RICHARD PETEKA
CIK 1240559 · CFO, Secretary and Treasurer · last filed 2022-04-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$422.8K
Companies
3
Total Filings
13
Lifetime Open-Market Net
$875.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SLRC | CFO, SEC, TREAS | 28,872 | $12.97 | $374.5K | $359.2K | 5 | 2022-04-05 |
| SUNS | CFO, Secretary and Treasurer | 6,250 | $7.73 | $48.3K | $103.1K | 2 | 2012-05-31 |
| MidCap Financial Investment Corp (AINV) Delisted | CFO and Treasurer | 42,500 | $13.65 | $580.1K | $413.6K | 5 | 2011-08-08 |
Recent Filings · Page 2 of 2
13 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-04-28 | MidCap Financial Investment Corp (AINV) Delisted | Buy (P) | +5,000 | $61.0K | EDGAR |
| 2010-02-23 | MidCap Financial Investment Corp (AINV) Delisted | Buy (P) | +7,500 | $86.9K | EDGAR |
| 2009-08-17 | MidCap Financial Investment Corp (AINV) Delisted | Buy (P) | +10,000 | $88.0K | EDGAR |
Showing 11–13 of 13
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.