Top Institutional Investors

LEIGH BALDWIN & CO., LLC — 13F Holdings & Portfolio

CIK 946629 · latest 13F-HR filed 2026-08-13

Backtest portfolio

LEIGH BALDWIN & CO., LLC manages $185.7M in 13F-reported U.S. long-equity assets across 182 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DGRO (4.21%), NVDA (4.14%), CGGR (4.11%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 21 new positions and exited 2; 87 existing positions rose in reported value and 32 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$185.7M

Long-equity book

Holdings
182

Distinct positions

Period
2026-06-30

Filed 2026-08-13

Q/Q Activity
+21 / −2 / ↑87 / ↓32

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DGRO4.2% · +11%NVDA4.1% · -7%CGGR4.1% · +14%IWF3.6% · +329%CGDV3.3% · +14%DYNF3.3% · +44%CGCP3.0% · +20%MU2.7% · -12%FBND2.6% · +20%FDEC2.5% · +15%AAPL2.5% · -11%GOOG2.2% · +4%FENI1.9% · +11%IEFA1.6% · -16%AMZN1.5% · -8%SPY1.5% · -6%BLCR1.5% · +29%AVEM1.4% · +6%WCMI1.3% · +24%BINC1.3% · -17%MSFT1.2% · -19%GEV1.1% · +0%BAI1.1% · +2%GLW1.1% · -0%GE1.1% · 0%RSP1.0% · +10%TSLA0.9% · -12%RTX0.9% · -0%AVGO0.9% · -2%GOOGL0.9% · -9%WMT0.7% · +6%CGBL0.7% · +3%LLY0.7% · -24%SHY0.7% · +7%CAT0.7% · -6%RDVY0.6% · -2%WM0.6% · +2%QTUM0.6% · +2%FDVV0.6% · +8%SPYM0.6% · -2%IEF0.6% · -0%LMT0.6% · -2%NNY0.6% · -2%SMH0.5% · +2%IDEF0.5% · +56%BRK.B0.5% · +0%PANW0.5% · -7%XOM0.5% · -10%DE0.5% · 0%CVS0.4% · -2%VOO0.4% · 0%IVV0.4% · -54%AMD0.4% · -45%IALT0.4% · newCOST0.4% · -2%CSCO0.4% · -1%JPM0.4% · +1%NBTB0.4% · -1%GLD0.4% · -18%STX0.4% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 33.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 19, 2026.

Assets Under Management
$290.6M
Discretionary
$290.6M
Employees
16
Accounts
986
Address
112 ALBANY STREET
CAZENOVIA, NY 13035
Phone
(315) 655-2964
Website
This firm reports 3 disclosure items on its registration.
Name Title / Status Ownership Type
BALDWIN, LEIGH DOUGLAS ControlPRESIDENT / OWNER / MANAGING MEMBER/ CFO
since Feb 1995
75% or moreIndividual
DOROZYNSKI, STEFANIE LEE ControlCHIEF COMPLIANCE OFFICER
since Mar 2020
Less than 5%Individual
LEIGH BALDWIN & CO., INC. ControlOWNER
since Jan 2003
10–25%Domestic Entity
BALDWIN, LEIGH DOUGLAS Control
Indirect owner via LEIGH BALDWIN & CO., INC.
OWNER
since Jan 2003
75% or moreIndividual
Ownership & leadership changes · 2 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 23, 2021 filing
  • No longer listedHALLIGAN, SHARON RISLEY · FINANCIAL OPERATIONS PRINCIPAL · Less than 5% · control person · listed since Aug 1995
  • ChangedBALDWIN, LEIGH DOUGLAS · title PRESIDENT / OWNER / MANAGING MEMBER → PRESIDENT / OWNER / MANAGING MEMBER/ CFO
Jun 25, 2020 filing
  • AddedDOROZYNSKI, STEFANIE LEE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedHALLIGAN, SHARON RISLEY · title CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATIONS PRINCIPAL → FINANCIAL OPERATIONS PRINCIPAL
Mar 30, 2012 filing (earliest on record)
  • ListedBALDWIN, LEIGH DOUGLAS · PRESIDENT / OWNER / MANAGING MEMBER · 75% or more · control person
  • ListedBALDWIN, LEIGH DOUGLAS · OWNER · 75% or more · indirect via LEIGH BALDWIN & CO., INC. · control person
  • ListedHALLIGAN, SHARON RISLEY · CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATIONS PRINCIPAL · Less than 5% · control person
  • ListedLEIGH BALDWIN & CO., INC. · OWNER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

LEIGH BALDWIN & CO., LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR DGRO 46434V621 $7.8M 4.21% 103,228 SH
2 NVIDIA Corporation NVDA 67066G104 $7.7M 4.14% 38,438 SH
3 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $7.6M 4.11% 161,564 SH
4 ISHARES TR IWF 464287614 $6.7M 3.63% 54,350 SH
5 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $6.1M 3.27% 123,048 SH
6 BLACKROCK ETF TRUST DYNF 09290C103 $6.0M 3.25% 88,791 SH
7 CAPITAL GROUP CGCP 14020Y102 $5.6M 3.00% 249,853 SH
8 Micron Technology, Inc. MU 595112103 $5.1M 2.74% 4,400 SH
9 FIDELITY MERRIMACK STR TR FBND 316188309 $4.9M 2.65% 108,042 SH
10 FT Vest U.S. Equity Buffer ETF FDEC 33740U505 $4.6M 2.50% 85,055 SH
11 Apple Inc. AAPL 037833100 $4.6M 2.46% 15,764 SH
12 Alphabet Inc. GOOG 02079K107 $4.1M 2.18% 11,476 SH
13 FIDELITY COVINGTON TRUST FENI 31609A404 $3.5M 1.86% 86,048 SH
14 ISHARES TR IEFA 46432F842 $2.9M 1.56% 30,012 SH
15 Amazon.com, Inc. AMZN 023135106 $2.9M 1.54% 12,034 SH
16 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.7M 1.46% 3,625 SH
17 iShares BLCR 09290C855 $2.7M 1.46% 53,657 SH
18 AMERICAN CENTY ETF TR AVEM 025072604 $2.6M 1.41% 27,164 SH
19 FIRST TR EXCHANGE-TRADED FD WCMI 33733E732 $2.4M 1.31% 123,828 SH
20 BLACKROCK ETF TRUST II BINC 092528603 $2.4M 1.30% 45,973 SH
21 Microsoft Corporation MSFT 594918104 $2.2M 1.21% 6,025 SH
22 GE VERNOVA INC GEV 36828A101 $2.1M 1.14% 1,809 SH
23 BLACKROCK ETF TRUST BAI 09290C780 $2.1M 1.13% 39,709 SH
24 CORNING INC GLW 219350105 $2.1M 1.12% 8,176 SH
25 GE AEROSPACE GE 369604301 $2.0M 1.10% 5,457 SH
26 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $1.9M 1.04% 9,111 SH
27 Tesla, Inc. TSLA 88160R101 $1.8M 0.95% 4,193 SH
28 RTX CORPORATION RTX 75513E101 $1.6M 0.88% 8,656 SH
29 Broadcom Inc. AVGO 11135F101 $1.6M 0.88% 4,323 SH
30 Alphabet Inc. GOOGL 02079K305 $1.6M 0.85% 4,440 SH
31 Walmart Inc. WMT 931142103 $1.4M 0.74% 12,183 SH
32 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $1.4M 0.74% 36,315 SH
33 ELI LILLY &CO LLY 532457108 $1.3M 0.72% 1,112 SH
34 ISHARES TR SHY 464287457 $1.3M 0.68% 15,448 SH
35 CATERPILLAR INC CAT 149123101 $1.3M 0.68% 1,187 SH
36 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $1.2M 0.64% 14,695 SH
37 WASTE MGMT INC DEL WM 94106L109 $1.2M 0.63% 5,259 SH
38 ETF SER SOLUTIONS QTUM 26922A420 $1.1M 0.62% 6,936 SH
39 FIDELITY COVINGTON TRUST FDVV 316092840 $1.1M 0.59% 18,122 SH
40 SPDR SERIES TRUST SPYM 78464A854 $1.1M 0.58% 12,329 SH
41 ISHARES TR IEF 464287440 $1.1M 0.58% 11,449 SH
42 LOCKHEED MARTIN CORP LMT 539830109 $1.0M 0.56% 2,040 SH
43 NUVEEN N Y MUN VALUE FD NNY 67062M105 $1.0M 0.55% 117,483 SH
44 VANECK ETF TRUST SMH 92189F676 $971.0K 0.52% 1,480 SH
45 BLACKROCK ETF TRUST IDEF 09290C699 $964.4K 0.52% 30,347 SH
46 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $957.0K 0.52% 1,913 SH
47 Palo Alto Networks, Inc. PANW 697435105 $865.9K 0.47% 2,539 SH
48 EXXON MOBIL CORP XOM 30231G102 $858.4K 0.46% 6,279 SH
49 DEERE &CO DE 244199105 $836.9K 0.45% 1,319 SH
50 CVS HEALTH CORP CVS 126650100 $829.8K 0.45% 8,022 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $185.7M 182 0000946629-26-000004
2026-03-31 2026-05-20 $154.5M 163 0000946629-26-000003
2025-12-31 2026-02-12 $152.1M 162 0000946629-26-000001
2025-09-30 2025-11-14 $177.6M 201 0000946629-25-000010
Filer Information
Address
112 ALBANY STREET
CAZENOVIA, NY 13035-0660
Phone
(315) 734-1410
Filing Manager
LEIGH BALDWIN & CO., LLC
CAZENOVIA, NY
Signatory
Stefanie Dorozynski
Chief Compliance Officer