Top Institutional Investors

Legacy Wealth Partners, LLC — 13F Holdings & Portfolio

CIK 2066638 · latest 13F-HR filed 2026-10-15

Backtest portfolio

Legacy Wealth Partners, LLC manages $462.0M in 13F-reported U.S. long-equity assets across 196 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (14.05%), AGG (9.45%), IEFA (5.31%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 27 new positions and exited 20; 67 existing positions rose in reported value and 49 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$462.0M

Long-equity book

Holdings
196

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+27 / −20 / ↑67 / ↓49

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
IVV14.0% · +2%AGG9.4% · -4%IEFA5.3% · +3%VOO3.5% · -0%DIVB3.3% · newQQQ2.9% · newSPY2.7% · +37%VB2.5% · +2%VO2.4% · +3%SGOV2.4% · +1724%IUSB2.4% · +4%VEA2.2% · +3%EEM1.9% · -30%PDBC1.5% · +156%HYG1.5% · +4%AOR1.4% · -2%XLSR1.3% · +16%NVDA1.3% · +2%AOA1.1% · +5%QLD1.1% · +727%VTV1.1% · -75%SPDW1.0% · +40%VTEB1.0% · -6%AAPL1.0% · -1%IAGG0.9% · -5%SPEM0.9% · +9%FISR0.8% · +106%MSFT0.7% · +2%VWO0.7% · +0%BNDX0.7% · +4%BSV0.6% · +6%DXJ0.6% · +20%SHV0.6% · +38%PDBA0.6% · newHDV0.6% · newXLE0.6% · +21%ILF0.6% · newIEI0.5% · newAGZ0.5% · newIXJ0.5% · +6%SSO0.5% · +377%QQQM0.5% · newIJJ0.5% · newAMZN0.5% · +6%EFA0.4% · -0%VXF0.4% · -1%BRK.B0.3% · +12%SPSM0.3% · +7%CERY0.3% · -13%AOM0.3% · +3%DYNF0.3% · +4%VUG0.3% · +0%SHY0.3% · +8%IVW0.3% · +3%LLY0.3% · +0%VYLD0.3% · +4%SPTL0.3% · +50%BIV0.3% · +4%SPYM0.3% · +77%SPMD0.3% · +11%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 48.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 13, 2026.

Assets Under Management
$2.66B
Discretionary
$2.52B
Employees
22
Accounts
4,667
Address
1715 AARON BRENNER DR.
SUITE 301
MEMPHIS, TN 38120-1443
Phone
(901) 758-9006
Website
Name Title / Status Ownership Type
Epperly, Lawrence, James ControlDIRECTOR OF CLIENT SERVICE
since Jan 2025
Less than 5%Individual
JALENAK, E, CHARLES ControlDIRECTOR
since Jan 2025
10–25%Individual
MAZZOLA, LINDSEY, BELL ControlDIRECTOR OF CLIENT OPERATIONS
since May 2012
5–10%Individual
MILLER, DUNCAN, L ControlPRESIDENT & CEO
since Jan 2022
10–25%Individual
PEYTON, HALLIE, L ControlDIRECTOR
since Jan 2025
5–10%Individual
RAWLINSON, REBECCA, JEANNE ControlDIRECTOR OF CLIENT SERVICE
since Jan 2025
5–10%Individual
SIEVERS, ROBIN, KEITH ControlMANAGING DIRECTOR
since Jan 2025
5–10%Individual
SIMMONS, CATHY, ANN ControlCHIEF COMPLIANCE OFFICER
since Apr 2007
Less than 5%Individual
SOWELL, NICHOLAS, GLENN ControlDIRECTOR OF FINANCIAL PLANNING
since Oct 2021
Less than 5%Individual
VOSBURG, ALAN, EDWARD ControlIT MANAGER
since Jan 2013
5–10%Individual
Ownership & leadership changes · 13 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 10, 2025 filing
  • ChangedEpperly, Lawrence, James · title DIRECTOR OF PORTFOLIO MANAGEMENT → DIRECTOR OF CLIENT SERVICE
  • ChangedJALENAK, E, CHARLES · title SENIOR WEALTH STRATEGIST → DIRECTOR
  • ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICE → DIRECTOR
  • ChangedRAWLINSON, REBECCA, JEANNE · title DIRECTOR OF FINANCIAL PLANNING → DIRECTOR OF CLIENT SERVICE
  • ChangedSIEVERS, ROBIN, KEITH · title DIRECTOR OF CLIENT SERVICE → MANAGING DIRECTOR
Sep 9, 2024 filing
  • No longer listedISAACS, JAMES, J. · CHAIRMAN · 10–25% · control person · listed since Jan 2022
  • AddedVOSBURG, ALAN, EDWARD · IT MANAGER · 5–10% · control person
Mar 8, 2024 filing
  • No longer listedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5% · listed since Jan 2005
  • AddedEpperly, Lawrence, James · DIRECTOR OF PORTFOLIO MANAGEMENT · Less than 5% · control person
  • AddedSOWELL, NICHOLAS, GLENN · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
  • ChangedJALENAK, E, CHARLES · title DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE → SENIOR WEALTH STRATEGIST
  • ChangedPEYTON, HALLIE, L · ownership 10–25% → 5–10%
  • ChangedRAWLINSON, REBECCA, JEANNE · ownership Less than 5% → 5–10%
Mar 27, 2023 filing
  • ChangedJALENAK, E, CHARLES · ownership 5–10% → 10–25%
  • ChangedPEYTON, HALLIE, L · ownership 5–10% → 10–25%
  • ChangedSIMMONS, CATHY, ANN · ownership 5–10% → Less than 5%
Feb 22, 2022 filing
  • AddedRAWLINSON, REBECCA, JEANNE · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
  • ChangedISAACS, JAMES, J. · title CEO & PRESIDENT → CHAIRMAN
  • ChangedMILLER, DUNCAN, L · title MANAGING DIRECTOR OF CLIENT SERVICE → PRESIDENT & CEO
Jul 10, 2019 filing
  • No longer listedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since May 2012
Mar 27, 2019 filing
  • ChangedISAACS, JAMES, J. · ownership 25–50% → 10–25%
Mar 22, 2018 filing
  • ChangedJALENAK, E, CHARLES · title DIRECTOR OF WEALTH PLANNING → DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE
  • ChangedMAZZOLA, LINDSEY, BELL · now a control person
  • ChangedSIEVERS, ROBIN, KEITH · ownership Less than 5% → 5–10%
Mar 22, 2017 filing
  • ChangedJALENAK, E, CHARLES · now a control person
Mar 28, 2014 filing
  • No longer listedHOLDSWORTH, STEVEN, ALLEN · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since Jul 2004
  • No longer listedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jun 2012
  • ChangedMAZZOLA, LINDSEY, BELL · ownership Less than 5% → 5–10%
  • ChangedMILLER, DUNCAN, L · ownership 5–10% → 10–25%
  • ChangedOVERCAST, WILLIAM, COIL · ownership Less than 5% → 5–10%
Older changes (4 more filings)
Mar 25, 2013 filing
  • No longer listedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · Less than 5% · control person · listed since Apr 1982
  • AddedJALENAK, E, CHARLES · DIRECTOR OF WEALTH PLANNING · 5–10%
  • AddedSIEVERS, ROBIN, KEITH · DIRECTOR OF CLIENT SERVICE · Less than 5% · control person
  • ChangedMILLER, DUNCAN, L · title DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT → MANAGING DIRECTOR OF CLIENT SERVICE
  • ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT → DIRECTOR OF CLIENT SERVICE
  • ChangedSIMMONS, CATHY, ANN · title CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES → CHIEF COMPLIANCE OFFICER
Jan 18, 2013 filing
  • ChangedUELEKE, JOHN, W. · ownership 10–25% → Less than 5%
Aug 16, 2012 filing
  • AddedMAZZOLA, LINDSEY, BELL · DIRECTOR OF CLIENT OPERATIONS · Less than 5%
  • AddedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · Less than 5%
  • AddedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5%
  • ChangedHOLDSWORTH, STEVEN, ALLEN · title MANAGING DIRECTOR → DIRECTOR OF FINANCIAL PLANNING
  • ChangedISAACS, JAMES, J. · ownership 10–25% → 25–50%
Mar 28, 2012 filing (earliest on record)
  • ListedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5%
  • ListedHOLDSWORTH, STEVEN, ALLEN · MANAGING DIRECTOR · 5–10%
  • ListedISAACS, JAMES, J. · CEO & PRESIDENT · 10–25% · control person
  • ListedMILLER, DUNCAN, L · DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT · 5–10% · control person
  • ListedPEYTON, HALLIE, L · DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT · 5–10% · control person
  • ListedSIMMONS, CATHY, ANN · CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES · 5–10% · control person
  • ListedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 67 →

Top Trims

Show all 49 →

New Positions

Show all 27 →

Exited Positions

Show all 20 →

Legacy Wealth Partners, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $64.9M 14.05% 84,745 SH
2 ISHARES TR AGG 464287226 $43.7M 9.45% 461,720 SH
3 ISHARES TR IEFA 46432F842 $24.5M 5.31% 253,290 SH
4 VANGUARD INDEX FDS VOO 922908363 $16.1M 3.49% 23,024 SH
5 ISHARES TR DIVB 46435U861 $15.1M 3.26% 233,415 SH
6 INVESCO QQQ TR QQQ 46090E103 $13.2M 2.86% 17,856 SH
7 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $12.7M 2.74% 16,606 SH
8 VANGUARD INDEX FDS VB 922908751 $11.4M 2.46% 39,981 SH
9 VANGUARD INDEX FDS VO 922908629 $11.2M 2.43% 143,243 SH
10 ISHARES TR SGOV 46436E718 $11.2M 2.43% 111,524 SH
11 ISHARES TR IUSB 46434V613 $11.0M 2.39% 250,124 SH
12 VANGUARD TAX-MANAGED FDS VEA 921943858 $10.0M 2.16% 141,334 SH
13 ISHARES TR EEM 464287234 $8.8M 1.91% 132,207 SH
14 INVESCO ACTVELY MNGD ETC FD PDBC 46090F100 $7.1M 1.54% 368,183 SH
15 ISHARES TR HYG 464288513 $7.0M 1.52% 91,074 SH
16 ISHARES TR AOR 464289867 $6.6M 1.42% 95,689 SH
17 SSGA ACTIVE TR XLSR 78470P408 $6.1M 1.32% 92,011 SH
18 NVIDIA CORPORATION NVDA 67066G104 $5.8M 1.26% 25,442 SH
19 ISHARES TR AOA 464289859 $5.2M 1.13% 53,501 SH
20 PROSHARES TR QLD 74347R206 $4.9M 1.07% 51,512 SH
21 VANGUARD INDEX FDS VTV 922908744 $4.9M 1.07% 22,801 SH
22 SPDR INDEX SHS FDS SPDW 78463X889 $4.8M 1.05% 96,383 SH
23 VANGUARD MUN BD FDS VTEB 922907746 $4.8M 1.03% 100,586 SH
24 APPLE INC AAPL 037833100 $4.7M 1.02% 14,206 SH
25 ISHARES TR IAGG 46435G672 $4.3M 0.94% 88,390 SH
26 SPDR INDEX SHS FDS SPEM 78463X509 $4.1M 0.88% 78,515 SH
27 SSGA ACTIVE TR FISR 78470P507 $3.8M 0.83% 156,575 SH
28 MICROSOFT CORP MSFT 594918104 $3.5M 0.75% 6,738 SH
29 VANGUARD INTL EQUITY INDEX F VWO 922042858 $3.4M 0.74% 57,775 SH
30 VANGUARD CHARLOTTE FDS BNDX 92203J407 $3.1M 0.68% 66,804 SH
31 VANGUARD BD INDEX FDS BSV 921937827 $2.9M 0.63% 37,917 SH
32 WISDOMTREE TR DXJ 97717W851 $2.8M 0.61% 15,721 SH
33 ISHARES TR SHV 464288679 $2.8M 0.60% 24,940 SH
34 INVESCO ACTVELY MNGD ETC FD PDBA 46090F308 $2.7M 0.59% 72,086 SH
35 ISHARES TR HDV 46429B663 $2.7M 0.58% 96,107 SH
36 SELECT SECTOR SPDR TR XLE 81369Y506 $2.6M 0.57% 42,731 SH
37 ISHARES TR ILF 464287390 $2.6M 0.56% 75,140 SH
38 ISHARES TR IEI 464288661 $2.5M 0.54% 22,028 SH
39 ISHARES TR AGZ 464288166 $2.5M 0.53% 23,167 SH
40 ISHARES TR IXJ 464287325 $2.3M 0.50% 22,761 SH
41 PROSHARES TR SSO 74347R107 $2.3M 0.50% 33,400 SH
42 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $2.3M 0.50% 7,525 SH
43 ISHARES TR IJJ 464287705 $2.2M 0.48% 16,115 SH
44 AMAZON COM INC AMZN 023135106 $2.1M 0.46% 8,505 SH
45 ISHARES TR EFA 464287465 $1.8M 0.40% 17,702 SH
46 VANGUARD INDEX FDS VXF 922908652 $1.7M 0.38% 7,485 SH
47 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.6M 0.35% 3,233 SH
48 SPDR SERIES TRUST SPSM 78468R853 $1.6M 0.34% 29,774 SH
49 SPDR SERIES TRUST CERY 78468R440 $1.6M 0.34% 39,772 SH
50 ISHARES TR AOM 464289875 $1.5M 0.34% 31,757 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $462.0M 196 0002066638-26-000005
2026-06-30 2026-07-22 $445.3M 189 0002066638-26-000004
2026-03-31 2026-04-17 $398.9M 176 0002066638-26-000003
2025-12-31 2026-02-17 $386.3M 177 0002066638-26-000002
Filer Information
Address
215 UNION BLVD.
SUITE 215
LAKEWOOD, CO 80228
Phone
(720) 552-8287
Filing Manager
Legacy Wealth Partners, LLC
Lakewood, CO
Signatory
Alexander G. Cameron
CCO