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Fullerton Advisors, LLC — 13F Holdings & Portfolio

CIK 2108355 · latest 13F-HR filed 2026-10-14

Backtest portfolio

Fullerton Advisors, LLC manages $107.2M in 13F-reported U.S. long-equity assets across 54 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VTI (18.95%), VEA (9.56%), VIG (7.75%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 2 new positions and exited 2; 11 existing positions rose in reported value and 18 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$107.2M

Long-equity book

Holdings
54

Distinct positions

Period
2026-09-30

Filed 2026-10-14

Q/Q Activity
+2 / −2 / ↑11 / ↓18

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VTI19.0% · +0%VEA9.6% · +1%VIG7.7% · -0%BND5.7% · +9%SPYI4.8% · +6%CMF4.8% · -4%FDVV4.5% · -9%VWO4.5% · +4%SPTM3.8% · -4%VXF3.0% · -3%FQAL2.7% · -3%VOO2.4% · +0%FBND1.7% · -7%SPDW1.7% · -0%VIGI1.5% · +0%VCSH1.5% · +18%CIBR1.4% · +22%FIDI1.3% · +0%SGOV1.3% · +48%SPEM1.2% · -2%HYD1.1% · -0%VGSH1.1% · -1%AMLP1.1% · +1%AAPL1.0% · +1%VV0.8% · +0%JEPQ0.8% · +2%VEU0.7% · +0%AVGO0.7% · -0%VCIT0.6% · +1%MUB0.5% · -1%GOOG0.5% · +0%GOOGL0.5% · -1%IVV0.5% · +0%JNK0.4% · +10%META0.4% · newNVDA0.4% · +2%MSFT0.4% · +1%TSLA0.4% · +1%VNQ0.4% · +1%WDAY0.4% · +0%XSD0.3% · 0%JMST0.3% · -3%AMD0.3% · newSPMD0.3% · +0%BTCI0.3% · +7%RKT0.3% · 0%AMZN0.3% · +2%QQQJ0.3% · -17%MU0.2% · -17%SHM0.2% · -10%BOTZ0.2% · -2%SPHQ0.2% · +0%QYLD0.2% · +2%EVGO0.0% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 67.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jan 28, 2026.

Assets Under Management
$120.4M
Discretionary
$120.4M
Employees
1
Accounts
258
Address
318 DIABLO ROAD
SUITE 260
DANVILLE, CA 94526
Phone
(925) 480-7018
Website
Name Title / Status Ownership Type
Fullerton, Nicholas, C ControlPRINCIPAL, CCO
since Sep 2008
75% or moreIndividual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 11 →

Top Trims

Show all 18 →

New Positions

Show all 2 →

Exited Positions

Show all 2 →

Fullerton Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VTI 922908769 $20.3M 18.95% 54,289 SH
2 VANGUARD TAX-MANAGED FDS VEA 921943858 $10.2M 9.56% 145,135 SH
3 VANGUARD SPECIALIZED FUNDS VIG 921908844 $8.3M 7.75% 35,595 SH
4 VANGUARD BD INDEX FDS BND 921937835 $6.1M 5.69% 86,989 SH
5 NEOS ETF TRUST SPYI 78433H303 $5.2M 4.81% 97,055 SH
6 ISHARES TR CMF 464288356 $5.1M 4.79% 94,832 SH
7 FIDELITY COVINGTON TRUST FDVV 316092840 $4.9M 4.53% 80,034 SH
8 VANGUARD INTL EQUITY INDEX F VWO 922042858 $4.8M 4.52% 81,734 SH
9 SPDR SERIES TRUST SPTM 78464A805 $4.1M 3.82% 44,526 SH
10 VANGUARD INDEX FDS VXF 922908652 $3.2M 3.02% 13,997 SH
11 FIDELITY COVINGTON TRUST FQAL 316092790 $2.9M 2.73% 35,155 SH
12 VANGUARD INDEX FDS VOO 922908363 $2.5M 2.36% 3,603 SH
13 FIDELITY MERRIMACK STR TR FBND 316188309 $1.8M 1.66% 41,111 SH
14 SPDR INDEX SHS FDS SPDW 78463X889 $1.8M 1.65% 35,312 SH
15 VANGUARD WHITEHALL FDS VIGI 921946810 $1.6M 1.53% 17,427 SH
16 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $1.6M 1.46% 20,228 SH
17 FIRST TR EXCHANGE-TRADED FD CIBR 33734X846 $1.5M 1.42% 14,774 SH
18 FIDELITY COVINGTON TRUST FIDI 316092725 $1.4M 1.33% 51,274 SH
19 ISHARES TR SGOV 46436E718 $1.4M 1.33% 14,120 SH
20 SPDR INDEX SHS FDS SPEM 78463X509 $1.3M 1.22% 25,190 SH
21 VANECK ETF TRUST HYD 92189H409 $1.2M 1.15% 25,646 SH
22 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $1.2M 1.10% 20,551 SH
23 ALPS ETF TR AMLP 00162Q452 $1.1M 1.06% 21,856 SH
24 APPLE INC AAPL 037833100 $1.0M 0.96% 3,077 SH
25 VANGUARD INDEX FDS VV 922908637 $849.4K 0.79% 2,414 SH
26 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $847.9K 0.79% 13,842 SH
27 VANGUARD INTL EQUITY INDEX F VEU 922042775 $763.1K 0.71% 9,197 SH
28 BROADCOM INC AVGO 11135F101 $702.7K 0.66% 2,001 SH
29 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $654.3K 0.61% 8,355 SH
30 ISHARES TR MUB 464288414 $554.0K 0.52% 5,480 SH
31 ALPHABET INC GOOG 02079K107 $515.7K 0.48% 1,514 SH
32 ALPHABET INC GOOGL 02079K305 $506.5K 0.47% 1,472 SH
33 ISHARES TR IVV 464287200 $498.4K 0.46% 651 SH
34 SPDR SERIES TRUST JNK 78468R622 $471.5K 0.44% 5,084 SH
35 META PLATFORMS INC META 30303M102 $417.0K 0.39% 575 SH
36 NVIDIA CORPORATION NVDA 67066G104 $415.6K 0.39% 1,820 SH
37 MICROSOFT CORP MSFT 594918104 $396.9K 0.37% 774 SH
38 TESLA INC TSLA 88160R101 $393.8K 0.37% 1,110 SH
39 VANGUARD INDEX FDS VNQ 922908553 $392.2K 0.37% 4,376 SH
40 WORKDAY INC WDAY 98138H101 $385.5K 0.36% 2,024 SH
41 SPDR SERIES TRUST XSD 78464A862 $375.0K 0.35% 708 SH
42 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $321.1K 0.30% 6,351 SH
43 ADVANCED MICRO DEVICES INC AMD 007903107 $302.9K 0.28% 495 SH
44 SPDR SERIES TRUST SPMD 78464A847 $288.9K 0.27% 4,583 SH
45 NEOS ETF TRUST BTCI 78433H642 $278.4K 0.26% 8,250 SH
46 ROCKET COS INC RKT 77311W101 $278.1K 0.26% 24,159 SH
47 AMAZON COM INC AMZN 023135106 $277.3K 0.26% 1,113 SH
48 INVESCO EXCH TRADED FD TR II QQQJ 46138G631 $268.7K 0.25% 6,129 SH
49 MICRON TECHNOLOGY INC MU 595112103 $263.0K 0.25% 247 SH
50 SPDR SERIES TRUST SHM 78468R739 $260.5K 0.24% 5,584 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-14 $107.2M 54 0002085853-26-001167
2026-06-30 2026-07-27 $106.9M 54 0002085853-26-000865
2026-03-31 2026-04-21 $96.6M 53 0002085853-26-000445
2025-12-31 2026-02-02 $100.1M 54 0002085853-26-000165
Filer Information
Address
318 DIABLO ROAD
SUITE 260
DANVILLE, CA 94526
Phone
(925) 480-7018
Filing Manager
Fullerton Advisors, LLC
DANVILLE, CA
Signatory
Nick Fullerton
Chief Compliance Officer