RICHARD PETEKA

CIK 1240559 · CFO, Secretary and Treasurer · last filed 2022-04-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$420.3K

Companies

3

Total Filings

13

Lifetime Open-Market Net

$875.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SLRC CFO, SEC, TREAS 28,872 $12.71 $367.0K $359.2K 5 2022-04-05
SUNS CFO, Secretary and Treasurer 6,250 $8.54 $53.4K $103.1K 2 2012-05-31
MidCap Financial Investment Corp (AINV) Delisted CFO and Treasurer 42,500 $13.65 $580.1K $413.6K 5 2011-08-08

Recent Filings · Page 2 of 2

13 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2010-04-28 MidCap Financial Investment Corp (AINV) Delisted Buy (P) +5,000 $61.0K EDGAR
2010-02-23 MidCap Financial Investment Corp (AINV) Delisted Buy (P) +7,500 $86.9K EDGAR
2009-08-17 MidCap Financial Investment Corp (AINV) Delisted Buy (P) +10,000 $88.0K EDGAR
Showing 1113 of 13
Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.