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Xuong Nguyen

CIK 1575484 · Chief Operating Officer · last filed 2024-07-16

Xuong Nguyen is a Chief Operating Officer who has filed 31 SEC Form 4 insider transactions across 3 companies since 2013. The most recent filing, for SNEX, was dated Aug 19, 2024. Across all open-market trades the lifetime net is −$10.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $16.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$16.72M

Companies

3

Total Filings

31

Lifetime Open-Market Net

-$9.96M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SNEX Chief Operating Officer 232,561 $66.72 $15.52M -$8.54M 15 2024-07-16
INTL Chief Operating Officer 38,823 $30.85 $1.20M -$1.32M 8 2020-06-10
StoneX Group Inc. (INTL.L) Delisted Chief Operating Officer 19,352 — — -$100.6K 4 2015-12-16

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-08-19 SNEX Notice (144) −35,000 -$2.87M EDGAR
2024-08-15 SNEX Notice (144) −40,000 -$3.20M EDGAR
2024-07-16 SNEX Mixed — -$404.6K EDGAR
2024-06-10 SNEX Sell (S) −19,988 -$1.50M EDGAR
2024-06-04 SNEX Sell (S) −12 -$900 EDGAR
2024-06-03 SNEX Notice (144) −20,000 -$1.50M EDGAR
2024-05-13 SNEX Mixed — -$345.4K EDGAR
2024-05-09 SNEX Notice (144) −15,000 -$1.20M EDGAR
2023-12-19 SNEX Grant (A) +10,954 $0 EDGAR
2022-12-19 SNEX Grant (A) +9,622 $0 EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.