Oaktree Holdings, Inc.

CIK 1403382 · last filed 2021-11-23

Oaktree Holdings, Inc. is a corporate insider who has filed 23 SEC Form 4 insider transactions across 10 companies since 2011. The most recent filing shows the insider sold $83.7M of VST.WS.A on Nov 23, 2021. Across all open-market trades the lifetime net is −$883.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $441.1M across reported positions. The firm reports its address in Los Angeles, CA. 136 SEC filings were submitted jointly with OAKTREE CAPITAL MANAGEMENT LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$441.09M

Companies

10

Total Filings

23

Lifetime Open-Market Net

-$883.12M

Filer Profile

Reported Address
333 SOUTH GRAND AVENUE
28TH FLOOR
LOS ANGELES, CA 90071
Phone
(213) 830-6300
State of Incorporation
DE
Related Filers
OAKTREE CAPITAL MANAGEMENT LP — 136 joint filings, latest 2021-11-23
Oaktree Capital Group, LLC — 132 joint filings, latest 2021-11-23
Oaktree Capital Group Holdings GP, LLC — 124 joint filings, latest 2021-11-23
OCM HOLDINGS I, LLC — 44 joint filings, latest 2019-10-29
OAKTREE HOLDINGS, LLC — 43 joint filings, latest 2019-10-29
Oaktree Capital I, L.P. — 42 joint filings, latest 2019-10-29
Oaktree Capital Group Holdings, L.P. — 39 joint filings, latest 2016-11-22
OAKTREE FUND GP I, L.P. — 36 joint filings, latest 2019-10-29
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Vistra Corp. (VST.WS.A) Delisted 28,899,812 $0.01 $225.4K -$59.02M 2 2021-11-23
EGLE 10%+ Owner 3,926,000 $32.76 $128.63M $56.57M 5 2021-03-29
Infrastructure & Energy Alternatives, Inc. (IEAWW) Delisted Director 81,433 $1.65 $134.4K $0 1 2020-04-02
NGL 10%+ Owner 1,458,371 $17.75 $25.89M $0 1 2019-04-09
Infinera Corp (INFN) Delisted 10%+ Owner $6.64 $0 1 2019-02-11
Euronav MI II Inc. (GNRT) Delisted Director 11,740,000 $23.39M 3 2018-06-12
STONEMOR PARTNERS LP (STON) Delisted 10%+ Owner 4,459,267 $3.53 $15.74M $5.90M 3 2018-05-16
FBP Director 10,051,733 $28.51 $286.57M -$508.95M 2 2017-08-09
STORE CAPITAL Corp (STOR) Delisted Director 33,336,144 $32.21 $1.07B -$579.12M 1 2016-03-14
EXCO RESOURCES INC (XCO) Delisted Director 2,457,096 $178.11M 1 2011-12-16

Recent Filings

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-11-23 Vistra Corp. (VST.WS.A) Delisted Sell (S) −4,166,292 -$83.75M EDGAR
2021-03-29 EGLE Sell (S) −161,154 -$6.14M EDGAR
2020-09-21 Vistra Corp. (VST.WS.A) Delisted Buy (P) +2,000,000 $24.73M EDGAR
2020-04-02 Infrastructure & Energy Alternatives, Inc. (IEAWW) Delisted Grant (A) +172,645 $0 EDGAR
2019-07-31 EGLE Buy (P) +3,250,000 $14.81M EDGAR
2019-07-29 EGLE Buy (P) +5,000,000 $23.80M EDGAR
2019-04-09 NGL Mixed +7,291,855 $0 EDGAR
2019-04-04 EGLE Buy (P) +162,580 $762.5K EDGAR
2019-02-11 Infinera Corp (INFN) Delisted Buy (P) $0 EDGAR
2018-12-19 EGLE Buy (P) +5,108,050 $23.33M EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.