Oaktree Capital Group, LLC

CIK 1403528 · last filed 2023-01-03

Oaktree Capital Group, LLC is a corporate insider who has filed 30 SEC Form 4 insider transactions across 18 companies since 2008. The most recent filing, for STR.WS, was dated Jan 3, 2023. Across all open-market trades the lifetime net is −$9.89B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.93B across reported positions. The firm reports its address in Los Angeles, CA. 300 SEC filings were submitted jointly with Oaktree Capital Group Holdings GP, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.93B

Companies

18

Total Filings

30

Lifetime Open-Market Net

-$9.89B

Filer Profile

Reported Address
333 SOUTH GRAND AVENUE
28TH FLOOR
LOS ANGELES, CA 90071
Phone
(213) 830-6300
State of Incorporation
DE
Formerly Known As
Oaktree Capital Group, LLC (2007–2024)
Related Filers
Oaktree Capital Group Holdings GP, LLC — 300 joint filings, latest 2025-12-11
OAKTREE HOLDINGS, LLC — 193 joint filings, latest 2024-05-16
OCM HOLDINGS I, LLC — 183 joint filings, latest 2024-05-16
Oaktree Capital I, L.P. — 181 joint filings, latest 2024-05-16
OAKTREE FUND GP I, L.P. — 173 joint filings, latest 2024-05-16
Oaktree Holdings, Inc. — 132 joint filings, latest 2021-11-23
OAKTREE CAPITAL MANAGEMENT LP — 128 joint filings, latest 2022-11-10
Oaktree Fund GP, LLC — 112 joint filings, latest 2024-05-16
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STR Sub Inc. (STR.WS) Delisted 10%+ Owner 0 $0.01 $0 $0 1 2023-01-03
CBL 10%+ Owner 3,983,967 $51.74 $206.15M -$108.95M 1 2022-04-21
RWAY 10%+ Owner 20,637,404 $6.76 $139.61M $26.95M 4 2022-02-17
SHLS 10%+ Owner 0 $7.58 $0 $0 1 2021-07-21
Vistra Corp. (VST.WS.A) Delisted Director 29,943,806 $0.01 $233.6K -$28.17M 2 2021-01-27
Oaktree Acquisition Corp. II (OACB.U) Delisted 10%+ Owner — $9.65 — $0 1 2020-09-22
Infinera Corp (INFN) Delisted 10%+ Owner 24,175,384 $6.64 $160.52M $106.31M 1 2020-03-18
EGLE 10%+ Owner 3,757,201 $32.00 $120.22M $174.58M 2 2019-03-29
Infrastructure & Energy Alternatives, Inc. (IEAWW) Delisted Director 10,428,500 $1.65 $17.21M $0 1 2019-01-03
Oaktree Specialty Lending Corp (OSLE) Delisted 10%+ Owner 276,000 — — $5.29M 1 2017-12-15
FBP Director 10,051,733 $27.14 $272.75M -$508.95M 2 2017-08-09
Euronav MI II Inc. (GNRT) Delisted Director 9,584 — — $0 1 2017-05-18
STORE CAPITAL Corp (STOR) Delisted Director 82,148,644 $32.21 $2.65B $0 1 2015-04-01
Diamond Foods Inc (DMND) Delisted 10%+ Owner 4,420,859 — — $0 1 2014-02-20
CHTR Director 16,582,314 $112.95 $1.87B -$130.34M 2 2012-05-23
AIQ 10%+ Owner 4,757,438 $65.96 $313.80M $71.55M 3 2010-11-01
GT Advanced Technologies Inc. (SOLR) Delisted 10%+ Owner 111,438,149 $34.91 $3.89B -$9.50B 2 2009-02-12
EXCO RESOURCES INC (XCO) Delisted Director 2,321,096 — — $0 1 2008-07-22

Recent Filings

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-01-03 STR Sub Inc. (STR.WS) Delisted Other (J) −51,782,204 $0 EDGAR
2022-04-21 CBL Sell (S) −3,514,410 -$108.95M EDGAR
2022-02-17 RWAY Buy (P) +573,170 $7.75M EDGAR
2022-01-12 RWAY Buy (P) +634,000 $8.25M EDGAR
2022-01-07 RWAY Buy (P) +636,620 $8.37M EDGAR
2022-01-05 RWAY Buy (P) +199,760 $2.58M EDGAR
2021-07-21 SHLS Sell (S) −49,777,510 $0 EDGAR
2021-01-27 Vistra Corp. (VST.WS.A) Delisted Sell (S) −1,336,996 -$28.17M EDGAR
2020-09-22 Oaktree Acquisition Corp. II (OACB.U) Delisted Other (J) — $0 EDGAR
2020-08-24 — Buy (P) +782,330 $10.17M
Showing 1–10 of 30
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.