HENRI P RICHARD
CIK 1192011 · EVP, Go To Market · last filed 2020-06-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$79.08M
Companies
4
Total Filings
64
Lifetime Open-Market Net
-$7.97M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NTAP | EVP, Go To Market | 177,472 | $164.64 | $29.22M | -$3.12M | 27 | 2020-06-03 |
| ULTRATECH INC (UTEK) Delisted | Director | 46,750 | — | — | -$872.3K | 14 | 2016-07-26 |
| Freescale Semiconductor, Ltd. (FSL) Delisted | SVP Chief Sales & Mktg Officer | 80,392 | — | — | -$3.70M | 7 | 2013-02-21 |
| AMD | EVP Chf Sales & Mkt Off | 92,391 | $539.69 | $49.86M | -$280.6K | 14 | 2007-08-23 |
Recent Filings · Page 5 of 7
64 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-02-08 | Freescale Semiconductor, Ltd. (FSL) Delisted | Grant (A) | +39,020 | $0 | EDGAR |
| 2011-07-21 | ULTRATECH INC (UTEK) Delisted | Grant (A) | +7,500 | $0 | EDGAR |
| 2011-05-31 | ULTRATECH INC (UTEK) Delisted | Mixed | +5,000 | -$118.7K | EDGAR |
| 2011-02-03 | ULTRATECH INC (UTEK) Delisted | Sell (S) | −5,000 | -$117.7K | EDGAR |
| 2010-07-22 | ULTRATECH INC (UTEK) Delisted | Grant (A) | +5,000 | $0 | EDGAR |
| 2009-07-22 | ULTRATECH INC (UTEK) Delisted | Grant (A) | +5,000 | $0 | EDGAR |
| 2008-07-24 | ULTRATECH INC (UTEK) Delisted | Grant (A) | +5,000 | $0 | EDGAR |
| 2007-10-03 | — | — | — | $0 | |
| 2007-08-23 | AMD | Mixed | +424 | -$4.3K | EDGAR |
| 2007-08-17 | AMD | Mixed | +1,690 | -$17.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.