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RICHARD PETEKA

CIK 1240559 · CFO, Secretary and Treasurer · last filed 2022-04-05

RICHARD PETEKA is a CFO, Secretary and Treasurer who has filed 13 SEC Form 4 insider transactions across 3 companies since 2009. Across all open-market trades the lifetime net is +$875.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $422.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$422.8K

Companies

3

Total Filings

13

Lifetime Open-Market Net

$875.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SLRC CFO, SEC, TREAS 28,872 $12.97 $374.5K $359.2K 5 2022-04-05
SUNS CFO, Secretary and Treasurer 6,250 $7.73 $48.3K $103.1K 2 2012-05-31
MidCap Financial Investment Corp (AINV) Delisted CFO and Treasurer 42,500 $13.65 $580.1K $413.6K 5 2011-08-08

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-04-05 — Disp (D) −6,250 $0
2022-04-05 SLRC Grant (A) +4,872 $0 EDGAR
2020-03-23 SLRC Buy (P) +5,000 $44.9K EDGAR
2020-03-17 SLRC Buy (P) +8,000 $106.5K EDGAR
2015-12-11 SLRC Buy (P) +6,000 $100.2K EDGAR
2012-05-31 SUNS Buy (P) +1,487 $24.5K EDGAR
2012-05-30 SUNS Buy (P) +4,763 $78.7K EDGAR
2012-05-30 SLRC Buy (P) +5,000 $107.5K EDGAR
2011-08-08 MidCap Financial Investment Corp (AINV) Delisted Buy (P) +10,000 $77.9K EDGAR
2010-06-04 MidCap Financial Investment Corp (AINV) Delisted Buy (P) +10,000 $99.8K EDGAR
Showing 1–10 of 13
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.