C RICHARD KRAMLICH

CIK 1005550 · last filed 2019-05-23

C RICHARD KRAMLICH is a corporate insider who has filed 146 SEC Form 4 insider transactions across 18 companies since 2007. Across all open-market trades the lifetime net is −$22.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $226.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$226.80M

Companies

18

Total Filings

146

Lifetime Open-Market Net

-$22.18M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DZS INC. (DZSI) Delisted Director 9,326 $0.02 $195 $0 3 2017-09-11
XOOM Corp (XOOM) Delisted Director 0 $0 6 2015-11-13
SVB FINANCIAL GROUP (SIVB) Delisted Director 23,882 $106.04 $2.53M $0 10 2015-05-22
DZS INC. (ZHNE) Delisted Director 1,799,141 $9.72M 48 2015-05-06
Millennial Media Inc. (MM) Delisted 10%+ Owner 8,196,614 -$21.48M 2 2012-10-30
WDAY 10%+ Owner $124.21 $0 1 2012-10-18
FUSION-IO, INC. (FIO) Delisted 10%+ Owner 45,000 -$44.30M 14 2012-09-06
HYPERION THERAPEUTICS INC (HPTX) Delisted 10%+ Owner 615,119 $5.00M 1 2012-08-02
TESARO, Inc. (TSRO) Delisted 10%+ Owner 10,388,144 $15.00M 1 2012-07-03
INNERWORKINGS INC (INWK) Delisted 10%+ Owner 15,729 -$12.64M 7 2012-03-30
AMICUS THERAPEUTICS, INC. (FOLD) Delisted 10%+ Owner 1,066,029 $14.49 $15.45M $6.40M 3 2012-03-09
ECHO 10%+ Owner 2,020,219 $97.30 $196.57M $0 1 2012-03-01
Clovis Oncology, Inc. (CLVS) Delisted 10%+ Owner 1,726,248 $0.08 $140.2K $17.11M 1 2011-11-22
VG 10%+ Owner 22,793 $10.95 $249.6K $0 1 2011-03-15
Financial Engines, Inc. (FNGN) Delisted Director 87,719 $0 3 2010-11-18
INHIBITEX, INC. (INHX) Delisted 10%+ Owner 1,941,407 $3.00M 1 2009-10-30
TNDM 10%+ Owner 1,846,273 $16.24 $29.98M $0 4 2009-02-20
INTERCELL USA, INC. (IOMI) Delisted 10%+ Owner 6,417,186 $0 1 2007-03-06

Recent Filings

146 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-23 Disp (D) −2,767,688 -$8.99M
2017-09-11 DZS INC. (DZSI) Delisted Exer (M) +750 $0 EDGAR
2017-02-22 DZS INC. (DZSI) Delisted Grant (A) +16,807 $0 EDGAR
2016-09-13 DZS INC. (DZSI) Delisted Grant (A) $0 EDGAR
2015-11-13 XOOM Corp (XOOM) Delisted Disp (D) −59,608 -$1.49M EDGAR
2015-06-01 XOOM Corp (XOOM) Delisted Grant (A) +6,019 $0 EDGAR
2015-05-22 SVB FINANCIAL GROUP (SIVB) Delisted Grant (A) $0 EDGAR
2015-05-06 DZS INC. (ZHNE) Delisted Grant (A) +25,695 $0 EDGAR
2015-04-27 SVB FINANCIAL GROUP (SIVB) Delisted Exer (M) +940 $0 EDGAR
2014-11-24 Buy (P) +54,500 $81.8K
Showing 110 of 146
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.