21.2M 7.26% 422,205 SH
5 VANGUARD SPECIALIZED FUNDS VIG 921908844 $18.4M 6.31% 77,910 SH
6 VANGUARD WHITEHALL FDS VYM 921946406 $18.2M 6.24% 115,374 SH
7 ISHARES TR PFF 464288687 $17.6M 6.01% 575,662 SH
8 VANGUARD WORLD FD VPU 92204A876 $16.3M 5.58% 83,344 SH
9 VANGUARD WHITEHALL FDS VWOB 921946885 $12.6M 4.32% 187,705 SH
10 VANGUARD WHITEHALL FDS VIGI 921946810 $12.6M 4.30% 134,663 SH
11 VANGUARD WORLD FD VDE 92204A306 $11.5M 3.95% 76,808 SH
12 VANGUARD WORLD FD VGT 92204A702 $10.7M 3.65% 89,157 SH
13 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $8.8M 3.03% 17,674 SH
14 VANGUARD INDEX FDS VBK 922908595 $8.0M 2.73% 21,783 SH
15 VANGUARD INDEX FDS VOT 922908538 $7.8M 2.65% 25,316 SH
16 VANGUARD SCOTTSDALE FDS VONG 92206C680 $7.5M 2.56% 58,509 SH
17 VANGUARD INDEX FDS VBR 922908611 $6.8M 2.32% 27,930 SH
18 VANGUARD INDEX FDS VOE 922908512 $6.7M 2.30% 33,960 SH
19 VANGUARD SCOTTSDALE FDS VONV 92206C714 $5.5M 1.89% 52,018 SH
20 VANGUARD INTL EQUITY INDEX F VSS 922042718 $4.3M 1.46% 27,713 SH
21 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $3.9M 1.33% 46,936 SH
22 APPLE INC AAPL 037833100 $3.4M 1.18% 11,888 SH
23 SOUTHERN CO SO 842587107 $1.8M 0.60% 18,332 SH
24 NVIDIA CORPORATION NVDA 67066G104 $1.2M 0.42% 6,150 SH
25 INVESCO QQQ TR QQQ 46090E103 $695.2K 0.24% 944 SH
26 VANGUARD INDEX FDS VOO 922908363 $681.6K 0.23% 992 SH
27 VANGUARD INDEX FDS VTI 922908769 $614.6K 0.21% 1,661 SH
28 ALPHABET INC GOOG 02079K107 $588.3K 0.20% 1,665 SH
29 EXXON MOBIL CORP XOM 30231G102 $494.7K 0.17% 3,618 SH
30 MCDONALDS CORP MCD 580135101 $437.1K 0.15% 1,617 SH
31 AMAZON COM INC AMZN 023135106 $423.1K 0.14% 1,775 SH
32 MICROSOFT CORP MSFT 594918104 $422.0K 0.14% 1,131 SH
33 FIDELITY COVINGTON TRUST FBCG 316092352 $340.9K 0.12% 5,488 SH
34 MICRON TECHNOLOGY INC MU 595112103 $296.7K 0.10% 257 SH
35 ELI LILLY & CO LLY 532457108 $287.9K 0.10% 240 SH
36 MOTOROLA SOLUTIONS INC MSI 620076307 $272.0K 0.09% 655 SH
37 PFIZER INC PFE 717081103 $269.0K 0.09% 11,171 SH
38 ADVANCED MICRO DEVICES INC AMD 007903107 $247.5K 0.08% 426 SH
39 VANGUARD INDEX FDS VTV 922908744 $243.0K 0.08% 1,115 SH
40 GE AEROSPACE GE 369604301 $234.3K 0.08% 627 SH
41 BLACKROCK INC BLK 09290D101 $215.4K 0.07% 224 SH
42 VANGUARD INDEX FDS VO 922908629 $204.8K 0.07% 2,542 SH
43 ISHARES TR SOXX 464287523 $200.0K 0.07% 312 SH
44 HOME DEPOT INC HD 437076102 $196.4K 0.07% 557 SH
45 NUTANIX INC NTNX 67059N108 $195.3K 0.07% 3,832 SH
46 WALMART INC WMT 931142103 $174.6K 0.06% 1,542 SH
47 FEDEX CORP FDX 31428X106 $162.2K 0.06% 518 SH
48 VANGUARD INTL EQUITY INDEX F VGK 922042874 $161.8K 0.06% 1,827 SH
49 VANECK ETF TRUST SMH 92189F676 $154.5K 0.05% 236 SH
50 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $144.6K 0.05% 1,239 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $292.2M 580 0001952722-26-000003
2026-03-31 2026-05-14 $272.0M 554 0001952722-26-000002
2025-12-31 2026-02-12 $257.1M 513 0001952722-26-000001
2025-09-30 2025-11-14 $246.6M 492 0001952722-25-000002
Filer Information
Address
107 W GREGORY ST
PENSACOLA, FL 32502
Phone
(850) 380-9558
Filing Manager
SWAN Capital LLC
PENSACOLA, FL
Signatory
Brian Dechow
Compliance Consultant