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ENTERPRISE ASSOCIATES 9 L P NEW

CIK 1102947 · last filed 2016-10-13

ENTERPRISE ASSOCIATES 9 L P NEW is a corporate insider who has filed 4 SEC Form 4 insider transactions across 2 companies since 2016. The most recent filing, for XCOM, was dated Oct 13, 2016. Across all open-market trades the lifetime net is +$6.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.0M across reported positions. 8 SEC filings were submitted jointly with NEA PARTNERS 9 L P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.97M

Companies

2

Total Filings

4

Lifetime Open-Market Net

$6.00M

Filer Profile

Reported Address
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM, MD 21093
Phone
(410) 244-0115
State of Incorporation
DE
Formerly Known As
NEW ENTERPRISE ASSOCIATES 9 LIMITED PARTNERSHIP (2001–2003)
Related Filers
NEA PARTNERS 9 L P — 8 joint filings, latest 2016-10-13
PETER J BARRIS — 1 joint filings, latest 2006-11-09
C RICHARD KRAMLICH — 1 joint filings, latest 2006-11-09
PETER MORRIS — 1 joint filings, latest 2006-11-09
JOHN M NEHRA — 1 joint filings, latest 2006-11-09
CHARLES W NEWHALL III — 1 joint filings, latest 2006-11-09
MARK W PERRY — 1 joint filings, latest 2006-11-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XCOM 10%+ Owner — $28.58 — $0 3 2016-10-13
SENS 10%+ Owner 447,465 $8.87 $3.97M $6.00M 1 2016-03-23

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-10-13 XCOM Buy (P) — $0 EDGAR
2016-09-28 XCOM Buy (P) — $0 EDGAR
2016-09-15 XCOM Buy (P) — $0 EDGAR
2016-03-23 SENS Buy (P) +2,105,262 $6.00M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.