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Waterway Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1992193 · latest 13F-HR filed 2026-07-13

Backtest portfolio

Waterway Wealth Management, LLC manages $489.7M in 13F-reported U.S. long-equity assets across 96 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DLN (11.59%), IVV (11.22%), IWF (9.40%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 17 new positions and exited 11; 37 existing positions rose in reported value and 25 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$489.7M

Long-equity book

Holdings
96

Distinct positions

Period
2026-06-30

Filed 2026-07-13

Q/Q Activity
+17 / −11 / ↑37 / ↓25

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DLN11.6% · -3%IVV11.2% · +1%IWF9.4% · +158%PYLD8.9% · +4%MINT5.1% · newFBND4.2% · +151%IVE4.1% · -10%IEFA4.1% · -6%MUB3.4% · -11%EFA2.9% · -7%XYLD2.4% · newNVDA2.3% · -10%IJR2.1% · -11%SUB2.0% · -8%FMDE1.7% · -43%JQUA1.7% · -55%IVW1.4% · newAAPL1.3% · -1%GOOGL1.2% · -10%AMZN1.0% · -32%SSMUF0.9% · newDGRW0.7% · -11%NFLX0.7% · newMSFT0.7% · -33%AVGO0.6% · -45%BSX0.6% · newJPM0.6% · +1%SPGI0.4% · +48%ETN0.4% · -4%MCO0.4% · +50%GS0.4% · +0%APH0.4% · +56%MSCI0.3% · +31%UBER0.3% · newMA0.3% · +1%SPOT0.3% · newCRWD0.3% · -33%ABT0.3% · +78%SYK0.3% · +33%AXON0.3% · +23%SPY0.3% · -0%V0.3% · -3%PWR0.3% · -28%ROL0.3% · +98%CDNS0.3% · +1%GEV0.3% · -52%SNPS0.3% · +21%TSLA0.3% · -10%MDT0.3% · newCOST0.2% · +2%LLY0.2% · +3%LNG0.2% · newAMAT0.2% · -40%META0.2% · -23%AMD0.2% · -39%WM0.2% · +65%VOO0.2% · -0%HLT0.2% · 0%TMO0.2% · newQQQ0.2% · -11%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 64.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 13, 2026.

Assets Under Management
$675.8M
Discretionary
$651.6M
Employees
11
Accounts
1,073
Address
21 WATERWAY
SUITE 500
THE WOODLANDS, TX 77380
Phone
(281) 363-0000
Website
Name Title / Status Ownership Type
Hames, Stephanie, Annette ControlSENIOR FINANCIAL PLANNER
since Jan 2024
Less than 5%Individual
MICHALK, DANIEL, PAUL ControlMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
since Jul 2012
75% or moreIndividual
ROACH, JOHN, MICHAEL ControlCHIEF OPERATING OFFICER
since Aug 2023
Less than 5%Individual
Trgovich, Daniel, Robert ControlPORTFOLIO MANAGER
since Mar 2025
Less than 5%Individual
Ownership & leadership changes · 1 filing with changes since Jan 10, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 17, 2026 filing
  • AddedHames, Stephanie, Annette · SENIOR FINANCIAL PLANNER · Less than 5% · control person
  • AddedROACH, JOHN, MICHAEL · CHIEF OPERATING OFFICER · Less than 5% · control person
  • AddedTrgovich, Daniel, Robert · PORTFOLIO MANAGER · Less than 5% · control person
Jan 10, 2013 filing (earliest on record)
  • ListedMICHALK, DANIEL, PAUL · MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Waterway Wealth Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 WISDOMTREE LARGE CAP DIVIDEND DLN 97717W307 $56.8M 11.59% 655,697 SH
2 ISHARES CORE S&P 500 ETF IVV 464287200 $54.9M 11.22% 144,727 SH
3 ISHARES RUSSELL 1000 GROWTH ETF IWF 464287614 $46.1M 9.40% 454,846 SH
4 PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND PYLD 72201R585 $43.5M 8.88% 1,712,385 SH
5 PIMCO ENHANCED SHORT MATURITY ETF MINT 72201R833 $25.0M 5.10% 247,582 SH
6 FIDELITY TOTAL BOND ETF FBND 316188309 $20.3M 4.15% 462,712 SH
7 ISHARES S&P 500 VALUE ETF IVE 464287408 $20.2M 4.13% 119,174 SH
8 ISHARES CORE MSCI EAFE ETF IEFA 46432F842 $19.9M 4.06% 247,308 SH
9 ISHARES NATIONAL MUNI BOND ETF MUB 464288414 $16.8M 3.42% 155,846 SH
10 ISHARES MSCI EAFE ETF EFA 464287465 $14.3M 2.91% 137,342 SH
11 GLOBAL X S&P 500 COVERED CALL ETF XYLD 37954Y475 $11.9M 2.42% 291,116 SH
12 NVIDIA CORPORATION COM NVDA 67066G104 $11.4M 2.33% 57,020 SH
13 ISHARES S&P SMALLCAP 600 ETF IJR 464287804 $10.4M 2.13% 84,355 SH
14 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF SUB 464288158 $9.9M 2.02% 93,110 SH
15 FIDELITY ENHANCED MID CAP CORE ETF FMDE 31609A503 $8.4M 1.71% 229,205 SH
16 JPMORGAN U.S. QUALITY FACTOR ETF JQUA 46641Q761 $8.2M 1.67% 143,990 SH
17 ISHARES S&P 500 GROWTH ETF IVW 464287309 $6.6M 1.35% 48,075 SH
18 APPLE INC AAPL 037833100 $6.6M 1.34% 22,734 SH
19 GOOGLE INC GOOGL 02079K305 $6.0M 1.22% 16,735 SH
20 AMAZON.COM INC AMZN 023135106 $4.9M 1.01% 20,662 SH
21 PIMCO MUNICIPAL INCOME OPPORTUNITIES ACTIVE EXCHANGE-TRADED FUND MINO 72201R635 $4.3M 0.87% 92,917 SH
22 WISDOMTREE US QUALITY DIVIDEND GROWTH FUND DGRW 97717X669 $3.6M 0.74% 37,946 SH
23 NETFLIX INC. COM NFLX 64110L106 $3.5M 0.72% 49,512 SH
24 MICROSOFT MSFT 594918104 $3.4M 0.70% 9,236 SH
25 BROADCOM INC COM AVGO 11135F101 $3.1M 0.63% 8,120 SH
26 BOSTON SCIENTIFIC CORP COM BSX 101137107 $2.9M 0.60% 68,504 SH
27 JPMORGAN CHASE & CO COM JPM 46625H100 $2.9M 0.58% 8,739 SH
28 S&P GLOBAL INC COM SPGI 78409V104 $2.2M 0.44% 5,348 SH
29 EATON CORP PLC SHS ETN G29183103 $2.2M 0.44% 5,066 SH
30 MOODYS CORP COM MCO 615369105 $2.1M 0.43% 4,652 SH
31 GOLDMAN SACHS GROUP INC COM GS 38141G104 $2.1M 0.43% 2,065 SH
32 AMPHENOL CORP CL A APH 032095101 $1.9M 0.38% 10,578 SH
33 MSCI INC COM MSCI 55354G100 $1.7M 0.35% 3,037 SH
34 UBER TECHNOLOGIES INC COM UBER 90353T100 $1.7M 0.34% 23,313 SH
35 MASTERCARD INCORPORATED CL A MA 57636Q104 $1.7M 0.34% 3,234 SH
36 SPOTIFY TECHNOLOGY S A SHS SPOT L8681T102 $1.7M 0.34% 3,595 SH
37 CROWDSTRIKE HLDGS INC CL A CRWD 22788C105 $1.6M 0.33% 2,103 SH
38 ABBOTT LABORATORIES COM ABT 002824100 $1.6M 0.33% 17,585 SH
39 STRYKER CORPORATION COM SYK 863667101 $1.6M 0.32% 5,010 SH
40 AXON ENTERPRISE INC COM AXON 05464C101 $1.6M 0.32% 2,800 SH
41 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $1.6M 0.32% 2,090 SH
42 VISA INC COM CL A V 92826C839 $1.5M 0.31% 4,383 SH
43 QUANTA SVCS INC COM PWR 74762E102 $1.5M 0.31% 2,086 SH
44 ROLLINS INC COM ROL 775711104 $1.5M 0.30% 35,025 SH
45 CADENCE DESIGN SYSTEM INC COM CDNS 127387108 $1.4M 0.28% 3,631 SH
46 GE VERNOVA INC COM GEV 36828A101 $1.3M 0.27% 1,144 SH
47 SYNOPSYS INC COM SNPS 871607107 $1.3M 0.27% 2,913 SH
48 TESLA INC COM TSLA 88160R101 $1.2M 0.25% 2,956 SH
49 MEDTRONIC PLC SHS MDT G5960L103 $1.2M 0.25% 15,759 SH
50 COSTCO WHOLESALE CORP COST 22160K105 $1.2M 0.25% 1,296 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-13 $489.7M 96 0001104659-26-082945
2026-03-31 2026-04-21 $452.3M 90 0001104659-26-045912
2025-12-31 2026-02-17 $441.8M 83 0001104659-26-015612
Filer Information
Address
21 WATERWAY AVENUE
SUITE 500
THE WOODLANDS, TX 77380
Phone
(281) 363-0000
Filing Manager
Waterway Wealth Management, LLC
THE WOODLANDS, TX
Signatory
John M Roach
Chief Operating Officer