Balanced Rock Investment Advisors LLC — 13F Holdings & Portfolio

CIK 2011851 · latest 13F-HR filed 2026-08-17

Balanced Rock Investment Advisors LLC manages $160.3M in 13F-reported U.S. long-equity assets across 102 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFSI (6.21%), EVTR (5.35%), RAFE (4.56%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 9 new positions and exited 3; 65 existing positions rose in reported value and 14 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$160.3M

Long-equity book

Holdings

102

Distinct positions

Period

2026-06-30

Filed 2026-08-17

Q/Q Activity

+9 / −3 / ↑65 / ↓14

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

DFSI6.2% · +3%EVTR5.4% · +10%RAFE4.6% · +2%USXF4.2% · -6%SPHQ3.8% · -1%ESGU3.7% · -0%DMXF3.3% · +1%DFGR3.2% · -0%VGLT2.9% · +148%ESGD2.8% · -2%DFSE2.5% · -8%LTPZ2.4% · +22%HYXF2.3% · +10%VCRM2.3% · +2%VSGX2.2% · -4%EUSB1.9% · +3%VGSR1.8% · +1%IMCG1.8% · new JCPI1.8% · +12%DFIP1.8% · +12%NULV1.7% · -5%BNDX1.7% · +6%VV1.6% · -5%EAGG1.6% · -2%EMXF1.5% · -5%VEA1.4% · +0%VO1.2% · +288%MGK1.1% · +380%DFSU1.0% · +9%XJH1.0% · -17%AAPL0.9% · +66%JPIB0.9% · +7%TD0.9% · -14%ESGV0.9% · -6%ESGE0.9% · -7%VTIP0.8% · -47%DFAI0.8% · +1%SCHO0.6% · -39%JSMD0.6% · +19%GOOGL0.6% · +5%ESML0.6% · -18%VTV0.6% · -1%CGW0.5% · +10%ICLN0.5% · -13%NVDA0.5% · +33%C0.5% · -8%BUD0.5% · +0%DFAE0.5% · -4%BND0.5% · -34%GM0.4% · -2%VB0.4% · -4%GILD0.4% · +1%MSFT0.4% · +33%VUG0.4% · +498%PAGS0.4% · +11%FPEI0.4% · +8%CRTO0.4% · +40%VWO0.4% · +1%PFXF0.4% · +6%FSMD0.4% · +5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 13, 2026.

Assets Under Management

$193.2M

Discretionary

$193.2M

Employees

Accounts

834

Address

4238 WASHINGTON STREET
SUITE 311
ROSLINDALE, MA 02131

Phone

(617) 971-8323

Website

WWW.YELP.COM/BIZ/BALANCED-ROCK-INVESTMENT-ADVISORS-ROSLINDALE
BALANCEDROCKINVESTMENTADVISORS.COM
WWW.FACEBOOK.COM/BALANCEDROCKIA

Name	Title / Status	Ownership	Type
FLANNERY, DANIEL, MACLAY Control	PRESIDENT, PORTFOLIO MANAGER since Mar 2011	75% or more	Individual
HIGGINS, THOMAS, JOSEPH Control	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER since Mar 2023	Less than 5%	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

VANGUARD SCOTTSDALE FDS$2.8M +146.9%
PIMCO EQUITY SER$1.1M +17.9%
ISHARES TR$1.0M +17.7%
INVESCO EXCHANGE TRADED FD T$935.1K +18.2%
DIMENSIONAL ETF TRUST$889.9K +9.8%

Show all 65 →

Top Trims

VANGUARD WHITEHALL FDS-$1.7M -75.6%
VANGUARD MALVERN FDS-$1.1M -46.3%
SCHWAB STRATEGIC TR-$685.4K -39.7%
VANGUARD BD INDEX FDS-$387.1K -34.7%
ISHARES TR-$104.6K -32.1%

Show all 14 →

New Positions

Show all 9 →

Exited Positions

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#	Issuer	Symbol	CUSIP	Value	Δ

Balanced Rock Investment Advisors LLC Holdings (2026-06-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	DIMENSIONAL ETF TRUST	DFSI	25434V690	$10.0M	6.21%	220,624	SH
2	MORGAN STANLEY ETF TRUST	EVTR	61774R841	$8.6M	5.35%	169,176	SH
3	PIMCO EQUITY SER	RAFE	72201T342	$7.3M	4.56%	152,855	SH
4	ISHARES TR	USXF	46436E767	$6.8M	4.22%	97,385	SH
5	INVESCO EXCHANGE TRADED FD T	SPHQ	46137V241	$6.1M	3.79%	67,413	SH
6	ISHARES TR	ESGU	46435G425	$5.9M	3.67%	35,948	SH
7	ISHARES TR	DMXF	46436E759	$5.3M	3.32%	62,987	SH
8	DIMENSIONAL ETF TRUST	DFGR	25434V658	$5.1M	3.17%	175,340	SH
9	VANGUARD SCOTTSDALE FDS	VGLT	92206C847	$4.7M	2.95%	85,607	SH
10	ISHARES TR	ESGD	46435G516	$4.5M	2.82%	43,951	SH
11	DIMENSIONAL ETF TRUST	DFSE	25434V682	$4.0M	2.49%	81,686	SH
12	PIMCO ETF TR	LTPZ	72201R304	$3.8M	2.35%	74,537	SH
13	ISHARES TR	HYXF	46435G441	$3.7M	2.33%	80,019	SH
14	VANGUARD MUN BD FDS	VCRM	922907712	$3.7M	2.31%	48,515	SH
15	VANGUARD WORLD FD	VSGX	921910725	$3.6M	2.25%	43,732	SH
16	ISHARES TR	EUSB	46436E619	$3.1M	1.92%	70,839	SH
17	MANAGER DIRECTED PORTFOLIOS	VGSR	56170L695	$2.9M	1.84%	258,929	SH
18	ISHARES TR	IMCG	464288307	$2.9M	1.83%	29,812	SH
19	J P MORGAN EXCHANGE TRADED F	JCPI	46654Q104	$2.9M	1.79%	59,890	SH
20	DIMENSIONAL ETF TRUST	DFIP	25434V856	$2.8M	1.78%	69,050	SH
21	NUSHARES ETF TR	NULV	67092P300	$2.7M	1.71%	54,965	SH
22	VANGUARD CHARLOTTE FDS	BNDX	92203J407	$2.7M	1.68%	55,534	SH
23	VANGUARD INDEX FDS	VV	922908637	$2.6M	1.63%	7,579	SH
24	ISHARES TR	EAGG	46435U549	$2.6M	1.59%	53,828	SH
25	ISHARES TR	EMXF	46436E742	$2.4M	1.50%	41,421	SH
26	VANGUARD TAX-MANAGED FDS	VEA	921943858	$2.2M	1.38%	31,060	SH
27	VANGUARD INDEX FDS	VO	922908629	$1.9M	1.20%	23,854	SH
28	VANGUARD WORLD FD	MGK	921910816	$1.7M	1.07%	19,462	SH
29	DIMENSIONAL ETF TRUST	DFSU	25434V716	$1.5M	0.97%	33,229	SH
30	ISHARES TR	XJH	46436E551	$1.5M	0.96%	29,570	SH
31	APPLE INC	AAPL	037833100	$1.5M	0.93%	5,128	SH
32	J P MORGAN EXCHANGE TRADED F	JPIB	46641Q852	$1.5M	0.91%	30,284	SH
33	TORONTO DOMINION BK ONT	TD	891160509	$1.4M	0.89%	11,776	SH
34	VANGUARD WORLD FD	ESGV	921910733	$1.4M	0.88%	10,696	SH
35	ISHARES INC	ESGE	46434G863	$1.4M	0.86%	25,159	SH
36	VANGUARD MALVERN FDS	VTIP	922020805	$1.3M	0.79%	25,138	SH
37	DIMENSIONAL ETF TRUST	DFAI	25434V203	$1.2M	0.76%	29,590	SH
38	SCHWAB STRATEGIC TR	SCHO	808524862	$1.0M	0.65%	43,116	SH
39	JANUS DETROIT STR TR	JSMD	47103U209	$929.5K	0.58%	9,181	SH
40	ALPHABET INC	GOOGL	02079K305	$920.7K	0.57%	2,576	SH
41	ISHARES TR	ESML	46435U663	$890.9K	0.56%	15,928	SH
42	VANGUARD INDEX FDS	VTV	922908744	$887.4K	0.55%	4,072	SH
43	INVESCO EXCH TRADED FD TR II	CGW	46138E263	$830.4K	0.52%	12,634	SH
44	ISHARES TR	ICLN	464288224	$819.0K	0.51%	39,972	SH
45	NVIDIA CORPORATION	NVDA	67066G104	$815.0K	0.51%	4,073	SH
46	CITIGROUP INC	C	172967424	$757.2K	0.47%	5,410	SH
47	ANHEUSER BUSCH INBEV SA NV	BUD	03524A108	$753.1K	0.47%	9,140	SH
48	DIMENSIONAL ETF TRUST	DFAE	25434V302	$730.7K	0.46%	18,172	SH
49	VANGUARD BD INDEX FDS	BND	921937835	$728.6K	0.45%	9,925	SH
50	GENERAL MTRS CO	GM	37045V100	$695.6K	0.43%	9,025	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-08-17	$160.3M	102	0002011851-26-000003
2026-03-31	2026-05-13	$142.6M	96	0002011851-26-000002
2025-12-31	2026-02-13	$140.7M	92	0002011851-26-000001
2025-09-30	2025-11-14	$136.8M	96	0002011851-25-000008

Filer Information

Address

4238 WASHINGTON ST
STE 311
ROSLINDALE, MA 02131

Phone

(617) 971-8323

Filing Manager

Balanced Rock Investment Advisors LLC

ROSLINDALE, MA

Signatory

Thomas Higgins

Chief Compliance Officer