Up Capital Management, Inc. — 13F Holdings & Portfolio
CIK 2117787 · latest 13F-HR filed 2026-08-05
Up Capital Management, Inc. manages $129.2M in 13F-reported U.S. long-equity assets across 20 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (23.01%), WDC (15.20%), VOO (12.29%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 1; 16 existing positions rose in reported value and 1 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-05
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 91.9%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated May 8, 2026.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BAYER, ANTON, JAMES Control | CHAIRMAN, CCO, CFO, AND CIO since Jun 2012 | 75% or more | Individual |
| BAYER, NYLE, BRONSON Control | CHIEF EXECUTIVE OFFICER since Apr 2026 | Less than 5% | Individual |
Ownership & leadership changes · 3 filings with changes since Mar 27, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- Listed againBAYER, NYLE, BRONSON · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ChangedBAYER, ANTON, JAMES · title CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER → CHAIRMAN, CCO, CFO, AND CIO
- No longer listedBAYER, NYLE, BRONSON · PRESIDENT · Less than 5% · control person · listed since Jan 2019
- AddedBAYER, NYLE, BRONSON · PRESIDENT · Less than 5% · control person
- ChangedBAYER, ANTON, JAMES · title CHIEF COMPLIANCE OFFICER, PRESIDENT AND TREASURER → CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
- ListedBAYER, ANTON, JAMES · CHIEF COMPLIANCE OFFICER, PRESIDENT AND TREASURER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- WESTERN DIGITAL CORP$12.0M +155.9%
- NVIDIA CORPORATION$4.5M +17.7%
- VANGUARD INDEX FDS$3.2M +25.4%
- SPDR SERIES TRUST$2.9M +80.4%
- SPDR SERIES TRUST$2.7M +63.4%
Up Capital Management, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $29.7M | 23.01% | 148,587 | SH |
| 2 | WESTERN DIGITAL CORP | WDC | 958102105 | $19.6M | 15.20% | 30,747 | SH |
| 3 | VANGUARD INDEX FDS | VOO | 922908363 | $15.9M | 12.29% | 23,126 | SH |
| 4 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $9.6M | 7.41% | 50,290 | SH |
| 5 | INVESCO QQQ TR | QQQ | 46090E103 | $9.2M | 7.12% | 12,500 | SH |
| 6 | ISHARES TR | IEFA | 46432F842 | $7.3M | 5.65% | 75,584 | SH |
| 7 | SPDR SERIES TRUST | SPMD | 78464A847 | $7.1M | 5.47% | 104,595 | SH |
| 8 | ISHARES TR | EEM | 464287234 | $6.9M | 5.38% | 101,561 | SH |
| 9 | ARISTA NETWORKS INC | ANET | 040413205 | $6.9M | 5.37% | 40,861 | SH |
| 10 | SPDR SERIES TRUST | SPSM | 78468R853 | $6.4M | 4.98% | 111,660 | SH |
| 11 | SPDR SERIES TRUST | JNK | 78468R622 | $5.7M | 4.43% | 59,358 | SH |
| 12 | APPLE INC | AAPL | 037833100 | $1.7M | 1.29% | 5,752 | SH |
| 13 | MICRON TECHNOLOGY INC | MU | 595112103 | $660.3K | 0.51% | 572 | SH |
| 14 | MARRIOTT INTL INC NEW | MAR | 571903202 | $526.0K | 0.41% | 1,419 | SH |
| 15 | HILTON WORLDWIDE HLDGS INC | HLT | 43300A203 | $524.5K | 0.41% | 1,587 | SH |
| 16 | SPDR SERIES TRUST | SPYG | 78464A409 | $326.8K | 0.25% | 2,747 | SH |
| 17 | DIMENSIONAL ETF TRUST | DFUS | 25434V401 | $313.6K | 0.24% | 3,827 | SH |
| 18 | SPDR SERIES TRUST | SPYV | 78464A508 | $282.0K | 0.22% | 4,639 | SH |
| 19 | VALERO ENERGY CORP | VLO | 91913Y100 | $244.3K | 0.19% | 938 | SH |
| 20 | ISHARES TR | SLVP | 464286327 | $232.8K | 0.18% | 7,552 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-05 | $129.2M | 20 | 0001214659-26-009669 |
| 2026-03-31 | 2026-04-21 | $89.1M | 18 | 0001214659-26-004853 |
| 2025-12-31 | 2026-03-23 | $111.8M | 24 | 0001214659-26-003633 |
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