C RICHARD KRAMLICH
CIK 1005550 · last filed 2019-05-23
C RICHARD KRAMLICH is a corporate insider who has filed 146 SEC Form 4 insider transactions across 18 companies since 2007. Across all open-market trades the lifetime net is −$22.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $185.2M across reported positions. 43 SEC filings were submitted jointly with MARK W PERRY.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$185.23M
Companies
18
Total Filings
146
Lifetime Open-Market Net
-$22.18M
Filer Profile
Reported Address
1954 GREENSPRING DRIVESUITE 600
TIMONIUM, MD 21093
Related Filers
MARK W PERRY — 43 joint filings, latest 2012-05-16
PETER J BARRIS — 40 joint filings, latest 2012-05-16
M JAMES BARRETT — 39 joint filings, latest 2012-05-16
CHARLES W NEWHALL III — 39 joint filings, latest 2012-05-16
SCOTT D SANDELL — 33 joint filings, latest 2012-05-16
NEA PARTNERS 10 L P — 30 joint filings, latest 2011-08-09
III EUGENE A TRAINOR — 27 joint filings, latest 2009-11-13
ENTERPRISE ASSOCIATES 10 L P NEW — 26 joint filings, latest 2011-08-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DZS INC. (DZSI) Delisted | Director | 9,326 | $0.02 | $195 | $0 | 3 | 2017-09-11 |
| XOOM Corp (XOOM) Delisted | Director | 0 | — | — | $0 | 6 | 2015-11-13 |
| SVB FINANCIAL GROUP (SIVB) Delisted | Director | 23,882 | $106.04 | $2.53M | $0 | 10 | 2015-05-22 |
| DZS INC. (ZHNE) Delisted | Director | 1,799,141 | — | — | $9.72M | 48 | 2015-05-06 |
| Millennial Media Inc. (MM) Delisted | 10%+ Owner | 8,196,614 | — | — | -$21.48M | 2 | 2012-10-30 |
| WDAY | 10%+ Owner | — | $189.45 | — | $0 | 1 | 2012-10-18 |
| FUSION-IO, INC. (FIO) Delisted | 10%+ Owner | 45,000 | — | — | -$44.30M | 14 | 2012-09-06 |
| HYPERION THERAPEUTICS INC (HPTX) Delisted | 10%+ Owner | 615,119 | — | — | $5.00M | 1 | 2012-08-02 |
| TESARO, Inc. (TSRO) Delisted | 10%+ Owner | 10,388,144 | — | — | $15.00M | 1 | 2012-07-03 |
| INNERWORKINGS INC (INWK) Delisted | 10%+ Owner | 15,729 | — | — | -$12.64M | 7 | 2012-03-30 |
| AMICUS THERAPEUTICS, INC. (FOLD) Delisted | 10%+ Owner | 1,066,029 | $14.49 | $15.45M | $6.40M | 3 | 2012-03-09 |
| ECHO | 10%+ Owner | 2,020,219 | $90.11 | $182.04M | $0 | 1 | 2012-03-01 |
| Clovis Oncology, Inc. (CLVS) Delisted | 10%+ Owner | 1,726,248 | $0.08 | $140.2K | $17.11M | 1 | 2011-11-22 |
| VG | 10%+ Owner | 22,793 | $12.62 | $287.6K | $0 | 1 | 2011-03-15 |
| Financial Engines, Inc. (FNGN) Delisted | Director | 87,719 | — | — | $0 | 3 | 2010-11-18 |
| INHIBITEX, INC. (INHX) Delisted | 10%+ Owner | 1,941,407 | — | — | $3.00M | 1 | 2009-10-30 |
| TNDM | 10%+ Owner | 184,627 | $15.72 | $2.90M | $0 | 4 | 2009-02-20 |
| INTERCELL USA, INC. (IOMI) Delisted | 10%+ Owner | 6,417,186 | — | — | $0 | 1 | 2007-03-06 |
Recent Filings
146 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-05-23 | — | Disp (D) | −2,767,688 | -$8.99M | |
| 2017-09-11 | DZS INC. (DZSI) Delisted | Exer (M) | +750 | $0 | EDGAR |
| 2017-02-22 | DZS INC. (DZSI) Delisted | Grant (A) | +16,807 | $0 | EDGAR |
| 2016-09-13 | DZS INC. (DZSI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-11-13 | XOOM Corp (XOOM) Delisted | Disp (D) | −59,608 | -$1.49M | EDGAR |
| 2015-06-01 | XOOM Corp (XOOM) Delisted | Grant (A) | +6,019 | $0 | EDGAR |
| 2015-05-22 | SVB FINANCIAL GROUP (SIVB) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-05-06 | DZS INC. (ZHNE) Delisted | Grant (A) | +25,695 | $0 | EDGAR |
| 2015-04-27 | SVB FINANCIAL GROUP (SIVB) Delisted | Exer (M) | +940 | $0 | EDGAR |
| 2014-11-24 | — | Buy (P) | +54,500 | $81.8K |
Showing 1–10 of 146
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.