PETER S GARCIA
CIK 1188956 · CHIEF FINANCIAL OFFICER · last filed 2025-09-12
PETER S GARCIA is a CHIEF FINANCIAL OFFICER who has filed 47 SEC Form 4 insider transactions across 6 companies since 2009. The most recent filing, for DRRX, was dated Sep 12, 2025. Across all open-market trades the lifetime net is −$6.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $192.0K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$192.0K
6
47
-$6.03M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DURECT CORP (DRRX) Delisted | Director | 0 | $1.91 | $0 | $0 | 6 | 2025-09-12 |
| ALXO | CHIEF FINANCIAL OFFICER | 121,516 | $1.58 | $192.0K | -$6.31M | 19 | 2024-08-16 |
| PDL BIOPHARMA, INC. (PDLI) Delisted | Vice President, CFO | 225,029 | — | — | $248.3K | 16 | 2019-04-16 |
| Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted | Chief Financial Officer | 7,000 | — | — | $31.7K | 3 | 2013-02-22 |
| Adhera Therapeutics, Inc. (MRNAD) Delisted | Chief Financial Officer | 5,000 | — | — | $0 | 2 | 2011-08-29 |
| MRNA | Chief Financial Officer | — | $49.91 | — | $0 | 1 | 2009-07-15 |
Recent Filings
47 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-09-12 | DURECT CORP (DRRX) Delisted | Mixed | −12,500 | $0 | EDGAR |
| 2025-09-11 | DURECT CORP (DRRX) Delisted | Exer (M) | +5,500 | $6.7K | EDGAR |
| 2024-09-27 | DURECT CORP (DRRX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2024-08-16 | ALXO | Tax (F) | −761 | -$2.0K | EDGAR |
| 2024-07-02 | ALXO | Tax (F) | −1,789 | -$10.8K | EDGAR |
| 2024-06-24 | ALXO | Buy (P) | +12,000 | $102.3K | EDGAR |
| 2024-06-17 | ALXO | Buy (P) | +12,000 | $102.3K | EDGAR |
| 2024-02-16 | ALXO | Grant (A) | +25,000 | $0 | EDGAR |
| 2024-01-03 | ALXO | Sell (S) | −1,893 | -$28.5K | EDGAR |
| 2023-07-27 | ALXO | Grant (A) | +32,000 | $0 | EDGAR |