PETER S GARCIA
CIK 1188956 · CHIEF FINANCIAL OFFICER · last filed 2025-09-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$192.0K
Companies
6
Total Filings
47
Lifetime Open-Market Net
-$6.03M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DURECT CORP (DRRX) Delisted | Director | 0 | $1.91 | $0 | $0 | 6 | 2025-09-12 |
| ALXO | CHIEF FINANCIAL OFFICER | 121,516 | $1.58 | $192.0K | -$6.31M | 19 | 2024-08-16 |
| PDL BIOPHARMA, INC. (PDLI) Delisted | Vice President, CFO | 225,029 | — | — | $248.3K | 16 | 2019-04-16 |
| Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted | Chief Financial Officer | 7,000 | — | — | $31.7K | 3 | 2013-02-22 |
| Adhera Therapeutics, Inc. (MRNAD) Delisted | Chief Financial Officer | 5,000 | — | — | $0 | 2 | 2011-08-29 |
| MRNA | Chief Financial Officer | — | $49.91 | — | $0 | 1 | 2009-07-15 |
Recent Filings · Page 2 of 5
47 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-07-05 | ALXO | Sell (S) | −887 | -$6.5K | EDGAR |
| 2023-06-23 | DURECT CORP (DRRX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2023-01-03 | ALXO | Sell (S) | −893 | -$9.9K | EDGAR |
| 2022-08-09 | ALXO | Grant (A) | +29,000 | $0 | EDGAR |
| 2022-06-17 | DURECT CORP (DRRX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2022-02-08 | ALXO | Exer (M) | +15,000 | $67.3K | EDGAR |
| 2021-12-14 | DURECT CORP (DRRX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2021-10-19 | ALXO | Mixed | — | -$371.3K | EDGAR |
| 2021-09-17 | ALXO | Mixed | — | -$958.4K | EDGAR |
| 2021-08-24 | ALXO | Mixed | — | -$4.20M | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.