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CLG LLC — 13F Holdings & Portfolio

CIK 2059872 · latest 13F-HR filed 2026-10-13

Backtest portfolio

CLG LLC manages $480.6M in 13F-reported U.S. long-equity assets across 148 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (16.51%), DLN (8.95%), AAPL (5.19%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 10 new positions and exited 18; 39 existing positions rose in reported value and 52 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$480.6M

Long-equity book

Holdings
148

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+10 / −18 / ↑39 / ↓52

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
IVV16.5% · -3%DLN9.0% · -4%AAPL5.2% · -1%FENI5.2% · +559%FBCG3.9% · +27%PYLD3.7% · +25%CGGR3.5% · +1%CGDV3.0% · +26%CVX2.9% · -12%CGBL2.5% · +10%AAAU2.4% · +3%ECHO2.4% · newCGGO2.1% · +101%DFCF1.6% · +10%BRK.B1.4% · -2%GDX1.4% · +45%DFUS1.4% · 0%RDVY1.2% · -20%CGXU1.1% · +3%MSFT1.1% · -6%DFLV1.0% · +2%DFAI1.0% · +2%DFAS0.9% · -7%PATN0.9% · newNVDA0.9% · -0%CGCP0.9% · +15%DFIV0.8% · +2%SMH0.8% · +52%DARP0.8% · -17%GOOG0.8% · -1%AMZN0.7% · -2%FESM0.7% · -34%IQLT0.7% · +10%WTIP0.7% · newREMX0.7% · +1%CGMS0.7% · +14%VNLA0.6% · +13%JHAI0.6% · newCAOS0.5% · -12%GOOGL0.5% · +1%IVE0.5% · -2%FVD0.5% · -2%CGDG0.4% · +16%DFIS0.4% · +1%FDVV0.4% · +1%CGIE0.4% · +3%CGSD0.4% · -20%XOM0.4% · -1%MU0.3% · +0%UNP0.3% · +0%INTC0.3% · -1%ROK0.3% · 0%LRCX0.2% · -1%VOO0.2% · -1%CGGE0.2% · +8%VT0.2% · +9%VZ0.2% · -4%BOXX0.2% · +2%COST0.2% · +0%CGUS0.2% · +8%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 55.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 3, 2026.

Assets Under Management
$1.12B
Discretionary
$1.10B
Employees
35
Accounts
2,771
Address
4821 E 2ND STREET
LONG BEACH, CA 90803
Phone
(310) 329-5150
Website
Name Title / Status Ownership Type
CARR, ELIZABETH, ANN ControlCHIEF COMPLIANCE OFFICER
since Sep 2016
Less than 5%Individual
CLG HOLDING COMPANY, LLC ControlMANAGING MEMBER
since Sep 2016
75% or moreDomestic Entity
CARR, ELIZABETH, ANN
Indirect owner via CLG HOLDING COMPANY, LLC
PARTNER
since Aug 2016
General partner, trustee or managerIndividual
CARTWRIGHT, JOHN, DAVID
Indirect owner via CLG HOLDING COMPANY, LLC
PARTNER
since Aug 2016
General partner, trustee or managerIndividual
ECKENRODE, PAMELA, CARTWRIGHT
Indirect owner via CLG HOLDING COMPANY, LLC
PARTNER
since Aug 2016
General partner, trustee or managerIndividual
EHMANN, KURT, ROBERT
Indirect owner via CLG HOLDING COMPANY, LLC
PARTNER
since Aug 2016
General partner, trustee or managerIndividual
EHMANN, SARAH, CARTWRIGHT
Indirect owner via CLG HOLDING COMPANY, LLC
PARTNER
since Aug 2016
General partner, trustee or managerIndividual
Ownership & leadership changes · 3 filings with changes since Sep 9, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 9, 2026 filing
  • No longer listedCARTWRIGHT, JANICE, GIBSON · PARTNER · General partner, trustee or manager · indirect via CLG HOLDING COMPANY, LLC · listed since Aug 2016
Sep 22, 2023 filing
  • AddedCARR, ELIZABETH, ANN · PARTNER · General partner, trustee or manager · indirect via CLG HOLDING COMPANY, LLC
  • AddedCARTWRIGHT, JANICE, GIBSON · PARTNER · General partner, trustee or manager · indirect via CLG HOLDING COMPANY, LLC
  • AddedCARTWRIGHT, JOHN, DAVID · PARTNER · General partner, trustee or manager · indirect via CLG HOLDING COMPANY, LLC
  • AddedECKENRODE, PAMELA, CARTWRIGHT · PARTNER · General partner, trustee or manager · indirect via CLG HOLDING COMPANY, LLC
  • AddedEHMANN, KURT, ROBERT · PARTNER · General partner, trustee or manager · indirect via CLG HOLDING COMPANY, LLC
  • AddedEHMANN, SARAH, CARTWRIGHT · PARTNER · General partner, trustee or manager · indirect via CLG HOLDING COMPANY, LLC
Sep 29, 2016 filing
  • ChangedCLG HOLDING COMPANY, LLC · title OWNER → MANAGING MEMBER
Sep 9, 2016 filing (earliest on record)
  • ListedCARR, ELIZABETH, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedCLG HOLDING COMPANY, LLC · OWNER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

CLG LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $79.3M 16.51% 103,596 SH
2 WISDOMTREE TR DLN 97717W307 $43.0M 8.95% 442,636 SH
3 APPLE INC AAPL 037833100 $25.0M 5.19% 74,941 SH
4 FIDELITY COVINGTON TRUST FENI 31609A404 $24.9M 5.19% 625,113 SH
5 FIDELITY COVINGTON TRUST FBCG 316092352 $18.6M 3.86% 293,703 SH
6 PIMCO ETF TR PYLD 72201R585 $17.5M 3.65% 691,052 SH
7 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $16.8M 3.49% 353,333 SH
8 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $14.2M 2.96% 290,773 SH
9 CHEVRON CORPORATION CVX 166764100 $14.0M 2.92% 68,665 SH
10 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $12.1M 2.52% 329,968 SH
11 GOLDMAN SACHS PHYSICAL GOLD AAAU 38150K103 $11.7M 2.43% 284,736 SH
12 ECHOSTAR CORP ECHO 278768106 $11.4M 2.37% 127,149 SH
13 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $10.1M 2.11% 254,601 SH
14 DIMENSIONAL ETF TRUST DFCF 25434V872 $7.9M 1.64% 196,327 SH
15 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $6.8M 1.42% 13,713 SH
16 VANECK ETF TRUST GDX 92189F106 $6.7M 1.39% 76,351 SH
17 DIMENSIONAL ETF TRUST DFUS 25434V401 $6.5M 1.35% 78,292 SH
18 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $5.6M 1.16% 71,074 SH
19 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $5.1M 1.06% 148,129 SH
20 MICROSOFT CORP MSFT 594918104 $5.1M 1.05% 9,863 SH
21 DIMENSIONAL ETF TRUST DFLV 25434V666 $4.9M 1.02% 121,873 SH
22 DIMENSIONAL ETF TRUST DFAI 25434V203 $4.6M 0.96% 110,940 SH
23 DIMENSIONAL ETF TRUST DFAS 25434V500 $4.4M 0.92% 57,223 SH
24 PACER FDS TR PATN 69374H311 $4.2M 0.88% 118,812 SH
25 NVIDIA CORPORATION NVDA 67066G104 $4.2M 0.87% 18,304 SH
26 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $4.2M 0.87% 196,989 SH
27 DIMENSIONAL ETF TRUST DFIV 25434V807 $4.0M 0.83% 71,721 SH
28 VANECK ETF TRUST SMH 92189F676 $3.8M 0.80% 6,299 SH
29 TIDAL TRUST II DARP 88636J857 $3.7M 0.77% 64,028 SH
30 ALPHABET INC GOOG 02079K107 $3.7M 0.77% 10,809 SH
31 AMAZON COM INC AMZN 023135106 $3.4M 0.71% 13,741 SH
32 FIDELITY COVINGTON TRUST FESM 31609A206 $3.4M 0.71% 75,433 SH
33 ISHARES TR IQLT 46434V456 $3.3M 0.70% 67,663 SH
34 WISDOMTREE TR WTIP 97717Y352 $3.3M 0.68% 88,625 SH
35 VANECK ETF TRUST REMX 92189H805 $3.2M 0.66% 49,530 SH
36 CAPITAL GRP FIXED INCM ETF T CGMS 14020Y300 $3.1M 0.65% 119,243 SH
37 JANUS DETROIT STR TR VNLA 47103U886 $2.9M 0.61% 59,979 SH
38 JANUS DETROIT STR TR JHAI 47103U670 $2.8M 0.57% 77,395 SH
39 EA SERIES TRUST CAOS 02072L516 $2.4M 0.50% 26,587 SH
40 ALPHABET INC GOOGL 02079K305 $2.4M 0.49% 6,839 SH
41 ISHARES TR IVE 464287408 $2.3M 0.48% 10,015 SH
42 FIRST TR EXCHANGE-TRADED FD FVD 33734H106 $2.2M 0.47% 47,725 SH
43 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $2.1M 0.43% 56,245 SH
44 DIMENSIONAL ETF TRUST DFIS 25434V773 $2.0M 0.42% 55,736 SH
45 FIDELITY COVINGTON TRUST FDVV 316092840 $1.9M 0.40% 31,761 SH
46 CAPITAL GROUP INTERNATIONAL CGIE 14021M107 $1.9M 0.39% 51,642 SH
47 CAPITAL GRP FIXED INCM ETF T CGSD 14020Y409 $1.8M 0.38% 72,352 SH
48 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $1.8M 0.38% 11,175 SH
49 MICRON TECHNOLOGY INC MU 595112103 $1.6M 0.34% 1,521 SH
50 UNION PAC CORP UNP 907818108 $1.5M 0.31% 5,495 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $480.6M 148 0001172661-26-004490
2026-06-30 2026-07-16 $455.4M 156 0001172661-26-002641
2026-03-31 2026-05-14 $402.7M 134 0001172661-26-001943
2025-12-31 2026-01-15 $401.7M 143 0001172661-26-000189
2025-09-30 2025-11-14 $367.1M 135 0001172661-25-004969
Filer Information
Address
4821 E. 2ND STREET
LONG BEACH, CA 90803
Phone
(310) 329-5150
Filing Manager
CLG LLC
Long Beach, CA
Signatory
Elizabeth C. Carr
Chief Compliance Officer