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Uniting Wealth Partners, LLC — 13F Holdings & Portfolio

CIK 2056414 · latest 13F-HR filed 2026-08-06

Backtest portfolio

Uniting Wealth Partners, LLC manages $492.5M in 13F-reported U.S. long-equity assets across 207 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are WMT (18.21%), RDVY (4.58%), OCTB (2.82%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 20 new positions and exited 18; 86 existing positions rose in reported value and 49 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$492.5M

Long-equity book

Holdings
207

Distinct positions

Period
2026-06-30

Filed 2026-08-06

Q/Q Activity
+20 / −18 / ↑86 / ↓49

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
WMT18.2% · -1%RDVY4.6% · +3%OCTB2.8% · +1%BUFR2.8% · +2%ACIO2.6% · -15%JULB2.4% · -16%SCIO2.3% · +98%VCIT2.2% · +5%NVDA2.1% · -19%JANB2.1% · +2%CHRW2.0% · +24%MSTB1.6% · +1%SDVY1.6% · -1%SCHD1.5% · +3%MU1.5% · +6%WCMI1.5% · +38%PPA1.4% · -2%PVAL1.4% · +2%KBWB1.4% · newSPYM1.4% · +2%XMMO1.3% · -0%DLMY1.3% · newXOM1.2% · -2%AAPL1.2% · -6%SCHG1.2% · -6%FPE1.1% · +8%JMUB1.1% · -3%GDX1.0% · +3%NOBL0.9% · +95%HMOP0.9% · -6%JUCY0.9% · +4%DRSK0.8% · -66%FMB0.8% · +4%APLD0.8% · -0%FRDM0.8% · +1%DBEM0.8% · +2%MUNI0.8% · +107%UPRO0.7% · 0%DDOG0.7% · +588%MSFT0.7% · -20%JHPI0.7% · +4%IAU0.7% · +0%AMZN0.7% · -16%VOO0.6% · +1%KO0.6% · -0%TQQQ0.5% · 0%IJR0.4% · -12%AVUV0.4% · -4%BPRE0.4% · -24%AMD0.4% · -3%CRWV0.4% · +45%PLTR0.4% · -24%JPM0.3% · -4%PAVE0.3% · -4%TSLA0.3% · -16%AVGO0.3% · -14%MA0.3% · +1%BX0.3% · 0%JNJ0.3% · -5%ACWI0.3% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 42.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 26, 2026.

Assets Under Management
$934.6M
Discretionary
$928.7M
Employees
23
Accounts
2,337
Address
240 SAINT PAUL STREET
SUITE 300
DENVER, CO 80206
Phone
(720) 706-7180
Website
Name Title / Status Ownership Type
ECHELON WEALTH ADVISORS, LLC ControlOWNER
since Mar 2026
25–50%Domestic Entity
HUMMEL, JAY, WILLIAM ControlMANAGING PARTNER
since Aug 2024
Less than 5%Individual
PHOENIX, JOHN, GRAHAM ControlMANAGING PARTNER
since Aug 2024
Less than 5%Individual
PWM PARTNERCO, LLC ControlOWNER
since Mar 2026
25–50%Domestic Entity
RAKOWSKI, JILL, BOAT ControlCHIEF COMPLIANCE OFFICER
since Mar 2026
Less than 5%Individual
Shepherd, Scott, Henry ControlMANAGING PARTNER
since Aug 2024
Less than 5%Individual
WAGN INVESTMENT PARTNERS, LLC ControlOWNER
since Mar 2026
25–50%Domestic Entity
DOUGHERTY, RICHARD, A Control
Indirect owner via ECHELON WEALTH ADVISORS, LLC
OWNER
since Mar 2019
50–75%Individual
FISHER DOUGHERTY, ALECIA, BETH Control
Indirect owner via ECHELON WEALTH ADVISORS, LLC
OWNER
since Mar 2019
50–75%Individual
HADRAVA, RICK, MARLON Control
Indirect owner via PWM PARTNERCO, LLC
OWNER
since Mar 2026
25–50%Individual
HUMMEL, JAY, WILLIAM Control
Indirect owner via JHMCE, LLC
OWNER
since May 2019
50–75%Individual
JHMCE, LLC Control
Indirect owner via WEALTH ADVISOR GROWTH NETWORK
OWNER
since Oct 2019
50–75%Domestic Entity
KOONTZ, RANDY, SCOTT Control
Indirect owner via PWM PARTNERCO, LLC
OWNER
since Mar 2026
25–50%Individual
MCCALL EVE LLC Control
Indirect owner via JHMCE, LLC
OWNER
since Oct 2019
50–75%Domestic Entity
PHOENIX, JOHN, GRAHAM Control
Indirect owner via MCCALL EVE LLC
OWNER
since May 2019
75% or moreIndividual
Shepherd, Scott, Henry Control
Indirect owner via PWM PARTNERCO, LLC
OWNER
since Mar 2026
25–50%Individual
WEALTH ADVISOR GROWTH NETWORK Control
Indirect owner via WAGN INVESTMENT PARTNERS, LLC
OWNER
since Mar 2026
75% or moreDomestic Entity
Ownership & leadership changes · 3 filings with changes since Aug 29, 2024

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 25, 2026 filing
  • No longer listedHARRELL, KRISTY, SUE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2024
  • No longer listedPHOENIX, JOHN, GRAHAM · OWNER · 50–75% · indirect via JHMCE, LLC · control person · listed since May 2019
  • No longer listedWEALTH ADVISOR GROWTH NETWORK · OWNER · 75% or more · control person · listed since Jul 2024
  • AddedDOUGHERTY, RICHARD, A · OWNER · 50–75% · indirect via ECHELON WEALTH ADVISORS, LLC · control person
  • AddedECHELON WEALTH ADVISORS, LLC · OWNER · 25–50% · control person
  • AddedFISHER DOUGHERTY, ALECIA, BETH · OWNER · 50–75% · indirect via ECHELON WEALTH ADVISORS, LLC · control person
  • AddedHADRAVA, RICK, MARLON · OWNER · 25–50% · indirect via PWM PARTNERCO, LLC · control person
  • AddedKOONTZ, RANDY, SCOTT · OWNER · 25–50% · indirect via PWM PARTNERCO, LLC · control person
  • AddedMCCALL EVE LLC · OWNER · 50–75% · indirect via JHMCE, LLC · control person
  • AddedPHOENIX, JOHN, GRAHAM · OWNER · 75% or more · indirect via MCCALL EVE LLC · control person
  • AddedPWM PARTNERCO, LLC · OWNER · 25–50% · control person
  • AddedRAKOWSKI, JILL, BOAT · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedShepherd, Scott, Henry · OWNER · 25–50% · indirect via PWM PARTNERCO, LLC · control person
  • AddedWAGN INVESTMENT PARTNERS, LLC · OWNER · 25–50% · control person
  • AddedWEALTH ADVISOR GROWTH NETWORK · OWNER · 75% or more · indirect via WAGN INVESTMENT PARTNERS, LLC · control person
  • ChangedJHMCE, LLC · indirect via WEALTH ADVISOR GROWTH NETWORK: ownership 75% or more → 50–75%
Nov 22, 2024 filing
  • No longer listedSWENDIMAN, MATTHEW, ASHLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Aug 2024
  • AddedHARRELL, KRISTY, SUE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedHUMMEL, JAY, WILLIAM · title MANAGING DIRECTOR → MANAGING PARTNER
  • ChangedPHOENIX, JOHN, GRAHAM · title MANAGING DIRECTOR → MANAGING PARTNER
  • ChangedShepherd, Scott, Henry · title MANAGING DIRECTOR → MANAGING PARTNER
Sep 16, 2024 filing
  • ChangedSWENDIMAN, MATTHEW, ASHLEY · no longer a control person
Aug 29, 2024 filing (earliest on record)
  • ListedHUMMEL, JAY, WILLIAM · MANAGING DIRECTOR · Less than 5% · control person
  • ListedHUMMEL, JAY, WILLIAM · OWNER · 50–75% · indirect via JHMCE, LLC · control person
  • ListedJHMCE, LLC · OWNER · 75% or more · indirect via WEALTH ADVISOR GROWTH NETWORK · control person
  • ListedPHOENIX, JOHN, GRAHAM · MANAGING DIRECTOR · Less than 5% · control person
  • ListedPHOENIX, JOHN, GRAHAM · OWNER · 50–75% · indirect via JHMCE, LLC · control person
  • ListedSWENDIMAN, MATTHEW, ASHLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedShepherd, Scott, Henry · MANAGING DIRECTOR · Less than 5% · control person
  • ListedWEALTH ADVISOR GROWTH NETWORK · OWNER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Uniting Wealth Partners, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 WALMART INC WMT 931142103 $89.7M 18.21% 791,983 SH
2 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $22.5M 4.58% 278,026 SH
3 ETF SER SOLUTIONS OCTB 268961851 $13.9M 2.82% 511,229 SH
4 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $13.9M 2.81% 379,241 SH
5 ETF SER SOLUTIONS ACIO 26922A222 $12.9M 2.63% 280,213 SH
6 ETF SER SOLUTIONS JULB 268961869 $11.6M 2.35% 419,949 SH
7 FIRST TR EXCHANGE-TRADED FD SCIO 33738D770 $11.1M 2.26% 538,617 SH
8 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $11.1M 2.25% 134,062 SH
9 NVIDIA CORPORATION NVDA 67066G104 $10.3M 2.08% 51,228 SH
10 ETF SER SOLUTIONS JANB 268961885 $10.2M 2.08% 375,780 SH
11 C H ROBINSON WORLDWIDE IN CHRW 12541W209 $9.9M 2.01% 52,485 SH
12 ETF SER SOLUTIONS MSTB 26922B105 $8.0M 1.61% 185,415 SH
13 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $7.8M 1.59% 181,157 SH
14 SCHWAB STRATEGIC TR SCHD 808524797 $7.6M 1.55% 240,275 SH
15 MICRON TECHNOLOGY INC MU 595112103 $7.4M 1.50% 6,417 SH
16 FIRST TR EXCHANGE-TRADED FD WCMI 33733E732 $7.2M 1.46% 366,934 SH
17 INVESCO EXCHANGE TRADED FD T PPA 46137V100 $7.1M 1.44% 40,283 SH
18 PUTNAM ETF TRUST PVAL 746729300 $7.1M 1.44% 138,850 SH
19 INVESCO EXCH TRADED FD TR II KBWB 46138E628 $6.8M 1.39% 73,585 SH
20 SPDR SERIES TRUST SPYM 78464A854 $6.8M 1.38% 77,471 SH
21 INVESCO EXCHANGE TRADED FD T XMMO 46137V464 $6.5M 1.33% 38,457 SH
22 FIRST TR EXCHNG TRADED FD VI DLMY 33744U600 $6.4M 1.30% 214,729 SH
23 EXXON MOBIL CORP XOM 30231G102 $6.1M 1.23% 44,450 SH
24 APPLE INC AAPL 037833100 $5.8M 1.18% 20,038 SH
25 SCHWAB STRATEGIC TR SCHG 808524300 $5.7M 1.16% 168,879 SH
26 FIRST TR EXCH TRADED FD III FPE 33739E108 $5.6M 1.14% 313,744 SH
27 J P MORGAN EXCHANGE TRADED F JMUB 46641Q647 $5.3M 1.07% 104,293 SH
28 VANECK ETF TRUST GDX 92189F106 $5.0M 1.01% 66,163 SH
29 PROSHARES TR NOBL 74348A467 $4.6M 0.94% 82,467 SH
30 HARTFORD FDS EXCHANGE TRADED HMOP 41653L503 $4.5M 0.92% 115,131 SH
31 ETF SER SOLUTIONS JUCY 26922B642 $4.4M 0.88% 198,153 SH
32 ETF SER SOLUTIONS DRSK 26922A388 $4.1M 0.84% 144,002 SH
33 FIRST TR EXCH TRADED FD III FMB 33739N108 $4.0M 0.81% 77,578 SH
34 APPLIED DIGITAL CORP APLD 038169207 $4.0M 0.81% 106,727 SH
35 EA SERIES TRUST FRDM 02072L607 $4.0M 0.80% 54,009 SH
36 DBX ETF TR DBEM 233051101 $3.7M 0.76% 91,099 SH
37 PIMCO ETF TR MUNI 72201R866 $3.7M 0.75% 70,249 SH
38 PROSHARES TR UPRO 74347X864 $3.7M 0.75% 26,000 SH
39 DATADOG INC DDOG 23804L103 $3.6M 0.73% 13,755 SH
40 MICROSOFT CORP MSFT 594918104 $3.5M 0.71% 9,413 SH
41 JOHN HANCOCK EXCHANGE TRADED JHPI 47804J776 $3.3M 0.67% 144,730 SH
42 ISHARES GOLD TR IAU 464285204 $3.2M 0.65% 42,652 SH
43 AMAZON COM INC AMZN 023135106 $3.2M 0.65% 13,440 SH
44 VANGUARD INDEX FDS VOO 922908363 $2.9M 0.59% 4,236 SH
45 COCA COLA CO KO 191216100 $2.8M 0.58% 34,687 SH
46 PROSHARES TR TQQQ 74347X831 $2.3M 0.46% 28,000 SH
47 ISHARES TR IJR 464287804 $2.2M 0.44% 14,517 SH
48 AMERICAN CENTY ETF TR AVUV 025072877 $2.1M 0.42% 16,474 SH
49 BLUEROCK PVT REAL ESTATE FD BPRE 09631P102 $2.0M 0.41% 153,712 SH
50 ADVANCED MICRO DEVICES INC AMD 007903107 $1.9M 0.39% 3,288 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-06 $492.5M 207 0001951757-26-001135
2026-03-31 2026-04-22 $469.7M 205 0001951757-26-000696
2025-12-31 2026-02-13 $326.2M 153 0001951757-26-000429
Filer Information
Address
240 SAINT PAUL STREET
SUITE 300
DENVER, CO 80206
Phone
(479) 903-7111
Filing Manager
Uniting Wealth Partners, LLC
DENVER, CO
Signatory
Jill Rakowski
Chief Compliance Officer