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Tandem Financial, LLC — 13F Holdings & Portfolio

CIK 2049157 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Tandem Financial, LLC manages $332.4M in 13F-reported U.S. long-equity assets across 101 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (11.45%), BIV (7.12%), QQQ (6.38%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions, exited 2, added to 52, and trimmed 17.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
8400 E PRENTICE AVENUE
SUITE 1360
GREENWOOD VILLAGE, CO 80111
Phone
(720) 845-5700
Filing Manager
Tandem Financial, LLC
GREENWOOD VILLAGE, CO
Signatory
Tammi Ellis
Compliance Consultant
Loading holdings…
AUM

$332.4M

Long-equity book

Holdings

101

Distinct positions

Period

2026-06-30

Filed 2026-08-14

Q/Q Activity

+7 / −2 / ↑52 / ↓17

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANGUARD TAX-MANAGED FDS$4.6M +34.4%
  • ISHARES TR$2.6M +30.6%
  • VANECK ETF TRUST$2.5M +37.2%
  • VANGUARD INTL EQUITY INDEX F$2.5M +75.5%
  • STATE STR SPDR S&P 500 ETF T$2.3M +19.8%
Show all 52 →

Top Trims

  • ISHARES TR-$4.4M -10.4%
  • GOLDMAN SACHS PHYSICAL GOLD-$2.7M -48.9%
  • VANECK ETF TRUST-$2.5M -16.2%
  • J P MORGAN EXCHANGE TRADED F-$1.6M -20.2%
  • ISHARES TR-$818.2K -10.9%
Show all 17 →

New Positions

  • VANGUARD SCOTTSDALE FDS$681.5K
  • ADVANCED MICRO DEVICES INC$285.8K
  • VICTORY CAP HLDGS INC DEL$255.0K
  • INVESCO EXCH TRADED FD TR II$221.7K
  • VANGUARD INDEX FDS$202.0K
Show all 7 →

Exited Positions

  • SPDR SERIES TRUST$2.8M
  • ISHARES SILVER TR$274.9K
Show all 2 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $38.1M 11.45% 50,823 SH
2 VANGUARD BD INDEX FDS BIV 921937819 $23.7M 7.12% 308,414 SH
3 INVESCO QQQ TR Put QQQ 46090E103 $21.2M 6.38% 28,800 PRN
4 VANGUARD TAX-MANAGED FDS VEA 921943858 $18.0M 5.40% 251,962 SH
5 SCHWAB STRATEGIC TR FNDE 808524730 $14.1M 4.23% 354,450 SH
6 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $13.6M 4.10% 18,217 SH
7 INVESCO QQQ TR QQQ 46090E103 $13.5M 4.06% 18,293 SH
8 VANECK ETF TRUST GDX 92189F106 $12.9M 3.87% 170,681 SH
9 ISHARES TR IMCG 464288307 $11.1M 3.33% 112,506 SH
10 VANECK ETF TRUST CLOI 92189H748 $9.4M 2.82% 177,333 SH
11 QUANTA SVCS INC PWR 74762E102 $7.4M 2.22% 10,242 SH
12 ISHARES TR ILCV 464288109 $6.7M 2.02% 66,287 SH
13 VANGUARD SCOTTSDALE FDS VGLT 92206C847 $6.6M 1.98% 119,004 SH
14 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $6.3M 1.89% 86,719 SH
15 INVESCO EXCH TRD SLF IDX FD IUS 46138J742 $6.1M 1.84% 93,281 SH
16 VANGUARD INTL EQUITY INDEX F VWO 922042858 $5.8M 1.76% 97,845 SH
17 J P MORGAN EXCHANGE TRADED F JBND 46654Q716 $5.8M 1.75% 108,756 SH
18 ISHARES TR IWM 464287655 $5.0M 1.51% 16,741 SH
19 VANGUARD CHARLOTTE FDS BNDX 92203J407 $4.9M 1.48% 101,802 SH
20 ISHARES TR IWF 464287614 $4.9M 1.48% 39,682 SH
21 ISHARES TR IWD 464287598 $4.5M 1.37% 18,731 SH
22 GOLDMAN SACHS ETF TR GPIQ 38149W630 $4.3M 1.29% 72,476 SH
23 DIMENSIONAL ETF TRUST DFAU 25434V104 $4.1M 1.24% 80,002 SH
24 VANGUARD INDEX FDS VB 922908751 $3.9M 1.16% 12,742 SH
25 GOLDMAN SACHS ETF TR GPIX 38149W622 $3.8M 1.14% 68,093 SH
26 SPDR GOLD TR GLD 78463V107 $3.7M 1.13% 10,175 SH
27 ISHARES TR ITA 464288760 $3.1M 0.94% 12,927 SH
28 TCW ETF TRUST FLXR 29287L700 $2.9M 0.89% 75,140 SH
29 DIMENSIONAL ETF TRUST DFAC 25434V708 $2.9M 0.87% 65,535 SH
30 GOLDMAN SACHS PHYSICAL GOLD AAAU 38150K103 $2.8M 0.85% 71,050 SH
31 MICROSOFT CORP MSFT 594918104 $2.7M 0.81% 7,259 SH
32 DIMENSIONAL ETF TRUST DFIC 25434V799 $2.6M 0.79% 70,203 SH
33 PHILIP MORRIS INTL INC PM 718172109 $2.6M 0.78% 14,238 SH
34 APPLE INC AAPL 037833100 $2.5M 0.76% 8,712 SH
35 MP MATERIALS CORP MP 553368101 $2.4M 0.71% 42,076 SH
36 DIMENSIONAL ETF TRUST DFAE 25434V302 $2.3M 0.70% 57,896 SH
37 VICTORY PORTFOLIOS II UBND 92647X863 $2.3M 0.69% 106,198 SH
38 SPROTT FDS TR URNM 85208P303 $2.2M 0.67% 42,667 SH
39 ALPS ETF TR AMLP 00162Q452 $1.8M 0.55% 35,267 SH
40 ALPHABET INC GOOGL 02079K305 $1.5M 0.46% 4,273 SH
41 FIRST TR EXCHANGE-TRADED FD KNG 33739Q705 $1.5M 0.45% 29,851 SH
42 NUVEEN MUN VALUE FD INC NUV 670928100 $1.4M 0.42% 152,594 SH
43 J P MORGAN EXCHANGE TRADED F JMUB 46641Q647 $1.4M 0.41% 26,854 SH
44 TIDAL TRUST I GRNY 886364231 $1.3M 0.41% 48,731 SH
45 VANGUARD INDEX FDS VUG 922908736 $1.3M 0.40% 15,630 SH
46 DIMENSIONAL ETF TRUST DUHP 25434V831 $1.3M 0.40% 31,595 SH
47 ALPHABET INC GOOG 02079K107 $1.3M 0.39% 3,665 SH
48 FIRST TR EXCHANGE-TRADED FD EMLP 33738D101 $1.2M 0.37% 28,153 SH
49 GLOBAL X FDS MLPX 37954Y293 $1.2M 0.37% 16,516 SH
50 VANECK ETF TRUST PFXF 92189F429 $1.2M 0.36% 67,946 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $332.4M 101 0001420506-26-001637
2026-03-31 2026-05-08 $314.3M 98 0001420506-26-000867
2025-12-31 2026-02-10 $83.4M 49 0001420506-26-000250