Richmond Investment Services, LLC — 13F Holdings & Portfolio
CIK 2031991 · latest 13F-HR filed 2026-07-27
Richmond Investment Services, LLC manages $316.1M in 13F-reported U.S. long-equity assets across 145 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IWL (12.77%), QQQ (8.60%), SPYM (6.86%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions and exited 125; 8 existing positions rose in reported value and 119 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-27
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 51.3%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Aug 10, 2026.
MEQUON, WI 53097-3217
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| RICHMOND, MATTHEW, RILEY Control | PRINCIPAL/CEO/CCO since Sep 2006 | 75% or more | Individual |
Ownership & leadership changes · 1 filing with changes since Jan 8, 2024
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedBecker, Christopher, Allen · CCO · Less than 5% · control person · listed since Jul 2023
- ChangedRICHMOND, MATTHEW, RILEY · title PRINCIPAL/CEO → PRINCIPAL/CEO/CCO
- ListedBecker, Christopher, Allen · CCO · Less than 5% · control person
- ListedRICHMOND, MATTHEW, RILEY · PRINCIPAL/CEO · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- FIRST TR EXCHANGE TRADED FD$6.6M +608.5%
- TRUST FOR PROFESSIONAL MANAG$2.2M +417.7%
- J P MORGAN EXCHANGE TRADED F$1.1M +202.1%
- CAPITAL GROUP CORE BALANCED$715.6K +63.8%
- SANDISK CORP$501.1K +219.1%
Top Trims
- ISHARES TR-$25.4M -38.7%
- VANECK ETF TRUST-$19.4M -66.2%
- SPDR SERIES TRUST-$14.3M -39.7%
- VANECK ETF TRUST-$13.4M -57.3%
- INVESCO QQQ TR-$12.8M -32.0%
New Positions
- FAETH THERAPEUTICS INC$2.0M
- INVESCO EXCH TRADED FD TR II$761.4K
- J P MORGAN EXCHANGE TRADED F$721.3K
- INVESCO EXCH TRADED FD TR II$642.2K
- COLUMBIA ETF TR I$604.5K
Exited Positions
- ISHARES TR$2.7M
- ISHARES TR$2.5M
- ISHARES TR$2.5M
- ISHARES TR$2.2M
- VANGUARD SCOTTSDALE FDS$1.9M
Richmond Investment Services, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IWL | 464289446 | $40.3M | 12.77% | 218,146 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $27.2M | 8.60% | 36,921 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $21.7M | 6.86% | 246,875 | SH |
| 4 | VANECK ETF TRUST | SMH | 92189F676 | $13.6M | 4.30% | 20,703 | SH |
| 5 | JANUS DETROIT STR TR | VNLA | 47103U886 | $11.4M | 3.61% | 233,710 | SH |
| 6 | VANECK ETF TRUST | GDX | 92189F106 | $10.0M | 3.16% | 132,416 | SH |
| 7 | VANECK ETF TRUST | MOAT | 92189F643 | $9.9M | 3.14% | 95,348 | SH |
| 8 | FIRST TR EXCHANGE-TRADED ALP | FYC | 33737M300 | $9.8M | 3.11% | 77,150 | SH |
| 9 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $9.5M | 3.01% | 220,506 | SH |
| 10 | INVESCO ACTIVELY MANAGED EXC | GTO | 46090A804 | $8.8M | 2.79% | 187,970 | SH |
| 11 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $8.3M | 2.61% | 148,647 | SH |
| 12 | FIRST TR EXCHANGE TRADED FD | AIRR | 33738R704 | $7.7M | 2.43% | 57,648 | SH |
| 13 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $7.0M | 2.21% | 72,414 | SH |
| 14 | RBB FUND TRUST | FEOE | 75526L878 | $6.9M | 2.19% | 129,484 | SH |
| 15 | SPDR SERIES TRUST | SPSM | 78468R853 | $6.6M | 2.08% | 113,750 | SH |
| 16 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $5.6M | 1.77% | 66,721 | SH |
| 17 | FIRST TR EXCHNG TRADED FD VI | BUFZ | 33740U729 | $4.8M | 1.51% | 170,429 | SH |
| 18 | VANGUARD INDEX FDS | VUG | 922908736 | $4.6M | 1.46% | 53,583 | SH |
| 19 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $4.5M | 1.44% | 90,283 | SH |
| 20 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $3.8M | 1.21% | 77,430 | SH |
| 21 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $3.6M | 1.14% | 7,183 | SH |
| 22 | APPLE INC | AAPL | 037833100 | $3.2M | 1.00% | 10,968 | SH |
| 23 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $3.1M | 0.99% | 4,184 | SH |
| 24 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.0M | 0.95% | 15,046 | SH |
| 25 | FIRST TR EXCHNG TRADED FD VI | BUFQ | 33740U752 | $2.9M | 0.91% | 73,226 | SH |
| 26 | TRUST FOR PROFESSIONAL MANAG | CLSE | 89834G760 | $2.7M | 0.87% | 80,356 | SH |
| 27 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $2.5M | 0.80% | 48,869 | SH |
| 28 | ISHARES INC | IEMG | 46434G103 | $2.3M | 0.72% | 27,427 | SH |
| 29 | FIRST TR EXCHNG TRADED FD VI | BUFD | 33740U703 | $2.2M | 0.70% | 73,967 | SH |
| 30 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $2.1M | 0.67% | 11,159 | SH |
| 31 | FAETH THERAPEUTICS INC | FTH | 81728A207 | $2.0M | 0.63% | 79,731 | SH |
| 32 | AMAZON COM INC | AMZN | 023135106 | $2.0M | 0.63% | 8,300 | SH |
| 33 | VANGUARD INDEX FDS | VTI | 922908769 | $2.0M | 0.62% | 5,333 | SH |
| 34 | CAPITAL GROUP CORE BALANCED | CGBL | 14021D107 | $1.8M | 0.58% | 48,393 | SH |
| 35 | VANGUARD INDEX FDS | VO | 922908629 | $1.8M | 0.56% | 22,132 | SH |
| 36 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $1.7M | 0.54% | 30,378 | SH |
| 37 | ALPHABET INC | GOOGL | 02079K305 | $1.7M | 0.53% | 4,723 | SH |
| 38 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $1.5M | 0.49% | 22,598 | SH |
| 39 | INVESCO EXCH TRD SLF IDX FD | BSCR | 46138J783 | $1.4M | 0.45% | 71,745 | SH |
| 40 | FIRST TR EXCHANGE TRADED FD | FV | 33738R605 | $1.2M | 0.38% | 16,031 | SH |
| 41 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $1.2M | 0.38% | 12,627 | SH |
| 42 | PRINCIPAL EXCHANGE TRADED FD | USMC | 74255Y870 | $1.2M | 0.37% | 15,765 | SH |
| 43 | VERTIV HOLDINGS CO | VRT | 92537N108 | $1.2M | 0.37% | 3,460 | SH |
| 44 | MICROSOFT CORP | MSFT | 594918104 | $1.1M | 0.36% | 3,077 | SH |
| 45 | ALPHABET INC | GOOG | 02079K107 | $1.1M | 0.36% | 3,217 | SH |
| 46 | SPDR GOLD TR | GLD | 78463V107 | $1.1M | 0.36% | 3,057 | SH |
| 47 | VANGUARD INDEX FDS | VTV | 922908744 | $1.1M | 0.35% | 5,125 | SH |
| 48 | SPDR SERIES TRUST | BIL | 78468R663 | $1.1M | 0.34% | 11,874 | SH |
| 49 | INVESCO EXCH TRD SLF IDX FD | BSCS | 46138J643 | $1.0M | 0.32% | 50,126 | SH |
| 50 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $962.1K | 0.30% | 11,869 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-27 | $316.1M | 145 | 0002085853-26-000873 |
| 2026-03-31 | 2026-04-29 | $618.8M | 255 | 0002085853-26-000531 |
| 2025-12-31 | 2026-02-12 | $578.5M | 235 | 0002085853-26-000262 |
MEQUON, WI 53097