OAKTREE HOLDINGS, LLC

CIK 1407181 · last filed 2022-09-12

OAKTREE HOLDINGS, LLC is a corporate insider who has filed 30 SEC Form 4 insider transactions across 14 companies since 2009. The most recent filing shows the insider sold $747.1M of TPIC on Sep 12, 2022. Across all open-market trades the lifetime net is +$29.87B, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.80B across reported positions. The firm reports its address in Los Angeles, CA. 220 SEC filings were submitted jointly with OCM HOLDINGS I, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.80B

Companies

14

Total Filings

30

Lifetime Open-Market Net

$29.87B

Filer Profile

Reported Address
333 SOUTH GRAND AVENUE, 28TH FLOOR
LOS ANGELES, CA 90071
Phone
(213) 830-6300
State of Incorporation
DE
Formerly Known As
OAKTREE HOLDINGS, LLC (2007–2024)
Related Filers
OCM HOLDINGS I, LLC — 220 joint filings, latest 2024-05-16
Oaktree Capital I, L.P. — 216 joint filings, latest 2024-05-16
OAKTREE FUND GP I, L.P. — 202 joint filings, latest 2024-05-16
Oaktree Capital Group, LLC — 193 joint filings, latest 2024-05-16
Oaktree Capital Group Holdings GP, LLC — 179 joint filings, latest 2024-05-16
Oaktree Fund GP, LLC — 125 joint filings, latest 2024-05-16
BROOKFIELD Corp /ON/ — 58 joint filings, latest 2024-05-16
Oaktree Capital Group Holdings, L.P. — 47 joint filings, latest 2017-08-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TPI COMPOSITES, INC (TPIC) Delisted 10%+ Owner 425,699 $0.13 $54.1K -$747.10M 1 2022-09-12
RWAY 10%+ Owner 20,685,152 $6.80 $140.76M $41.70B 2 2022-02-23
SunOpta Inc. (STKL) Delisted 10%+ Owner — $6.50 — $0 3 2021-06-30
GTX 10%+ Owner 0 $25.75 $0 $0 1 2021-05-04
Infrastructure & Energy Alternatives, Inc. (IEAWW) Delisted Director 12,272,217 $1.65 $20.25M -$1.71B 3 2021-02-10
Berry Corp (bry) (BRY) Delisted Director 8,088,900 $3.34 $27.02M $0 1 2018-08-01
STONEMOR PARTNERS LP (STON) Delisted 10%+ Owner 4,457,401 $3.53 $15.73M $9.76M 3 2018-05-11
AdvancePierre Foods Holdings, Inc. (APFH) Delisted Director 0 — — -$3.84B 3 2017-06-08
Energy XXI Gulf Coast, Inc. (EXXI) Delisted 10%+ Owner 3,910,549 — — $135.04M 1 2017-03-03
MASONITE INTERNATIONAL CORP (DOOR) Delisted 10%+ Owner 4,137,277 $132.84 $549.60M $0 1 2014-07-02
CHTR Director 14,647,369 $113.03 $1.66B -$973.33M 1 2012-08-15
Spirit Aviation Holdings, Inc. (SAVE) Delisted Director 9,394,927 $1.08 $10.15M -$668.71M 3 2012-05-09
GT Advanced Technologies Inc. (SOLR) Delisted Director 24,638,149 $34.91 $859.99M -$4.03B 3 2010-11-09
EXCO RESOURCES INC (XCO) Delisted Director — — — $0 1 2009-12-03

Recent Filings

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-09-12 TPI COMPOSITES, INC (TPIC) Delisted Sell (S) −39,634,160 -$747.10M EDGAR
2022-02-23 RWAY Buy (P) +479,740 $6.42M EDGAR
2022-02-09 RWAY Buy (P) +2,266,930 $41.69B EDGAR
2021-06-30 SunOpta Inc. (STKL) Delisted Buy (P) — $0 EDGAR
2021-05-28 SunOpta Inc. (STKL) Delisted Buy (P) — $0 EDGAR
2021-05-19 SunOpta Inc. (STKL) Delisted Buy (P) — $0 EDGAR
2021-05-04 GTX Other (J) −17,965,555 $0 EDGAR
2021-02-10 Infrastructure & Energy Alternatives, Inc. (IEAWW) Delisted Sell (S) −71,279,114 -$1.71B EDGAR
2020-12-30 Infrastructure & Energy Alternatives, Inc. (IEAWW) Delisted Grant (A) +4,200,000 $0 EDGAR
2019-01-04 — Buy (P) +17,541,264 $266.45M
Showing 1–10 of 30
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.