Oaktree Capital Group, LLC
CIK 1403528 · last filed 2023-01-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.61B
Companies
18
Total Filings
30
Lifetime Open-Market Net
-$9.89B
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| STR Sub Inc. (STR.WS) Delisted | 10%+ Owner | 0 | $0.01 | $0 | $0 | 1 | 2023-01-03 |
| CBL | 10%+ Owner | 3,983,967 | $56.55 | $225.29M | -$108.95M | 1 | 2022-04-21 |
| RWAY | 10%+ Owner | 20,637,404 | $6.84 | $141.16M | $26.95M | 4 | 2022-02-17 |
| SHLS | 10%+ Owner | 0 | $8.93 | $0 | $0 | 1 | 2021-07-21 |
| Vistra Corp. (VST.WS.A) Delisted | Director | 29,943,806 | $0.01 | $233.6K | -$28.17M | 2 | 2021-01-27 |
| Oaktree Acquisition Corp. II (OACB.U) Delisted | 10%+ Owner | — | $9.65 | — | $0 | 1 | 2020-09-22 |
| Infinera Corp (INFN) Delisted | 10%+ Owner | 24,175,384 | $6.64 | $160.52M | $106.31M | 1 | 2020-03-18 |
| EGLE | 10%+ Owner | 3,757,201 | $32.57 | $122.37M | $174.58M | 2 | 2019-03-29 |
| Infrastructure & Energy Alternatives, Inc. (IEAWW) Delisted | Director | 10,428,500 | $1.65 | $17.21M | $0 | 1 | 2019-01-03 |
| Oaktree Specialty Lending Corp (OSLE) Delisted | 10%+ Owner | 276,000 | — | — | $5.29M | 1 | 2017-12-15 |
| FBP | Director | 10,051,733 | $28.67 | $288.18M | -$508.95M | 2 | 2017-08-09 |
| Euronav MI II Inc. (GNRT) Delisted | Director | 9,584 | — | — | $0 | 1 | 2017-05-18 |
| STORE CAPITAL Corp (STOR) Delisted | Director | 82,148,644 | $32.21 | $2.65B | $0 | 1 | 2015-04-01 |
| Diamond Foods Inc (DMND) Delisted | 10%+ Owner | 4,420,859 | — | — | $0 | 1 | 2014-02-20 |
| CHTR | Director | 16,582,314 | $152.57 | $2.53B | -$130.34M | 2 | 2012-05-23 |
| AIQ | 10%+ Owner | 4,757,438 | $63.35 | $301.38M | $71.55M | 3 | 2010-11-01 |
| GT Advanced Technologies Inc. (SOLR) Delisted | 10%+ Owner | 111,438,149 | $34.91 | $3.89B | -$9.50B | 2 | 2009-02-12 |
| EXCO RESOURCES INC (XCO) Delisted | Director | 2,321,096 | — | — | $0 | 1 | 2008-07-22 |
Recent Filings · Page 3 of 3
30 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-02-20 | Diamond Foods Inc (DMND) Delisted | Exer (X) | +26,525,154 | $265.25M | EDGAR |
| 2013-10-31 | — | Disp (D) | −155,373,440 | $0 | |
| 2012-05-23 | CHTR | Sell (S) | −2,030,264 | -$130.34M | EDGAR |
| 2011-04-28 | CHTR | Grant (A) | +25,470 | $0 | EDGAR |
| 2010-11-01 | AIQ | Buy (P) | +6,000,000 | $22.60M | EDGAR |
| 2010-08-05 | AIQ | Buy (P) | +487,620 | $2.07M | EDGAR |
| 2010-08-03 | AIQ | Buy (P) | +11,869,500 | $46.87M | EDGAR |
| 2009-02-12 | GT Advanced Technologies Inc. (SOLR) Delisted | Sell (S) | −303,000,000 | -$5.00B | EDGAR |
| 2008-07-30 | GT Advanced Technologies Inc. (SOLR) Delisted | Sell (S) | −272,700,000 | -$4.50B | EDGAR |
| 2008-07-22 | EXCO RESOURCES INC (XCO) Delisted | Conv (C) | +284,210,514 | $0 | EDGAR |
Showing 21–30 of 30
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.