Top Institutional Investors

Private Wealth Management Group, LLC — 13F Holdings & Portfolio

CIK 2011342 · latest 13F-HR filed 2026-07-27

Backtest portfolio

Private Wealth Management Group, LLC manages $431.0M in 13F-reported U.S. long-equity assets across 1,472 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFAC (9.47%), DFAU (8.39%), DFGX (7.81%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 101 new positions and exited 72; 853 existing positions rose in reported value and 284 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$431.0M

Long-equity book

Holdings
1,472

Distinct positions

Period
2026-06-30

Filed 2026-07-27

Q/Q Activity
+101 / −72 / ↑853 / ↓284

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DFAC9.6% · -0%DFAU8.5% · +5%DFGX7.9% · +3%VGIT5.7% · +3%DFEM5.2% · -2%DFIC5.0% · -1%DFAI4.4% · +5%DFGR4.2% · +2%AVDV3.3% · -3%AVUV3.3% · -6%DFUS3.3% · -2%DFSV2.9% · -5%MDYV2.4% · -6%AAPL2.2% · +3%DISV2.1% · -3%MUB1.6% · -2%PLTR1.5% · +0%SUB1.2% · +1%JMUB1.2% · +2%DFAT1.1% · -3%QQQ0.9% · +871%VTI0.9% · +109%VTIP0.8% · +0%IGIB0.6% · -1%VEA0.6% · -3%AVUS0.6% · 0%NVDA0.6% · +101%JNJ0.6% · -6%AVEM0.6% · -1%AVDE0.5% · 0%MSFT0.5% · +62%DFSU0.4% · newIVE0.4% · 0%GOOGL0.4% · +73%XLI0.3% · newBPRN0.3% · -3%BRK.B0.3% · +12%ESGD0.3% · -31%IVW0.3% · 0%SUSC0.3% · +7%SLYV0.3% · -2%IJH0.3% · -3%SLQD0.3% · +6%BND0.2% · 0%AMZN0.2% · +47%EFA0.2% · 0%BGRN0.2% · -22%STIP0.2% · +0%AMAT0.2% · +132%SPY0.2% · +26%JPM0.2% · +9%NULV0.2% · -48%VWO0.2% · -5%AMD0.2% · +485%ESGE0.1% · -37%AVGO0.1% · -0%META0.1% · +37%GLW0.1% · +160%FNDF0.1% · 0%XOM0.1% · +13%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 57%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 23, 2026.

Assets Under Management
$2.52B
Discretionary
$2.52B
Employees
32
Accounts
2,268
Address
1100 CAPITOL AVENUE
SUITE 200
OMAHA, NE 68102
Phone
(402) 227-4208
Website
Name Title / Status Ownership Type
Brekken, WENDY, MARIE ControlPRESIDENT
since Jan 2024
Less than 5%Individual
CAPPELLANO, KIMBERLY, LYNN ControlCHIEF EXECUTIVE OFFICER
since Mar 2024
Less than 5%Individual
HALLEY, BRETT, WARREN ControlCHIEF INVESTMENT OFFICER
since Jan 2024
Less than 5%Individual
PWAM ADVISOR PARTNERS ControlOWNER
since Sep 2021
50–75%Domestic Entity
GARAGE ROW OZ LLCNON-CONTROLLING ENTITY OWNER
since May 2021
5–10%Domestic Entity
MURRAY, MATTHEW, PAULCHIEF COMPLIANCE OFFICER
since Apr 2025
Less than 5%Individual
OMAHA CAPITAL 19 LLCNON-CONTROLLING ENTITY OWNER
since Sep 2024
10–25%Domestic Entity
COMMERCIAL COURT ONE, LLC
Indirect owner via GARAGE ROW OZ LLC
OWNER
since May 2021
75% or moreDomestic Entity
FOSTER, ROBERT, ANDREW
Indirect owner via OMAHA CAPITAL 19 LLC
MANAGING MEMBER
since Sep 2024
75% or moreIndividual
Klauer, Thomas, D
Indirect owner via COMMERCIAL COURT ONE, LLC
MANAGING MEMBER
since May 2021
75% or moreIndividual
Ownership & leadership changes · 11 filings with changes since Jul 12, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 6, 2026 filing
  • ChangedMURRAY, MATTHEW, PAUL · no longer a control person
Mar 30, 2026 filing
  • No longer listedCLINES, MELISSA, JO · CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Sep 2022
  • No longer listedJOHNSON, BRYAN, LEE · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person · listed since Jan 2024
Mar 31, 2025 filing
  • AddedMURRAY, MATTHEW, PAUL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedCAPPELLANO, KIMBERLY, LYNN · title CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER
Oct 11, 2024 filing
  • AddedBrekken, WENDY, MARIE · PRESIDENT · Less than 5% · control person
  • AddedFOSTER, ROBERT, ANDREW · MANAGING MEMBER · 75% or more · indirect via OMAHA CAPITAL 19 LLC
  • AddedOMAHA CAPITAL 19 LLC · NON-CONTROLLING ENTITY OWNER · 10–25%
  • ChangedCLINES, MELISSA, JO · title CHIEF OPERATION OFFICER → CHIEF OPERATIONS OFFICER
  • ChangedCOMMERCIAL COURT ONE, LLC · indirect via GARAGE ROW OZ LLC: title INDIRECT, NON-CONTROLLING OWNER → OWNER; ownership 50–75% → 75% or more
  • ChangedKlauer, Thomas, D · indirect via COMMERCIAL COURT ONE, LLC: title INDIRECT, NON-CONTROLLING OWNER → MANAGING MEMBER
  • ChangedPWAM ADVISOR PARTNERS · ownership 75% or more → 50–75%
Mar 14, 2024 filing
  • No longer listedWagner, Julie, Ann · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2022
  • AddedCAPPELLANO, KIMBERLY, LYNN · CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • AddedHALLEY, BRETT, WARREN · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedJOHNSON, BRYAN, LEE · title CHIEF EXECUTIVE OFFICER → CHIEF ADMINISTRATIVE OFFICER
Aug 21, 2023 filing
  • No longer listedPRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS · OWNER · 75% or more · control person · listed since Sep 2021
  • AddedPWAM ADVISOR PARTNERS · OWNER · 75% or more · control person
Oct 25, 2022 filing
  • No longer listedROTHCHILD, MATTHEW, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2021
  • No longer listedSMITH, MAXWELL, TYLER · CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since May 2021
  • AddedCLINES, MELISSA, JO · CHIEF OPERATION OFFICER · Less than 5% · control person
  • AddedWagner, Julie, Ann · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • Listed againJOHNSON, BRYAN, LEE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Mar 23, 2022 filing
  • ChangedPRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS · now a control person
  • ChangedSMITH, MAXWELL, TYLER · now a control person
Oct 6, 2021 filing
  • No longer listedJOHNSON, BRYAN, LEE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jul 2021
Sep 30, 2021 filing
  • AddedJOHNSON, BRYAN, LEE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Older changes (2 more filings)
Sep 7, 2021 filing
  • No longer listedGARAGE ROW RACING · NON-CONTROLLING ENTITY OWNER · 75% or more · listed since May 2021
  • No longer listedKNEEN, TIMOTHY, BARNARD · OWNER AND CHIEF COMPLIANCE OFFICER · 5–10% · control person · listed since May 2021
  • No longer listedSHIPLEY, JEFFREY, HOWARD · OWNER · 5–10% · listed since May 2021
  • AddedCOMMERCIAL COURT ONE, LLC · INDIRECT, NON-CONTROLLING OWNER · 50–75% · indirect via GARAGE ROW OZ LLC
  • AddedGARAGE ROW OZ LLC · NON-CONTROLLING ENTITY OWNER · 5–10%
  • AddedKlauer, Thomas, D · INDIRECT, NON-CONTROLLING OWNER · 75% or more · indirect via COMMERCIAL COURT ONE, LLC
  • AddedPRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS · OWNER · 75% or more
  • AddedROTHCHILD, MATTHEW, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedSMITH, MAXWELL, TYLER · title DIRECT OWNER → CHIEF OPERATIONS OFFICER; ownership 5–10% → Less than 5%
Jul 12, 2021 filing (earliest on record)
  • ListedGARAGE ROW RACING · NON-CONTROLLING ENTITY OWNER · 75% or more
  • ListedKNEEN, TIMOTHY, BARNARD · OWNER AND CHIEF COMPLIANCE OFFICER · 5–10% · control person
  • ListedSHIPLEY, JEFFREY, HOWARD · OWNER · 5–10%
  • ListedSMITH, MAXWELL, TYLER · DIRECT OWNER · 5–10%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Private Wealth Management Group, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFAC 25434V708 $40.8M 9.47% 920,413 SH
2 DIMENSIONAL ETF TRUST DFAU 25434V104 $36.2M 8.39% 699,546 SH
3 DIMENSIONAL ETF TRUST DFGX 25434V575 $33.7M 7.81% 628,449 SH
4 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $24.0M 5.58% 407,486 SH
5 DIMENSIONAL ETF TRUST DFEM 25434V732 $22.2M 5.15% 545,827 SH
6 DIMENSIONAL ETF TRUST DFIC 25434V799 $21.3M 4.95% 572,745 SH
7 DIMENSIONAL ETF TRUST DFAI 25434V203 $18.9M 4.38% 457,785 SH
8 DIMENSIONAL ETF TRUST DFGR 25434V658 $17.8M 4.13% 614,542 SH
9 AMERICAN CENTY ETF TR AVDV 025072802 $14.3M 3.31% 138,308 SH
10 AMERICAN CENTY ETF TR AVUV 025072877 $14.2M 3.28% 113,442 SH
11 DIMENSIONAL ETF TRUST DFUS 25434V401 $14.1M 3.28% 172,340 SH
12 DIMENSIONAL ETF TRUST DFSV 25434V815 $12.4M 2.87% 318,987 SH
13 SPDR SERIES TRUST MDYV 78464A839 $10.4M 2.42% 109,869 SH
14 APPLE INC AAPL 037833100 $9.4M 2.18% 32,422 SH
15 DIMENSIONAL ETF TRUST DISV 25434V781 $8.9M 2.06% 221,089 SH
16 ISHARES TR MUB 464288414 $7.1M 1.64% 65,597 SH
17 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $6.5M 1.51% 55,741 SH
18 ISHARES TR SUB 464288158 $5.2M 1.22% 49,225 SH
19 J P MORGAN EXCHANGE TRADED F JMUB 46641Q647 $5.1M 1.18% 100,446 SH
20 DIMENSIONAL ETF TRUST DFAT 25434V609 $4.8M 1.13% 69,376 SH
21 INVESCO QQQ TR QQQ 46090E103 $4.1M 0.95% 5,544 SH
22 VANGUARD INDEX FDS VTI 922908769 $3.7M 0.87% 10,121 SH
23 VANGUARD MALVERN FDS VTIP 922020805 $3.4M 0.78% 67,185 SH
24 VANGUARD TAX-MANAGED FDS VEA 921943858 $2.7M 0.62% 37,789 SH
25 ISHARES TR IGIB 464288638 $2.7M 0.62% 50,516 SH
26 AMERICAN CENTY ETF TR AVUS 025072885 $2.7M 0.62% 20,826 SH
27 NVIDIA CORPORATION NVDA 67066G104 $2.6M 0.60% 12,892 SH
28 JOHNSON & JOHNSON JNJ 478160104 $2.5M 0.59% 10,022 SH
29 AMERICAN CENTY ETF TR AVEM 025072604 $2.5M 0.57% 25,672 SH
30 AMERICAN CENTY ETF TR AVDE 025072703 $2.3M 0.53% 25,492 SH
31 MICROSOFT CORP MSFT 594918104 $2.1M 0.49% 5,690 SH
32 DIMENSIONAL ETF TRUST DFSU 25434V716 $1.9M 0.44% 40,482 SH
33 ISHARES TR IVE 464287408 $1.6M 0.38% 7,164 SH
34 ALPHABET INC GOOGL 02079K305 $1.6M 0.36% 4,389 SH
35 SELECT SECTOR SPDR TR XLI 81369Y704 $1.5M 0.34% 7,889 SH
36 PRINCETON BANCORP INC BPRN 74179A107 $1.4M 0.33% 37,741 SH
37 ISHARES TR ESGD 46435G516 $1.3M 0.31% 13,123 SH
38 ISHARES TR IVW 464287309 $1.3M 0.31% 9,588 SH
39 ISHARES TR SUSC 46435G193 $1.3M 0.30% 55,901 SH
40 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.3M 0.29% 2,506 SH
41 SPDR SERIES TRUST SLYV 78464A300 $1.2M 0.27% 10,649 SH
42 ISHARES TR IJH 464287507 $1.1M 0.26% 14,635 SH
43 ISHARES TR SLQD 46434V100 $1.1M 0.26% 22,105 SH
44 VANGUARD BD INDEX FDS BND 921937835 $1.0M 0.24% 14,095 SH
45 AMAZON COM INC AMZN 023135106 $1.0M 0.24% 4,286 SH
46 ISHARES TR EFA 464287465 $1.0M 0.23% 9,715 SH
47 ISHARES TR BGRN 46435U440 $1.0M 0.23% 21,250 SH
48 ISHARES TR STIP 46429B747 $912.7K 0.21% 8,934 SH
49 APPLIED MATLS INC AMAT 038222105 $892.2K 0.21% 1,234 SH
50 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $844.6K 0.20% 1,131 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-27 $431.0M 1,472 0002011342-26-000003
2026-03-31 2026-04-23 $380.8M 1,442 0002011342-26-000002
2025-12-31 2026-01-23 $374.4M 1,482 0002011342-26-000001
Filer Information
Address
512 EXECUTIVE DRIVE
PRINCETON, NJ 08540
Phone
(609) 921-7002
Filing Manager
Private Wealth Management Group, LLC
PRINCETON, NJ
Signatory
Alan Gilmore
Attorney