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O'Connor Financial Group LLC — 13F Holdings & Portfolio

CIK 1973783 · latest 13F-HR filed 2026-07-17

Backtest portfolio

O'Connor Financial Group LLC manages $282.7M in 13F-reported U.S. long-equity assets across 69 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (10.91%), BOND (10.82%), LDUR (6.86%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions and exited 4; 44 existing positions rose in reported value and 4 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$282.7M

Long-equity book

Holdings
69

Distinct positions

Period
2026-06-30

Filed 2026-07-17

Q/Q Activity
+15 / −4 / ↑44 / ↓4

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VOO10.9% · +1%BOND10.8% · +41%LDUR6.9% · -12%PYLD6.4% · +171%AVUV5.4% · -5%ESUM5.4% · -0%SPDW5.1% · -2%QQQ4.5% · -6%RDVY4.5% · +1%TPIF4.3% · -1%VO4.0% · +299%JPST2.9% · -6%DFEM2.9% · -9%CIBR2.8% · +2%DGS2.8% · +1%TPSC2.6% · +1%ELCV2.2% · -7%IVV1.8% · -2%IVE1.5% · -2%VB0.8% · -2%NVDA0.7% · +11%TPLC0.6% · -1%PJUL0.6% · newVBR0.6% · -17%LMBS0.6% · +148%AAPL0.6% · +26%UNOV0.5% · -0%UMAY0.4% · newUJUN0.4% · +242%MSFT0.4% · +9%EFA0.4% · -2%EFV0.4% · -2%VTV0.4% · -4%VTI0.3% · -2%AMZN0.3% · +12%GOOGL0.3% · +12%TPHD0.3% · -2%AVGO0.2% · +10%GOOG0.2% · +11%IVW0.2% · -0%ACWX0.2% · +2%MU0.2% · newXOM0.2% · +3%META0.2% · +10%SMMD0.2% · +0%RTX0.2% · +2%TSLA0.2% · +10%VEA0.2% · -6%QQQM0.1% · -3%JPM0.1% · +6%UJAN0.1% · -1%AMD0.1% · newLLY0.1% · +10%BRK.B0.1% · +7%PNOV0.1% · +0%TSM0.1% · newUDEC0.1% · 0%BALT0.1% · newIBM0.1% · +4%INTC0.1% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 64.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 14, 2026.

Assets Under Management
$275.3M
Discretionary
$271.7M
Employees
7
Accounts
1,062
Address
511 MAINE STREET
QUINCY, IL 62301
Phone
(217) 223-0113
Website
Name Title / Status Ownership Type
O'CONNOR PLANNING, LLC ControlMEMBER
since Jan 2026
75% or moreDomestic Entity
O'CONNOR, JACKSON, TIMOTHY ControlCHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, & CCO
since Dec 2022
Less than 5%Individual
WESTERGAARD, DANIEL, JOHN ControlCHIEF INVESTMENT OFFICER
since May 2026
Less than 5%Individual
WESTERGAARD CAPITAL, LLCMEMBER
since Jan 2026
10–25%Domestic Entity
O'CONNOR, JACKSON, TIMOTHY Control
Indirect owner via O'CONNOR PLANNING, LLC
MEMBER
since Jan 2026
75% or moreIndividual
WESTERGAARD, DANIEL, JOHN Control
Indirect owner via WESTERGAARD CAPITAL, LLC
MEMBER
since Jan 2026
General partner, trustee or managerIndividual
Ownership & leadership changes · 5 filings with changes since Apr 28, 2022

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 11, 2026 filing
  • AddedWESTERGAARD, DANIEL, JOHN · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedO'CONNOR, JACKSON, TIMOTHY · title CCO → CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, & CCO
Mar 5, 2026 filing
  • No longer listedOCONNOR, TIMOTHY, JOSEPH · FOUNDER, SENIOR ADVISOR · Less than 5% · control person · listed since Aug 2013
  • No longer listedOCONNOR, TIMOTHY, JOSEPH · TRUSTEE · General partner, trustee or manager · indirect via TIMOTHY J. O'CONNOR REVOCABLE TRUST · control person · listed since Sep 1993
  • No longer listedTIMOTHY J. O'CONNOR REVOCABLE TRUST · MEMBER · 75% or more · control person · listed since Mar 2007
  • AddedO'CONNOR PLANNING, LLC · MEMBER · 75% or more · control person
  • AddedO'CONNOR, JACKSON, TIMOTHY · MEMBER · 75% or more · indirect via O'CONNOR PLANNING, LLC · control person
  • AddedWESTERGAARD CAPITAL, LLC · MEMBER · 10–25%
  • AddedWESTERGAARD, DANIEL, JOHN · MEMBER · General partner, trustee or manager · indirect via WESTERGAARD CAPITAL, LLC · control person
Jun 11, 2024 filing
  • ChangedOCONNOR, TIMOTHY, JOSEPH · title MANAGING MEMBER → FOUNDER, SENIOR ADVISOR
  • ChangedOCONNOR, TIMOTHY, JOSEPH · indirect via TIMOTHY J. O'CONNOR REVOCABLE TRUST: ownership 75% or more → General partner, trustee or manager
Mar 28, 2023 filing
  • ChangedTIMOTHY J. O'CONNOR REVOCABLE TRUST · now a control person
Mar 2, 2023 filing
  • AddedO'CONNOR, JACKSON, TIMOTHY · CCO · Less than 5% · control person
  • ChangedOCONNOR, TIMOTHY, JOSEPH · title MANAGING MEMBER/CCO → MANAGING MEMBER
Apr 28, 2022 filing (earliest on record)
  • ListedOCONNOR, TIMOTHY, JOSEPH · MANAGING MEMBER/CCO · Less than 5% · control person
  • ListedOCONNOR, TIMOTHY, JOSEPH · TRUSTEE · 75% or more · indirect via TIMOTHY J. O'CONNOR REVOCABLE TRUST · control person
  • ListedTIMOTHY J. O'CONNOR REVOCABLE TRUST · MEMBER · 75% or more

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

O'Connor Financial Group LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD S&P 500 ETF VOO 922908363 $30.8M 10.91% 44,893 SH
2 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND BOND 72201R775 $30.6M 10.82% 331,895 SH
3 PIMCO ENHANCED LOW DURATION ACTIVE ETF LDUR 72201R718 $19.4M 6.86% 202,851 SH
4 PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND PYLD 72201R585 $18.1M 6.39% 680,796 SH
5 AVANTIS U.S. SMALL CAP VALUE ETF AVUV 025072877 $15.2M 5.38% 121,866 SH
6 EVENTIDE US MARKET ETF ESUM 86280R787 $15.2M 5.37% 496,003 SH
7 STATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF SPDW 78463X889 $14.4M 5.10% 286,052 SH
8 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $12.8M 4.54% 17,442 SH
9 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $12.7M 4.49% 156,498 SH
10 TIMOTHY PLAN INTERNATIONAL ETF TPIF 887432334 $12.2M 4.33% 328,274 SH
11 VANGUARD MID-CAP ETF VO 922908629 $11.2M 3.96% 138,964 SH
12 JPMORGAN ULTRA-SHORT INCOME ETF JPST 46641Q837 $8.2M 2.89% 161,674 SH
13 DIMENSIONAL EMERGING MARKETS ETF DFEM 25434V732 $8.1M 2.88% 200,190 SH
14 FIRST TRUST NASDAQ CYBERSECURITY ETF CIBR 33734X846 $7.9M 2.80% 88,038 SH
15 WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND FUND DGS 97717W281 $7.9M 2.79% 122,017 SH
16 TIMOTHY PLAN US SMALL CAP CORE ETF TPSC 887432342 $7.4M 2.61% 153,956 SH
17 Eventide Large Cap Value ELCV 86280R811 $6.3M 2.22% 190,542 SH
18 ISHARES CORE S&P 500 ETF IVV 464287200 $5.0M 1.77% 6,700 SH
19 ISHARES S&P 500 VALUE ETF IVE 464287408 $4.3M 1.52% 18,914 SH
20 VANGUARD SMALL-CAP ETF VB 922908751 $2.1M 0.75% 7,014 SH
21 NVIDIA CORPORATION COM NVDA 67066G104 $1.9M 0.66% 9,376 SH
22 TIMOTHY PLAN US LARGE/MID CAP CORE ETF TPLC 887432359 $1.8M 0.65% 36,327 SH
23 INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY PJUL 45782C813 $1.7M 0.60% 34,827 SH
24 VANGUARD SMALL CAP VALUE ETF VBR 922908611 $1.6M 0.58% 6,756 SH
25 FIRST TRUST LOW DURATION OPPORTUNITIES ETF LMBS 33739Q200 $1.6M 0.57% 32,465 SH
26 APPLE INC COM AAPL 037833100 $1.6M 0.56% 5,491 SH
27 INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - NOVEMBER UNOV 45782C565 $1.4M 0.51% 35,907 SH
28 INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - MAY UMAY 45782C292 $1.3M 0.45% 33,343 SH
29 INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JUNE UJUN 45782C730 $1.2M 0.42% 30,611 SH
30 MICROSOFT CORP COM MSFT 594918104 $1.1M 0.37% 2,820 SH
31 ISHARES MSCI EAFE ETF EFA 464287465 $1.0M 0.37% 9,984 SH
32 ISHARES MSCI EAFE VALUE ETF EFV 464288877 $1.0M 0.36% 13,329 SH
33 VANGUARD VALUE ETF VTV 922908744 $1.0M 0.36% 4,670 SH
34 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $945.2K 0.33% 2,554 SH
35 AMAZON COM INC COM AMZN 023135106 $889.0K 0.31% 3,730 SH
36 ALPHABET INC CAP STK CL A GOOGL 02079K305 $764.8K 0.27% 2,140 SH
37 TIMOTHY PLAN HIGH DIVIDEND STOCK ETF TPHD 887432326 $753.1K 0.27% 17,812 SH
38 BROADCOM INC COM AVGO 11135F101 $675.4K 0.24% 1,788 SH
39 ALPHABET INC CAP STK CL C GOOG 02079K107 $647.7K 0.23% 1,833 SH
40 ISHARES S&P 500 GROWTH ETF IVW 464287309 $583.5K 0.21% 4,243 SH
41 ISHARES MSCI ACWI EX U.S. ETF ACWX 464288240 $518.0K 0.18% 6,805 SH
42 MICRON TECHNOLOGY INC COM MU 595112103 $509.0K 0.18% 441 SH
43 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $495.3K 0.18% 3,622 SH
44 META PLATFORMS INC CL A META 30303M102 $465.3K 0.16% 826 SH
45 ISHARES RUSSELL 2500 ETF SMMD 46435G268 $462.4K 0.16% 5,046 SH
46 RTX CORPORATION COM RTX 75513E101 $436.7K 0.15% 2,301 SH
47 TESLA INC COM TSLA 88160R101 $432.8K 0.15% 1,029 SH
48 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $430.4K 0.15% 6,040 SH
49 INVESCO NASDAQ 100 ETF QQQM 46138G649 $404.8K 0.14% 1,336 SH
50 JPMORGAN CHASE & CO COM JPM 46625H100 $404.3K 0.14% 1,235 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-17 $282.7M 69 0001973783-26-000007
2026-03-31 2026-04-23 $244.4M 58 0001973783-26-000006
2025-12-31 2026-01-26 $250.8M 59 0001973783-26-000001
Filer Information
Address
511 MAINE STREET
QUINCY, IL 62301
Phone
(217) 223-0113
Filing Manager
O'Connor Financial Group LLC
QUINCY, IL
Signatory
Jackson O'Connor
CCO