Peak Wealth Management LLC — 13F Holdings & Portfolio
CIK 2094948 · latest 13F-HR filed 2026-07-14
Peak Wealth Management LLC manages $142.5M in 13F-reported U.S. long-equity assets across 59 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SCHV (11.40%), SCHG (10.46%), DYNF (8.16%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions and exited 2; 30 existing positions rose in reported value and 11 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 64.1%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 26, 2026.
PLYMOUTH, MI 48170
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| HOPWOOD, NICHOLAS, H Control | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER since Feb 2013 | 75% or more | Individual |
| PILAT, JAMES, RONALD | MEMBER since Aug 2025 | 10–25% | Individual |
Ownership & leadership changes · 1 filing with changes since Feb 6, 2019
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- AddedPILAT, JAMES, RONALD · MEMBER · 10–25%
- ListedHOPWOOD, NICHOLAS, H · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$4.3M +36.3%
- SCHWAB STRATEGIC TR$3.8M +33.6%
- ISHARES TR$2.2M +42.8%
- BLACKROCK ETF TRUST$2.1M +21.9%
- BLACKROCK ETF TRUST$1.9M +41.2%
Top Trims
- ISHARES TR-$4.1M -81.7%
- ISHARES INC-$1.4M -20.5%
- REGENERON PHARMACEUTICALS-$913.1K -22.7%
- BLACKROCK ETF TRUST II-$665.2K -14.4%
- SCHWAB STRATEGIC TR-$636.4K -6.8%
New Positions
- BLACKROCK ETF TRUST$4.2M
- BLACKROCK ETF TRUST$3.7M
- BLACKROCK ETF TRUST II$3.5M
- DIREXION SHARES ETF TRUST$666.8K
- SELECT SECTOR SPDR TR$238.7K
Peak Wealth Management LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $16.2M | 11.40% | 466,587 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $14.9M | 10.46% | 440,546 | SH |
| 3 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $11.6M | 8.16% | 170,930 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $8.7M | 6.11% | 314,392 | SH |
| 5 | VANGUARD BD INDEX FDS | BND | 921937835 | $8.2M | 5.74% | 111,436 | SH |
| 6 | ISHARES TR | GOVT | 46429B267 | $8.1M | 5.70% | 356,494 | SH |
| 7 | ISHARES TR | MTUM | 46432F396 | $7.3M | 5.09% | 21,161 | SH |
| 8 | BLACKROCK ETF TRUST | BAI | 09290C780 | $6.7M | 4.67% | 126,148 | SH |
| 9 | ISHARES INC | IEMG | 46434G103 | $5.5M | 3.88% | 66,707 | SH |
| 10 | BLACKROCK ETF TRUST | BLCR | 09290C855 | $4.2M | 2.95% | 83,436 | SH |
| 11 | BLACKROCK ETF TRUST II | BINC | 092528603 | $4.0M | 2.78% | 75,705 | SH |
| 12 | JOHN HANCOCK EXCHANGE TRADED | JHMB | 47804J792 | $3.9M | 2.75% | 178,328 | SH |
| 13 | BLACKROCK ETF TRUST | IALT | 09290C665 | $3.7M | 2.59% | 131,773 | SH |
| 14 | BLACKROCK ETF TRUST II | GGOV | 092528835 | $3.5M | 2.43% | 68,867 | SH |
| 15 | REGENERON PHARMACEUTICALS | REGN | 75886F107 | $3.1M | 2.18% | 4,992 | SH |
| 16 | APPLE INC | AAPL | 037833100 | $2.8M | 1.99% | 9,779 | SH |
| 17 | ISHARES TR | MUB | 464288414 | $2.6M | 1.81% | 23,962 | SH |
| 18 | GLOBAL X FDS | SHLD | 37960A529 | $2.5M | 1.72% | 41,050 | SH |
| 19 | INNOVATOR ETFS TRUST | JAJL | 45783Y244 | $2.4M | 1.71% | 81,328 | SH |
| 20 | VANGUARD INDEX FDS | VOO | 922908363 | $2.3M | 1.62% | 3,369 | SH |
| 21 | INNOVATOR ETFS TRUST | ZFEB | 45784N775 | $1.6M | 1.10% | 60,330 | SH |
| 22 | SPDR GOLD TR | GLD | 78463V107 | $1.4M | 1.01% | 3,905 | SH |
| 23 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.2M | 0.86% | 1,633 | SH |
| 24 | ISHARES TR | SUB | 464288158 | $1.1M | 0.76% | 10,138 | SH |
| 25 | ISHARES TR | QUAL | 46432F339 | $918.8K | 0.64% | 4,187 | SH |
| 26 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $886.7K | 0.62% | 12,445 | SH |
| 27 | EXXON MOBIL CORP | XOM | 30231G102 | $853.3K | 0.60% | 6,241 | SH |
| 28 | VANGUARD MUN BD FDS | VTEB | 922907746 | $767.9K | 0.54% | 15,182 | SH |
| 29 | VANGUARD INDEX FDS | VUG | 922908736 | $716.9K | 0.50% | 8,323 | SH |
| 30 | ISHARES TR | IWD | 464287598 | $715.2K | 0.50% | 2,950 | SH |
| 31 | DIREXION SHARES ETF TRUST | SOXL | 25459W458 | $666.8K | 0.47% | 2,500 | SH |
| 32 | CISCO SYS INC | CSCO | 17275R102 | $656.0K | 0.46% | 5,585 | SH |
| 33 | SPDR SERIES TRUST | SPYV | 78464A508 | $630.8K | 0.44% | 10,376 | SH |
| 34 | ABBVIE INC | ABBV | 00287Y109 | $629.1K | 0.44% | 2,500 | SH |
| 35 | INNOVATOR ETFS TRUST | AAPR | 45783Y335 | $609.1K | 0.43% | 20,651 | SH |
| 36 | AMAZON COM INC | AMZN | 023135106 | $555.6K | 0.39% | 2,331 | SH |
| 37 | INVESCO QQQ TR | QQQ | 46090E103 | $506.1K | 0.36% | 687 | SH |
| 38 | CORNING INC | GLW | 219350105 | $438.1K | 0.31% | 1,715 | SH |
| 39 | ISHARES TR | AGG | 464287226 | $428.7K | 0.30% | 4,331 | SH |
| 40 | BANK OF AMER CORP | BAC | 060505104 | $398.7K | 0.28% | 6,997 | SH |
| 41 | HOME DEPOT INC | HD | 437076102 | $337.5K | 0.24% | 957 | SH |
| 42 | ISHARES TR | IVV | 464287200 | $314.8K | 0.22% | 420 | SH |
| 43 | INNOVATOR ETFS TRUST | PJAN | 45782C508 | $303.2K | 0.21% | 6,126 | SH |
| 44 | VANGUARD INDEX FDS | VTI | 922908769 | $290.5K | 0.20% | 785 | SH |
| 45 | STATE STR SPDR DOW JONES IND | DIA | 78467X109 | $288.4K | 0.20% | 552 | SH |
| 46 | MICROSOFT CORP | MSFT | 594918104 | $284.8K | 0.20% | 763 | SH |
| 47 | ISHARES TR | AOA | 464289859 | $282.2K | 0.20% | 2,891 | SH |
| 48 | JPMORGAN CHASE & CO | JPM | 46625H100 | $255.3K | 0.18% | 780 | SH |
| 49 | WALMART INC | WMT | 931142103 | $253.3K | 0.18% | 2,237 | SH |
| 50 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $243.1K | 0.17% | 4,073 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-14 | $142.5M | 59 | 0001951757-26-001009 |
| 2026-03-31 | 2026-04-14 | $121.9M | 54 | 0001951757-26-000592 |
| 2025-12-31 | 2026-02-04 | $119.6M | 51 | 0001951757-26-000346 |
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