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ATX Financial Planning, LLC — 13F Holdings & Portfolio

CIK 2111013 · latest 13F-HR filed 2026-10-14

Backtest portfolio

ATX Financial Planning, LLC manages $156.5M in 13F-reported U.S. long-equity assets across 79 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are BALT (10.52%), SPYM (8.53%), QQQM (6.64%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 11 new positions and exited 15; 19 existing positions rose in reported value and 30 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$156.5M

Long-equity book

Holdings
79

Distinct positions

Period
2026-09-30

Filed 2026-10-14

Q/Q Activity
+11 / −15 / ↑19 / ↓30

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
BALT10.5% · +35%SPYM8.5% · +55%QQQM6.6% · +21%ICSH4.9% · +181%PVAL4.2% · +18%IVV3.8% · -5%PYLD3.4% · newCLOA3.2% · -17%XUSP3.0% · 0%QFLR3.0% · -57%XMMO2.5% · +3%VTV2.3% · newDBEF2.3% · +25%DBMF2.3% · +20%SFLR2.2% · -57%VGIT1.9% · -53%SPMO1.7% · +8%IAU1.5% · -17%VTI1.5% · -2%QTOP1.4% · +242%CPAI1.4% · +358%TOPT1.4% · +13%TQQQ1.4% · newNVDA1.2% · -18%VGT1.1% · -2%SOXX1.1% · -1%AAPL1.0% · -16%PJUL1.0% · +370%SNTH0.9% · newBTC0.8% · -17%QQQ0.8% · +10%IPKW0.8% · -14%AVDE0.8% · -13%VEA0.7% · -10%XLV0.7% · +117%DMAX0.7% · -1%ABT0.7% · 0%DGRO0.6% · -20%XSD0.6% · -0%MSFT0.6% · -37%AIS0.5% · -37%VUSB0.5% · newBRK.A0.5% · 0%ETH0.5% · -30%QBIG0.4% · -57%AVGO0.4% · -33%HEQT0.4% · -11%UJAN0.4% · 0%BFRZ0.4% · -79%IFLR0.3% · -48%SPHQ0.3% · -2%APO0.3% · -45%USEP0.3% · newUJUN0.3% · newMOAT0.3% · -16%PSEP0.3% · newBX0.3% · -46%ZSEP0.3% · newRSPT0.3% · 0%FNDX0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 51.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 28, 2026.

Assets Under Management
$174.3M
Discretionary
$174.3M
Employees
5
Accounts
490
Address
500 GRACE LANE
AUSTIN, TX 78746
Phone
(512) 693-4040
Website
Name Title / Status Ownership Type
MASSEY, RAYMOND, MICHAEL ControlCHIEF COMPLIANCE OFFICER
since Oct 2020
Less than 5%Individual
THE ATX2020 BUSINESS TRUST UA DATED 10-15-2020 ControlOWNER
since Oct 2020
75% or moreDomestic Entity
MASSEY, RAYMOND, MICHAEL Control
Indirect owner via THE ATX2020 BUSINESS TRUST UA DATED 10-15-2020
TRUSTEE
since Oct 2020
General partner, trustee or managerIndividual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

ATX Financial Planning, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INNOVATOR ETFS TRUST BALT 45783Y855 $16.5M 10.52% 470,855 SH
2 SPDR SERIES TRUST SPYM 78464A854 $13.4M 8.53% 148,746 SH
3 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $10.4M 6.64% 34,107 SH
4 ISHARES TR ICSH 46434V878 $7.7M 4.93% 153,048 SH
5 PUTNAM ETF TRUST PVAL 746729300 $6.6M 4.20% 124,871 SH
6 ISHARES TR IVV 464287200 $6.0M 3.85% 7,864 SH
7 PIMCO ETF TR PYLD 72201R585 $5.3M 3.36% 207,092 SH
8 BLACKROCK ETF TRUST II CLOA 092528504 $5.0M 3.17% 95,518 SH
9 INNOVATOR ETFS TRUST XUSP 45783Y699 $4.8M 3.05% 89,087 SH
10 INNOVATOR ETFS TRUST QFLR 45783Y681 $4.8M 3.05% 132,050 SH
11 INVESCO EXCHANGE TRADED FD T XMMO 46137V464 $3.8M 2.46% 26,185 SH
12 VANGUARD INDEX FDS VTV 922908744 $3.6M 2.32% 16,789 SH
13 DBX ETF TR DBEF 233051200 $3.6M 2.28% 64,932 SH
14 IM GLOBAL PARTNER FUNDS DBMF 53700T827 $3.5M 2.25% 108,337 SH
15 INNOVATOR ETFS TRUST SFLR 45783Y673 $3.4M 2.16% 86,686 SH
16 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $3.0M 1.95% 53,812 SH
17 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $2.6M 1.69% 17,456 SH
18 ISHARES GOLD TR IAU 464285204 $2.4M 1.54% 30,791 SH
19 VANGUARD INDEX FDS VTI 922908769 $2.3M 1.49% 6,229 SH
20 ISHARES TR QTOP 46438G562 $2.2M 1.42% 56,844 SH
21 NORTHERN LTS FD TR III CPAI 66538R540 $2.2M 1.42% 43,035 SH
22 ISHARES TR TOPT 46438G570 $2.1M 1.37% 61,563 SH
23 PROSHARES TR TQQQ 74347X831 $2.1M 1.36% 27,239 SH
24 NVIDIA CORPORATION NVDA 67066G104 $1.8M 1.15% 7,899 SH
25 VANGUARD WORLD FD VGT 92204A702 $1.8M 1.13% 14,084 SH
26 ISHARES TR SOXX 464287523 $1.7M 1.06% 2,914 SH
27 APPLE INC AAPL 037833100 $1.6M 1.03% 4,843 SH
28 INNOVATOR ETFS TRUST PJUL 45782C813 $1.6M 1.00% 31,445 SH
29 TIDAL TRUST III SNTH 45259A548 $1.4M 0.88% 46,477 SH
30 GRAYSCALE BITCOIN MINI TR ET BTC 389930207 $1.3M 0.84% 35,685 SH
31 INVESCO QQQ TR QQQ 46090E103 $1.3M 0.84% 1,781 SH
32 INVESCO EXCH TRADED FD TR II IPKW 46138E644 $1.3M 0.84% 22,090 SH
33 AMERICAN CENTY ETF TR AVDE 025072703 $1.3M 0.82% 14,328 SH
34 VANGUARD TAX-MANAGED FDS VEA 921943858 $1.2M 0.75% 16,543 SH
35 SELECT SECTOR SPDR TR XLV 81369Y209 $1.1M 0.72% 6,709 SH
36 ISHARES TR DMAX 46438G471 $1.1M 0.70% 39,463 SH
37 ABBOTT LABORATORIES ABT 002824100 $1.1M 0.68% 10,709 SH
38 ISHARES TR DGRO 46434V621 $986.0K 0.63% 13,078 SH
39 SPDR SERIES TRUST XSD 78464A862 $975.0K 0.62% 1,841 SH
40 MICROSOFT CORP MSFT 594918104 $878.7K 0.56% 1,713 SH
41 TIDAL TRUST III AIS 45259A845 $815.0K 0.52% 10,907 SH
42 VANGUARD BD INDEX FDS VUSB 92203C303 $751.5K 0.48% 15,166 SH
43 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $747.0K 0.48% 1 SH
44 GRAYSCALE ETHEREUM STAKING ETH 38964R203 $714.7K 0.46% 28,037 SH
45 INVESCO ACTIVELY MANAGED EXC QBIG 46090A671 $698.5K 0.45% 16,622 SH
46 BROADCOM INC AVGO 11135F101 $631.6K 0.40% 1,799 SH
47 SIMPLIFY EXCHANGE TRADED FUN HEQT 82889N764 $608.5K 0.39% 17,730 SH
48 INNOVATOR ETFS TRUST UJAN 45782C300 $598.8K 0.38% 12,905 SH
49 INNOVATOR ETFS TRUST BFRZ 45784N619 $553.5K 0.35% 20,448 SH
50 INNOVATOR ETFS TRUST IFLR 45784N387 $545.8K 0.35% 10,354 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-14 $156.5M 79 0002111013-26-000004
2026-06-30 2026-08-20 $151.1M 83 0002111013-26-000003
2026-03-31 2026-04-30 $131.6M 81 0002111013-26-000002
2025-12-31 2026-02-19 $129.7M 87 0002111013-26-000001
Filer Information
Address
500 GRACE LANE
AUSTIN, TX 78746
Phone
(512) 693-4040
Filing Manager
ATX Financial Planning, LLC
AUSTIN, TX
Signatory
Mike Massey
CCO & Managing Director