Philip S Siegel

CIK 1414028 · last filed 2014-11-14

Philip S Siegel is a corporate insider who has filed 10 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing, for UPLD, was dated Nov 14, 2014. Across all open-market trades the lifetime net is −$11.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $13.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$13.72M

Companies

2

Total Filings

10

Lifetime Open-Market Net

-$11.30M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UPLD 10%+ Owner 873,034 $0.68 $595.8K $5.77M 1 2014-11-14
AWAY Director 756,797 $17.34 $13.13M -$17.07M 9 2013-03-25

Recent Filings

10 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2014-11-14 UPLD Mixed +10,912,920 $5.77M EDGAR
2013-03-25 AWAY Sell (S) −32,300 -$1.04M EDGAR
2013-03-07 AWAY Sell (S) −17,700 -$553.1K EDGAR
2013-03-04 AWAY Sell (S) −109,814 -$3.17M EDGAR
2013-02-25 AWAY Sell (S) −50,000 -$1.41M EDGAR
2012-08-23 AWAY Sell (S) −200,000 -$5.00M EDGAR
2012-06-08 AWAY Grant (A) $0 EDGAR
2012-05-18 AWAY Sell (S) −200,000 -$5.27M EDGAR
2012-03-29 AWAY Grant (A) $0 EDGAR
2012-02-07 AWAY Sell (S) −25,300 -$635.3K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.