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Xuong Nguyen

CIK 1575484 · Chief Operating Officer · last filed 2024-07-16

Xuong Nguyen is a Chief Operating Officer who has filed 31 SEC Form 4 insider transactions across 3 companies since 2013. The most recent filing, for SNEX, was dated Aug 19, 2024. Across all open-market trades the lifetime net is −$10.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $16.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$16.78M

Companies

3

Total Filings

31

Lifetime Open-Market Net

-$9.96M

Filer Profile

Reported Address
230 SOUTH LASALLE
SUITE 10-500
CHICAGO, IL 60604
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SNEX Chief Operating Officer 232,561 $67.00 $15.58M -$8.54M 15 2024-07-16
INTL Chief Operating Officer 38,823 $30.80 $1.20M -$1.32M 8 2020-06-10
StoneX Group Inc. (INTL.L) Delisted Chief Operating Officer 19,352 — — -$100.6K 4 2015-12-16

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-08-19 SNEX Notice (144) −35,000 -$2.87M EDGAR
2024-08-15 SNEX Notice (144) −40,000 -$3.20M EDGAR
2024-07-16 SNEX Mixed — -$404.6K EDGAR
2024-06-10 SNEX Sell (S) −19,988 -$1.50M EDGAR
2024-06-04 SNEX Sell (S) −12 -$900 EDGAR
2024-06-03 SNEX Notice (144) −20,000 -$1.50M EDGAR
2024-05-13 SNEX Mixed — -$345.4K EDGAR
2024-05-09 SNEX Notice (144) −15,000 -$1.20M EDGAR
2023-12-19 SNEX Grant (A) +10,954 $0 EDGAR
2022-12-19 SNEX Grant (A) +9,622 $0 EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.