PETER S GARCIA

CIK 1188956 · CHIEF FINANCIAL OFFICER · last filed 2025-09-12

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$192.0K

Companies

6

Total Filings

47

Lifetime Open-Market Net

-$6.03M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DURECT CORP (DRRX) Delisted Director 0 $1.91 $0 $0 6 2025-09-12
ALXO CHIEF FINANCIAL OFFICER 121,516 $1.58 $192.0K -$6.31M 19 2024-08-16
PDL BIOPHARMA, INC. (PDLI) Delisted Vice President, CFO 225,029 $248.3K 16 2019-04-16
Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Chief Financial Officer 7,000 $31.7K 3 2013-02-22
Adhera Therapeutics, Inc. (MRNAD) Delisted Chief Financial Officer 5,000 $0 2 2011-08-29
MRNA Chief Financial Officer $49.91 $0 1 2009-07-15

Recent Filings · Page 4 of 5

47 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-12-19 PDL BIOPHARMA, INC. (PDLI) Delisted Disp (D) −17,818 $0 EDGAR
2017-03-27 PDL BIOPHARMA, INC. (PDLI) Delisted Buy (P) +25,000 $49.4K EDGAR
2017-03-07 PDL BIOPHARMA, INC. (PDLI) Delisted Grant (A) +212,669 $433.8K EDGAR
2016-12-15 PDL BIOPHARMA, INC. (PDLI) Delisted Disp (D) −1,919 $0 EDGAR
2016-08-10 PDL BIOPHARMA, INC. (PDLI) Delisted Buy (P) +10,000 $29.9K EDGAR
2016-01-28 PDL BIOPHARMA, INC. (PDLI) Delisted Grant (A) +101,051 $325.4K EDGAR
2015-12-16 PDL BIOPHARMA, INC. (PDLI) Delisted Buy (P) +15,000 $52.4K EDGAR
2015-10-05 PDL BIOPHARMA, INC. (PDLI) Delisted Grant (A) +15,169 $75.1K EDGAR
2015-08-17 PDL BIOPHARMA, INC. (PDLI) Delisted Buy (P) +20,000 $116.5K EDGAR
2015-01-30 PDL BIOPHARMA, INC. (PDLI) Delisted Grant (A) +32,847 $250.3K EDGAR
Showing 3140 of 47
Page 4 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.