HENRI P RICHARD

CIK 1192011 · EVP, Go To Market · last filed 2020-06-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$79.08M

Companies

4

Total Filings

64

Lifetime Open-Market Net

-$7.97M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTAP EVP, Go To Market 177,472 $164.64 $29.22M -$3.12M 27 2020-06-03
ULTRATECH INC (UTEK) Delisted Director 46,750 -$872.3K 14 2016-07-26
Freescale Semiconductor, Ltd. (FSL) Delisted SVP Chief Sales & Mktg Officer 80,392 -$3.70M 7 2013-02-21
AMD EVP Chf Sales & Mkt Off 92,391 $539.69 $49.86M -$280.6K 14 2007-08-23

Recent Filings · Page 4 of 7

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-07-16 ULTRATECH INC (UTEK) Delisted Grant (A) +7,500 $0 EDGAR
2013-07-18 ULTRATECH INC (UTEK) Delisted Grant (A) +7,500 $0 EDGAR
2013-02-21 Freescale Semiconductor, Ltd. (FSL) Delisted Mixed −9,927 -$982.7K EDGAR
2013-02-08 Freescale Semiconductor, Ltd. (FSL) Delisted Sell (S) −4,925 -$75.8K EDGAR
2013-02-06 Freescale Semiconductor, Ltd. (FSL) Delisted Mixed -$828.2K EDGAR
2012-07-19 ULTRATECH INC (UTEK) Delisted Grant (A) +7,500 $0 EDGAR
2012-04-04 Freescale Semiconductor, Ltd. (FSL) Delisted Grant (A) +16,220 $0 EDGAR
2012-03-19 Freescale Semiconductor, Ltd. (FSL) Delisted Mixed -$36.4K EDGAR
2012-03-02 Freescale Semiconductor, Ltd. (FSL) Delisted Mixed -$323.3K EDGAR
2012-02-16 ULTRATECH INC (UTEK) Delisted Sell (S) −10,000 -$282.8K EDGAR
Showing 3140 of 64
Page 4 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.