Philip S Siegel

CIK 1414028 · last filed 2014-11-14

Philip S Siegel is a corporate insider who has filed 10 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing, for UPLD, was dated Nov 14, 2014. Across all open-market trades the lifetime net is −$11.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $13.0M across reported positions. 15 SEC filings were submitted jointly with JOSEPH C ARAGONA.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$13.05M

Companies

2

Total Filings

10

Lifetime Open-Market Net

-$11.30M

Filer Profile

Reported Address

C/O AUSTIN VENTURES
300 WEST 6TH STREET, SUITE 2300
AUSTIN, TX 78701

Related Filers

JOSEPH C ARAGONA — 15 joint filings, latest 2017-11-20

KENNETH P DEANGELIS — 15 joint filings, latest 2017-11-20

CHRISTOPHER A PACITTI — 15 joint filings, latest 2017-11-20

JOHN D THORNTON — 12 joint filings, latest 2015-11-16

AV Partners IX LLC — 9 joint filings, latest 2017-11-20

AUSTIN VENTURES X LP — 6 joint filings, latest 2012-11-08

AV Partners X, L.L.C. — 6 joint filings, latest 2012-11-08

AV Partners X, L.P. — 6 joint filings, latest 2012-11-08

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
UPLD	10%+ Owner	87,303	$3.37	$294.2K	$5.77M	1	2014-11-14
AWAY	Director	756,797	$16.85	$12.75M	-$17.07M	9	2013-03-25

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2014-11-14	UPLD	Mixed	+10,912,920	$5.77M	EDGAR
2013-03-25	AWAY	Sell (S)	−32,300	-$1.04M	EDGAR
2013-03-07	AWAY	Sell (S)	−17,700	-$553.1K	EDGAR
2013-03-04	AWAY	Sell (S)	−109,814	-$3.17M	EDGAR
2013-02-25	AWAY	Sell (S)	−50,000	-$1.41M	EDGAR
2012-08-23	AWAY	Sell (S)	−200,000	-$5.00M	EDGAR
2012-06-08	AWAY	Grant (A)	—	$0	EDGAR
2012-05-18	AWAY	Sell (S)	−200,000	-$5.27M	EDGAR
2012-03-29	AWAY	Grant (A)	—	$0	EDGAR
2012-02-07	AWAY	Sell (S)	−25,300	-$635.3K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.