PETER S GARCIA

CIK 1188956 · CHIEF FINANCIAL OFFICER · last filed 2025-09-12

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$192.0K

Companies

6

Total Filings

47

Lifetime Open-Market Net

-$6.03M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DURECT CORP (DRRX) Delisted Director 0 $1.91 $0 $0 6 2025-09-12
ALXO CHIEF FINANCIAL OFFICER 121,516 $1.58 $192.0K -$6.31M 19 2024-08-16
PDL BIOPHARMA, INC. (PDLI) Delisted Vice President, CFO 225,029 $248.3K 16 2019-04-16
Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Chief Financial Officer 7,000 $31.7K 3 2013-02-22
Adhera Therapeutics, Inc. (MRNAD) Delisted Chief Financial Officer 5,000 $0 2 2011-08-29
MRNA Chief Financial Officer $49.91 $0 1 2009-07-15

Recent Filings · Page 5 of 5

47 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-05-23 PDL BIOPHARMA, INC. (PDLI) Delisted Grant (A) +12,575 $105.0K EDGAR
2013-02-22 Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Other (J) $0 EDGAR
2012-03-19 Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Buy (P) +5,000 $23.4K EDGAR
2011-11-30 Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Buy (P) +2,000 $8.3K EDGAR
2011-08-29 Adhera Therapeutics, Inc. (MRNAD) Delisted Mixed +5,000 $3.0K EDGAR
2010-10-15 Adhera Therapeutics, Inc. (MRNAD) Delisted Grant (A) $0 EDGAR
2009-07-15 MRNA Grant (A) $0 EDGAR
Showing 4147 of 47
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.